0000894579-11-000177.txt : 20110513
0000894579-11-000177.hdr.sgml : 20110513
20110513121636
ACCESSION NUMBER: 0000894579-11-000177
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC
CENTRAL INDEX KEY: 0001107211
IRS NUMBER: 043020600
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10779
FILM NUMBER: 11839145
BUSINESS ADDRESS:
STREET 1: 49 UNION STREET
CITY: MANCHESTER
STATE: MA
ZIP: 01944
BUSINESS PHONE: 978-704-6200
MAIL ADDRESS:
STREET 1: 49 UNION STREET
CITY: MANCHESTER
STATE: MA
ZIP: 01944
FORMER COMPANY:
FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC
DATE OF NAME CHANGE: 20080731
FORMER COMPANY:
FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC
DATE OF NAME CHANGE: 20000217
13F-HR
1
nga13fhr051011.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
--------------
Check here if Amendment [ ]; Amendment Number: --------------
This Amendment (check only one): [ ] is a restatement
[ ] add new holdings entries
Institutional Investment Manager Filing this Report:
Name: New Generation Advisors, LLC
----------------------------
Address: 49 Union Street
----------------------------
Manchester, MA 01944
----------------------------
Form 13F File Number: 28-10779
--------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that is understood that all required items, statements, schedules,
lists, and tables are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: George Putnam, III
-------------------------------
Title: President
-------------------------------
Phone: 978-704-6200
-------------------------------
Signature, Place and Date of Signing:
/s/ George Putnam III Manchester, MA May 13, 2011
--------------------- ----------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one)
----------------------------
[X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting
manager are reported in this report)
[ ] 13F NOTICE (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-------------
Form 13F Information Table Entry Total: 48
-------------
Form 13F Information Table Value Total: $291,087
-------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
Title of Value Investment Other Voting Authority
Name of Issuer Class Cusip ($1000) Shares Discretion Managers Sole Shared None
------------------------------------------ -------- --------- ------- --------- ---------- -------- ---- ------ ----
ABITIBIBOWATER INC COMMON 003687209 6,557 244,026 SOLE NONE 244,026
ACCO BRANDS CORP COMMON 00081T108 6,609 692,720 SOLE NONE 692,720
ACCURIDE CORP COMMON 00439T206 20,141 1,450,070 SOLE NONE 1,450,070
BANK OF AMERICA CORP 13.3000 EXP01/16/2019 WTS 060505146 5,097 664,600 SOLE NONE 664,600
BANK OF AMERICA CORP 30.7900 EXP10/28/2018 WTS 060505153 3,358 1,332,445 SOLE NONE 1,332,445
CALPINE CORP COMMON 131347304 4,628 291,622 SOLE NONE 291,622
CHARTER COMMUNICATIONS, INC CL A 16117M305 13,928 275,100 SOLE NONE 275,100
DELTA AIR LINES, INC COMMON 247361702 7,360 751,064 SOLE NONE 751,064
EUROSEAS LTD COMMON Y23592200 2,913 603,100 SOLE NONE 603,100
EXCEL MARITIME CARRIERS LTD COMMON V3267N107 2,954 688,600 SOLE NONE 688,600
EXIDE TECHNOLOGIES COMMON 302051206 7,079 633,747 SOLE NONE 633,747
FAIRPOINT COMMUNICATIONS, INC COMMON 305560302 3,954 234,367 SOLE NONE 234,367
FEDERAL MOGUL CORP COMMON 313549404 5,416 217,520 SOLE NONE 217,520
FIFTH THIRD BANCORP COMMON 316773100 5,326 383,560 SOLE NONE 383,560
GLOBAL CROSSING LTD COMMON G3921A175 6,636 476,750 SOLE NONE 476,750
GLOBAL GEOPHYSICAL SERVICES INC COMMON 37946S107 3,346 231,405 SOLE NONE 231,405
THE GOODYEAR TIRE & RUBBER COMPANY COMMON 382550101 4,730 315,746 SOLE NONE 315,746
HUNTSMAN CORP COMMON 447011107 3,479 200,171 SOLE NONE 200,171
JPMORGAN CHASE & CO. 42.4200 EXP10/28/2018 WTS 46634E114 4,547 270,987 SOLE NONE 270,987
KEMET CORP COMMON 488360207 9,278 625,648 SOLE NONE 625,648
KEYCORP COMMON 493267108 5,140 578,826 SOLE NONE 578,826
LEAP WIRELESS INTL INC COMMON 521863308 2,705 174,860 SOLE NONE 174,860
LEAR CORP COMMON 521865204 9,252 189,324 SOLE NONE 189,324
LENNAR CORP CL A 526057104 8,483 468,140 SOLE NONE 468,140
METROPCS COMMUNICATIONS, INC COMMON 591708102 15,999 985,133 SOLE NONE 985,133
MGIC INVESTMENT CORP COMMON 552848103 6,767 761,138 SOLE NONE 761,138
OWENS CORNING COMMON 690742101 3,946 109,653 SOLE NONE 109,653
OWENS CORNING INC. 45.2500
EXP10/31/2013 SERIES B WTS 690742127 157 44,817 SOLE NONE 44,817
PENNYMAC MTG INVT TR COMMON 70931T103 4,259 231,588 SOLE NONE 231,588
PLAINS EXPL & PROD CO LP COMMON 726505100 10,978 303,000 SOLE NONE 303,000
PMI GROUP, INC COMMON 69344M101 4,128 1,528,750 SOLE NONE 1,528,750
THE PNC FINANCIAL SERVICES GROUP, INC.
67.3300 EXP12/31/2018 WTS 693475121 4,115 275,100 SOLE NONE 275,100
REGIONS FINANCIAL CORP COMMON 7591EP100 4,992 687,574 SOLE NONE 687,574
REVLON INC CL A 761525609 4,456 280,766 SOLE NONE 280,766
SERACARE LIFE SCIENCES, INC COMMON 81747T104 34 8,979 SOLE NONE 8,979
SMURFIT-STONE CONTAINER CORP COMMON 83272A104 7,226 186,958 SOLE NONE 186,958
SOLUTIA INC COMMON 834376501 9,117 358,929 SOLE NONE 358,929
SOLUTIA INC. 29.7000 EXP12/31/2013 WTS 834376147 461 160,053 SOLE NONE 160,053
STERLING FINANCIAL CORP COMMON 859319303 462 27,600 SOLE NONE 27,600
SUNTRUST BANKS INC COMMON 867914103 4,714 163,439 SOLE NONE 163,439
SYNOVUS FINANCIAL CORP COMMON 87161C105 3,319 1,382,800 SOLE NONE 1,382,800
TENET HEALTHCARE CORP COMMON 88033G100 5,168 693,645 SOLE NONE 693,645
TERADYNE INC COMMON 880770102 9,189 515,930 SOLE NONE 515,930
U.S. CONCRETE INC COMMON 90333L201 2,532 266,240 SOLE NONE 266,240
UNITED CONTINENTAL HOLDING INC COMMON 910047109 10,413 452,935 SOLE NONE 452,935
US AIRWAYS GROUP INC COMMON 90341W108 10,950 1,257,210 SOLE NONE 1,257,210
VISHAY INTERTECHNOLOGY COMMON 928298108 9,838 554,585 SOLE NONE 554,585
WELLS FARGO & CO 34.0100 EXP10/28/2018 WTS 949746119 4,951 438,150 SOLE NONE 438,150
291,087