0001140361-14-020632.txt : 20140514
0001140361-14-020632.hdr.sgml : 20140514
20140514091520
ACCESSION NUMBER: 0001140361-14-020632
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140514
DATE AS OF CHANGE: 20140514
EFFECTIVENESS DATE: 20140514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC
CENTRAL INDEX KEY: 0001107211
IRS NUMBER: 043020600
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10779
FILM NUMBER: 14839431
BUSINESS ADDRESS:
STREET 1: 49 UNION STREET
CITY: MANCHESTER
STATE: MA
ZIP: 01944
BUSINESS PHONE: 978-704-6200
MAIL ADDRESS:
STREET 1: 49 UNION STREET
CITY: MANCHESTER
STATE: MA
ZIP: 01944
FORMER COMPANY:
FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC
DATE OF NAME CHANGE: 20080731
FORMER COMPANY:
FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC
DATE OF NAME CHANGE: 20000217
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001107211
XXXXXXXX
03-31-2014
03-31-2014
NEW GENERATION ADVISORS LLC
49 UNION STREET
MANCHESTER
MA
01944
13F HOLDINGS REPORT
028-10779
N
George Putnam III
President
978-704-6200
/s/ George Putnam III
Manchester
MA
05-14-2014
0
44
348459
false
INFORMATION TABLE
2
form13fInfoTable.xml
ACCO BRANDS CORP
COMMON
00081T108
4556
739656
SH
SOLE
NONE
739656
0
0
ACCURIDE CORP
COMMON
00439T206
10227
2308469
SH
SOLE
NONE
2308469
0
0
AMERICAN AIRLINES GROUP INC
COMMON
02376R102
10539
287947
SH
SOLE
NONE
287947
0
0
AMERICAN AIRLINES GROUP INC. CONV PFD 6.2500 SERIES A
PFD A MAND CV
02376R409
468
16969
SH
SOLE
NONE
16969
0
0
SECTOR SELECT SPDR TR
COMMON
81369Y506
16105
180831
SH
SOLE
NONE
180831
0
0
ARCH COAL INC
COMMON
039380100
6073
1260000
SH
SOLE
NONE
1260000
0
0
BALTIC TRADING LTD
COMMON
Y0553W103
7807
1237171
SH
SOLE
NONE
1237171
0
0
BANK OF AMERICA CORP 13.3000 EXP01/16/2019
COMMON
060505146
3821
464800
SH
Call
SOLE
NONE
464800
0
0
BANK OF AMERICA CORP 30.7900 EXP10/28/2018
COMMON
060505153
5099
5657482
SH
Call
SOLE
NONE
5657482
0
0
BLUELINX HOLDINGS INC
COMMON
09624H109
3331
2561941
SH
SOLE
NONE
2561941
0
0
BUILDERS FIRSTSOURCE, INC
COMMON
12008R107
16414
1803752
SH
SOLE
NONE
1803752
0
0
CITIGROUP INC. 10.6100 EXP01/04/2019
COMMON
172967226
5778
9000000
SH
Call
SOLE
NONE
9000000
0
0
COMERICA INCORPORATED 29.4000 EXP11/14/2018
COMMON
200340115
10673
476471
SH
Call
SOLE
NONE
476471
0
0
COOPER-STANDARD HOLDINGS INC
COMMON
21676P103
16575
234606
SH
SOLE
NONE
234606
0
0
DELTA AIR LINES, INC
COMMON
247361702
4017
115925
SH
SOLE
NONE
115925
0
0
DHT HOLDINGS INC
COMMON
Y2065G121
9921
1275159
SH
SOLE
NONE
1275159
0
0
DORAL FINL CORP
COMMON
25811P852
2188
252020
SH
SOLE
NONE
252020
0
0
DRYSHIPS INC
COMMON
Y2109Q101
6047
1872240
SH
SOLE
NONE
1872240
0
0
EUROSEAS LTD
COMMON
Y23592200
2604
2082311
SH
SOLE
NONE
2082311
0
0
FAIRPOINT COMMUNICATIONS, INC
COMMON
305560302
20962
1541317
SH
SOLE
NONE
1541317
0
0
FELCOR LODGING TRUST INC
COMMON
31430F101
14867
1644539
SH
SOLE
NONE
1644539
0
0
GENCO SHIPPING & TRADING LTD 5% 08/15/2015 CONV FA
NOTE
36869MAA3
5736
7170000
PRN
SOLE
NONE
7170000
0
0
GENERAL MOTORS CO
COMMON
37045V100
399
11582
SH
SOLE
NONE
11582
0
0
GENERAL MOTORS CO 10.0000 EXP07/10/2016
COMMON
37045V118
8627
347287
SH
Call
SOLE
NONE
347287
0
0
GENERAL MOTORS CO 18.3300 EXP07/10/2019
COMMON
37045V126
9953
571655
SH
Call
SOLE
NONE
571655
0
0
ISTAR FINANCIAL INC. 3.00000000 11/15/2016 CONV MN
NOTE
45031UBR1
11577
8200000
PRN
SOLE
NONE
8200000
0
0
JPMORGAN CHASE & CO. 42.4200 EXP10/28/2018
COMMON
46634E114
9709
480661
SH
Call
SOLE
NONE
480661
0
0
LEAR CORP
COMMON
521865204
4543
54266
SH
SOLE
NONE
54266
0
0
LENNAR CORP
CL A
526057104
6129
154700
SH
SOLE
NONE
154700
0
0
M T R GAMING GROUP INC
COMMON
553769100
1269
247370
SH
SOLE
NONE
247370
0
0
M/I HOMES INC
COMMON
55305B101
6173
275355
SH
SOLE
NONE
275355
0
0
MASONITE INTL CORP
COMMON
575385109
5999
106142
SH
SOLE
NONE
106142
0
0
MGIC INVESTMENT CORP
COMMON
552848103
11014
1292736
SH
SOLE
NONE
1292736
0
0
NAVIGATOR HOLDINGS LTD
COMMON
Y62132108
8776
337551
SH
SOLE
NONE
337551
0
0
OWENS CORNING
COMMON
690742101
3022
70000
SH
SOLE
NONE
70000
0
0
PENNYMAC MTG INVT TR
COMMON
70931T103
1551
64892
SH
SOLE
NONE
64892
0
0
PLY GEM HOLDINGS, INC
COMMON
72941W100
5376
425614
SH
SOLE
NONE
425614
0
0
RADIAN GROUP INC
COMMON
750236101
14315
952438
SH
SOLE
NONE
952438
0
0
SAFE BULKERS INC
COMMON
Y7388L103
10003
1050779
SH
SOLE
NONE
1050779
0
0
TEEKAY TANKERS LTD
CL A
Y8565N102
2495
704924
SH
SOLE
NONE
704924
0
0
THE PNC FINANCIAL SERVICES GROUP, INC. 67.3300 EXP12/31/2018
COMMON
693475121
12711
538618
SH
Call
SOLE
NONE
538618
0
0
TSAKOS ENERGY NAVIGATION LTD
COMMON
G9108L108
6116
788200
SH
SOLE
NONE
788200
0
0
U.S. CONCRETE INC
COMMON
90333L201
16071
683869
SH
SOLE
NONE
683869
0
0
WELLS FARGO & CO 34.0100 EXP10/28/2018
COMMON
949746119
8823
473341
SH
Call
SOLE
NONE
473341
0
0