0001140361-14-005749.txt : 20140211
0001140361-14-005749.hdr.sgml : 20140211
20140211104229
ACCESSION NUMBER: 0001140361-14-005749
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
EFFECTIVENESS DATE: 20140211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC
CENTRAL INDEX KEY: 0001107211
IRS NUMBER: 043020600
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10779
FILM NUMBER: 14592018
BUSINESS ADDRESS:
STREET 1: 49 UNION STREET
CITY: MANCHESTER
STATE: MA
ZIP: 01944
BUSINESS PHONE: 978-704-6200
MAIL ADDRESS:
STREET 1: 49 UNION STREET
CITY: MANCHESTER
STATE: MA
ZIP: 01944
FORMER COMPANY:
FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC
DATE OF NAME CHANGE: 20080731
FORMER COMPANY:
FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC
DATE OF NAME CHANGE: 20000217
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001107211
XXXXXXXX
12-31-2013
12-31-2013
NEW GENERATION ADVISORS LLC
49 UNION STREET
MANCHESTER
MA
01944
13F HOLDINGS REPORT
028-10779
N
George Putnam III
President
978-704-6200
/s/ George Putnam III
Manchester
MA
02-11-2014
0
49
345110
false
INFORMATION TABLE
2
form13fInfoTable.xml
ACCO BRANDS CORP
COMMON
00081T108
4970
739656
SH
SOLE
NONE
739656
0
0
ACCURIDE CORP
COMMON
00439T206
5959
1597587
SH
SOLE
NONE
1597587
0
0
AMERICAN AIRLINES GROUP INC
COMMON
02376R102
2778
110004
SH
SOLE
NONE
110004
0
0
AMEX ENERGY SELECT INDEX 'SPDR'
COMMON
81369Y506
16404
185331
SH
SOLE
NONE
185331
0
0
BALTIC TRADING LTD
COMMON
Y0553W103
10498
1630171
SH
SOLE
NONE
1630171
0
0
BANK OF AMERICA CORP 13.3000 EXP01/16/2019
COMMON
060505146
3007
464800
SH
Call
SOLE
NONE
464800
0
0
BANK OF AMERICA CORP 30.7900 EXP10/28/2018
COMMON
060505153
3948
5127482
SH
Call
SOLE
NONE
5127482
0
0
BEAZER HOMES USA, INC
COMMON
07556Q881
3421
140113
SH
SOLE
NONE
140113
0
0
BLUELINX HOLDINGS INC
COMMON
09624H109
4996
2561941
SH
SOLE
NONE
2561941
0
0
BUILDERS FIRSTSOURCE, INC
COMMON
12008R107
12886
1807302
SH
SOLE
NONE
1807302
0
0
CITIGROUP INC 10.6100 EXP01/04/2019
COMMON
172967226
5850
9000000
SH
Call
SOLE
NONE
9000000
0
0
COMERICA INC 29.4000 EXP11/14/2018
COMMON
200340115
9077
476471
SH
Call
SOLE
NONE
476471
0
0
COOPER-STANDARD HOLDINGS INC
COMMON
21676P103
12818
261006
SH
SOLE
NONE
261006
0
0
DELTA AIR LINES, INC
COMMON
247361702
3184
115925
SH
SOLE
NONE
115925
0
0
DHT HOLDINGS INC
COMMON
Y2065G121
3908
571308
SH
SOLE
NONE
571308
0
0
DORAL FINL CORP
COMMON
25811P852
3947
252020
SH
SOLE
NONE
252020
0
0
DRYSHIPS INC 5% 12/01/2014 CONV
NOTE
262498AB4
2880
2850000
PRN
SOLE
NONE
2850000
0
0
DRYSHIPS INC
