0000894579-11-000177.txt : 20110513 0000894579-11-000177.hdr.sgml : 20110513 20110513121636 ACCESSION NUMBER: 0000894579-11-000177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC CENTRAL INDEX KEY: 0001107211 IRS NUMBER: 043020600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10779 FILM NUMBER: 11839145 BUSINESS ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 BUSINESS PHONE: 978-704-6200 MAIL ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC DATE OF NAME CHANGE: 20080731 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC DATE OF NAME CHANGE: 20000217 13F-HR 1 nga13fhr051011.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: New Generation Advisors, LLC ---------------------------- Address: 49 Union Street ---------------------------- Manchester, MA 01944 ---------------------------- Form 13F File Number: 28-10779 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: George Putnam, III ------------------------------- Title: President ------------------------------- Phone: 978-704-6200 ------------------------------- Signature, Place and Date of Signing: /s/ George Putnam III Manchester, MA May 13, 2011 --------------------- ----------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one) ---------------------------- [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 48 ------------- Form 13F Information Table Value Total: $291,087 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
Title of Value Investment Other Voting Authority Name of Issuer Class Cusip ($1000) Shares Discretion Managers Sole Shared None ------------------------------------------ -------- --------- ------- --------- ---------- -------- ---- ------ ---- ABITIBIBOWATER INC COMMON 003687209 6,557 244,026 SOLE NONE 244,026 ACCO BRANDS CORP COMMON 00081T108 6,609 692,720 SOLE NONE 692,720 ACCURIDE CORP COMMON 00439T206 20,141 1,450,070 SOLE NONE 1,450,070 BANK OF AMERICA CORP 13.3000 EXP01/16/2019 WTS 060505146 5,097 664,600 SOLE NONE 664,600 BANK OF AMERICA CORP 30.7900 EXP10/28/2018 WTS 060505153 3,358 1,332,445 SOLE NONE 1,332,445 CALPINE CORP COMMON 131347304 4,628 291,622 SOLE NONE 291,622 CHARTER COMMUNICATIONS, INC CL A 16117M305 13,928 275,100 SOLE NONE 275,100 DELTA AIR LINES, INC COMMON 247361702 7,360 751,064 SOLE NONE 751,064 EUROSEAS LTD COMMON Y23592200 2,913 603,100 SOLE NONE 603,100 EXCEL MARITIME CARRIERS LTD COMMON V3267N107 2,954 688,600 SOLE NONE 688,600 EXIDE TECHNOLOGIES COMMON 302051206 7,079 633,747 SOLE NONE 633,747 FAIRPOINT COMMUNICATIONS, INC COMMON 305560302 3,954 234,367 SOLE NONE 234,367 FEDERAL MOGUL CORP COMMON 313549404 5,416 217,520 SOLE NONE 217,520 FIFTH THIRD BANCORP COMMON 316773100 5,326 383,560 SOLE NONE 383,560 GLOBAL CROSSING LTD COMMON G3921A175 6,636 476,750 SOLE NONE 476,750 GLOBAL GEOPHYSICAL SERVICES INC COMMON 37946S107 3,346 231,405 SOLE NONE 231,405 THE GOODYEAR TIRE & RUBBER COMPANY COMMON 382550101 4,730 315,746 SOLE NONE 315,746 HUNTSMAN CORP COMMON 447011107 3,479 200,171 SOLE NONE 200,171 JPMORGAN CHASE & CO. 42.4200 EXP10/28/2018 WTS 46634E114 4,547 270,987 SOLE NONE 270,987 KEMET CORP COMMON 488360207 9,278 625,648 SOLE NONE 625,648 KEYCORP COMMON 493267108 5,140 578,826 SOLE NONE 578,826 LEAP WIRELESS INTL INC COMMON 521863308 2,705 174,860 SOLE NONE 174,860 LEAR CORP COMMON 521865204 9,252 189,324 SOLE NONE 189,324 LENNAR CORP CL A 526057104 8,483 468,140 SOLE NONE 468,140 METROPCS COMMUNICATIONS, INC COMMON 591708102 15,999 985,133 SOLE NONE 985,133 MGIC INVESTMENT CORP COMMON 552848103 6,767 761,138 SOLE NONE 761,138 OWENS CORNING COMMON 690742101 3,946 109,653 SOLE NONE 109,653 OWENS CORNING INC. 45.2500 EXP10/31/2013 SERIES B WTS 690742127 157 44,817 SOLE NONE 44,817 PENNYMAC MTG INVT TR COMMON 70931T103 4,259 231,588 SOLE NONE 231,588 PLAINS EXPL & PROD CO LP COMMON 726505100 10,978 303,000 SOLE NONE 303,000 PMI GROUP, INC COMMON 69344M101 4,128 1,528,750 SOLE NONE 1,528,750 THE PNC FINANCIAL SERVICES GROUP, INC. 67.3300 EXP12/31/2018 WTS 693475121 4,115 275,100 SOLE NONE 275,100 REGIONS FINANCIAL CORP COMMON 7591EP100 4,992 687,574 SOLE NONE 687,574 REVLON INC CL A 761525609 4,456 280,766 SOLE NONE 280,766 SERACARE LIFE SCIENCES, INC COMMON 81747T104 34 8,979 SOLE NONE 8,979 SMURFIT-STONE CONTAINER CORP COMMON 83272A104 7,226 186,958 SOLE NONE 186,958 SOLUTIA INC COMMON 834376501 9,117 358,929 SOLE NONE 358,929 SOLUTIA INC. 29.7000 EXP12/31/2013 WTS 834376147 461 160,053 SOLE NONE 160,053 STERLING FINANCIAL CORP COMMON 859319303 462 27,600 SOLE NONE 27,600 SUNTRUST BANKS INC COMMON 867914103 4,714 163,439 SOLE NONE 163,439 SYNOVUS FINANCIAL CORP COMMON 87161C105 3,319 1,382,800 SOLE NONE 1,382,800 TENET HEALTHCARE CORP COMMON 88033G100 5,168 693,645 SOLE NONE 693,645 TERADYNE INC COMMON 880770102 9,189 515,930 SOLE NONE 515,930 U.S. CONCRETE INC COMMON 90333L201 2,532 266,240 SOLE NONE 266,240 UNITED CONTINENTAL HOLDING INC COMMON 910047109 10,413 452,935 SOLE NONE 452,935 US AIRWAYS GROUP INC COMMON 90341W108 10,950 1,257,210 SOLE NONE 1,257,210 VISHAY INTERTECHNOLOGY COMMON 928298108 9,838 554,585 SOLE NONE 554,585 WELLS FARGO & CO 34.0100 EXP10/28/2018 WTS 949746119 4,951 438,150 SOLE NONE 438,150 291,087