-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E8ipcikuyF781haelctn7jbBFXERpFdYpiSd7iP3zOjvT/CxDGzcnT4e2nlp5/4o SyqeWpcn8yLWMPWzykI+Ow== 0001140361-10-033284.txt : 20100813 0001140361-10-033284.hdr.sgml : 20100813 20100813142814 ACCESSION NUMBER: 0001140361-10-033284 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC CENTRAL INDEX KEY: 0001107211 IRS NUMBER: 043020600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10779 FILM NUMBER: 101014724 BUSINESS ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 BUSINESS PHONE: 978-704-6200 MAIL ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC DATE OF NAME CHANGE: 20080731 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC DATE OF NAME CHANGE: 20000217 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: New Generation Advisors, LLC Address: 49 Union Street Manchester, MA 01944 Form 13F File Number: 28-10779 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: George Putnam, III Title: President Phone: 978-704-6200 Signature, Place, and Date of Signing: /s/ George Putnam, III Manchester, MA 8/3/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 45 Form 13F Information Table Value Total: $ 183,148 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ABOVENET INC COMMON 00374N107 3,970 84,139 SOLE NONE 84,139 0 0 ACCO BRANDS CORP COMMON 00081T108 3,193 639,940 SOLE NONE 639,940 0 0 ALCATEL-LUCENT ADR 013904305 3,216 1,266,337 SOLE NONE 1,266,337 0 0 AMR CORP COMMON 001765106 2,197 323,971 SOLE NONE 323,971 0 0 CALPINE CORP COMMON 131347304 3,219 253,037 SOLE NONE 253,037 0 0 CONSTAR INTERNATIONAL, INC COMMON 21036U206 652 83,222 SOLE NONE 83,222 0 0 CONTINENTAL AIRLINES INC CL B 210795308 3,309 150,398 SOLE NONE 150,398 0 0 DELTA AIR LINES, INC COMMON 247361702 7,877 670,402 SOLE NONE 670,402 0 0 DORAL FINANCIAL CORP COMMON 25811P886 1,605 657,991 SOLE NONE 657,991 0 0 EXIDE TECHNOLOGIES COMMON 302051206 3,509 674,878 SOLE NONE 674,878 0 0 FEDERAL MOGUL CORP COMMON 313549404 4,275 328,363 SOLE NONE 328,363 0 0 FIFTH THIRD BANCORP COMMON 316773100 4,340 353,164 SOLE NONE 353,164 0 0 FLEXTRONICS INTERNATIONAL LTD ORD Y2573F102 1,027 183,342 SOLE NONE 183,342 0 0 GLOBAL CROSSING LTD COMMON G3921A175 4,524 428,025 SOLE NONE 428,025 0 0 THE GOODYEAR TIRE & RUBBER COMPANY COMMON 382550101 2,744 276,011 SOLE NONE 276,011 0 0 HUNTSMAN CORP COMMON 447011107 1,735 200,171 SOLE NONE 200,171 0 0 ING PRIME RATE TR MUTUAL FUND SH BEN INT 44977W106 3,702 673,131 SOLE NONE 673,131 0 0 JDS UNIPHASE CORP COMMON 46612J507 5,092 517,478 SOLE NONE 517,478 0 0 KEY ENERGY SERVICES INC COMMON 492914106 3,973 432,758 SOLE NONE 432,758 0 0 KEYCORP COMMON 493267108 3,855 501,254 SOLE NONE 501,254 0 0 LEAR CORP COMMON 521865204 10,857 164,002 SOLE NONE 164,002 0 0 LENNAR CORP CL A 526057104 6,150 442,110 SOLE NONE 442,110 0 0 LIBBEY INC COMMON 529898108 863 66,475 SOLE NONE 66,475 0 0 LTX-CREDENCE CORP COMMON 502403108 3,645 1,288,100 SOLE NONE 1,288,100 0 0 METROPCS COMMUNICATIONS, INC COMMON 591708102 8,653 1,056,533 SOLE NONE 1,056,533 0 0 MGIC INVESTMENT CORP COMMON 552848103 3,238 470,000 SOLE NONE 470,000 0 0 NEWPARK RES INC COMMON 651718504 4,369 722,208 SOLE NONE 722,208 0 0 OWENS CORNING COMMON 690742101 3,010 100,627 SOLE NONE 100,627 0 0 WTS/OWENS CORNING INC. 45.2500 WTS 690742127 123 44,817 SOLE NONE 44,817 0 0 EXP10/31/2013 SERIES B PARKER DRILLING CO COMMON 701081101 2,005 507,670 SOLE NONE 507,670 0 0 PENNYMAC MTG INVT TR COMMON 70931T103 2,989 188,000 SOLE NONE 188,000 0 0 PLAINS EXPL & PROD CO LP COMMON 726505100 5,750 279,000 SOLE NONE 279,000 0 0 PORTLAND GENERAL ELECTRIC CO COMMON 736508847 2,531 138,088 SOLE NONE 138,088 0 0 RCN CORP COMMON 749361200 2,454 165,700 SOLE NONE 165,700 0 0 REGIONS FINANCIAL CORP COMMON 7591EP100 4,155 631,400 SOLE NONE 631,400 0 0 REVLON INC CL A 761525609 2,863 256,536 SOLE NONE 256,536 0 0 SERACARE LIFE SCIENCES, INC COMMON 81747T104 34 8,979 SOLE NONE 8,979 0 0 SOLUTIA INC COMMON 834376501 7,156 546,264 SOLE NONE 546,264 0 0 SUNTRUST BANKS INC COMMON 867914103 3,531 151,559 SOLE NONE 151,559 0 0 SYNOVUS FINANCIAL CORP COMMON 87161C105 3,413 1,343,800 SOLE NONE 1,343,800 0 0 TENET HEALTHCARE CORP COMMON 88033G100 3,107 716,000 SOLE NONE 716,000 0 0 TERADYNE INC COMMON 880770102 5,456 559,573 SOLE NONE 559,573 0 0 UAL CORP COMMON 902549807 9,786 475,950 SOLE NONE 475,950 0 0 US AIRWAYS GROUP INC COMMON 90341W108 13,868 1,610,632 SOLE NONE 1,610,632 0 0 VISHAY INTERTECHNOLOGY COMMON 928298108 5,128 662,500 SOLE NONE 662,500 0 0
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