COMMON
Y2109Q101
8800
1872240
SH
SOLE
NONE
1872240
0
0
EUROSEAS LTD CMN
COMMON
Y23592200
3380
2331206
SH
SOLE
NONE
2331206
0
0
FAIRPOINT COMMUNICATIONS, INC
COMMON
305560302
17055
1507917
SH
SOLE
NONE
1507917
0
0
FELCOR LODGING TRUST INC
COMMON
31430F101
12811
1570039
SH
SOLE
NONE
1570039
0
0
GENCO SHIPPING & TRADING LTD 5% 08/15/2015 CONV
NOTE
36869MAA3
3640
7000000
PRN
SOLE
NONE
7000000
0
0
GENERAL MOTORS CO 10.0000 EXP07/10/2016
COMMON
37045V118
10326
331587
SH
Call
SOLE
NONE
331587
0
0
GENERAL MOTORS CO 18.3300 EXP07/10/2019
COMMON
37045V126
12620
545855
SH
Call
SOLE
NONE
545855
0
0
GENERAL MOTORS CO
COMMON
37045V100
473
11582
SH
SOLE
NONE
11582
0
0
ISLE OF CAPRIS CASINO INC
COMMON
464592104
1015
112772
SH
SOLE
NONE
112772
0
0
ISTAR FINANCIAL INC. 3.00000000 11/15/2016 CONV
NOTE
45031UBR1
10511
7700000
PRN
SOLE
NONE
7700000
0
0
JPMORGAN CHASE & CO. 42.4200 EXP10/28/2018
COMMON
46634E114
8897
458861
SH
Call
SOLE
NONE
458861
0
0
LEAP WIRELESS INTL INC
COMMON
521863308
6837
392950
SH
SOLE
NONE
392950
0
0
LEAR CORP
COMMON
521865204
4394
54266
SH
SOLE
NONE
54266
0
0
LENNAR CORP
CL A
526057104
2876
72700
SH
SOLE
NONE
72700
0
0
M T R GAMING GROUP INC
COMMON
553769100
1276
247370
SH
SOLE
NONE
247370
0
0
M/I HOMES INC
COMMON
55305B101
7008
275355
SH
SOLE
NONE
275355
0
0
MASONITE INTL CORP
COMMON
575385109
3189
53142
SH
SOLE
NONE
53142
0
0
MGIC INVESTMENT CORP
COMMON
552848103
13021
1542736
SH
SOLE
NONE
1542736
0
0
NAVIGATOR HOLDINGS LTD
COMMON
Y62132108
18288
678849
SH
SOLE
NONE
678849
0
0
OWENS CORNING
COMMON
690742101
2850
70000
SH
SOLE
NONE
70000
0
0
PENNYMAC MTG INVT TR
COMMON
70931T103
10171
442992
SH
SOLE
NONE
442992
0
0
PLY GEM HOLDINGS, INC
COMMON
72941W100
3111
172560
SH
SOLE
NONE
172560
0
0
RADIAN GROUP INC
COMMON
750236101
15534
1100138
SH
SOLE
NONE
1100138
0
0
REALOGY HLDGS CORP
COMMON
75605Y106
4147
83835
SH
SOLE
NONE
83835
0
0
REGIONS FINANCIAL CORP
COMMON
7591EP100
2880
291230
SH
SOLE
NONE
291230
0
0
SAFE BULKERS INC
COMMON
Y7388L103
10928
1050779
SH
SOLE
NONE
1050779
0
0
TEEKAY TANKERS LTD
CL A
Y8565N102
1135
288924
SH
SOLE
NONE
288924
0
0
THE PNC FINANCIAL SERVICES GROUP, INC. 67.3300 EXP12/31/2018
COMMON
693475121
9129
514318
SH
Call
SOLE
NONE
514318
0
0
TOWER GROUP INTL LTD
COMMON
G8988C105
2474
732000
SH
SOLE
NONE
732000
0
0
TSAKOS ENERGY NAVIGATION LTD
COMMON
G9108L108
2893
481400
SH
SOLE
NONE
481400
0
0
U.S. CONCRETE INC
COMMON
90333L201
15724
694810
SH
SOLE
NONE
694810
0
0
WELLS FARGO & CO 34.0100 EXP10/28/2018
COMMON
949746119
7186
451941
SH
Call
SOLE
NONE
451941
0
0