-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULH7JRv+ZB42ttcZjVP4zWsYnq5WIiJ8inx+mkVQBBkawp9GwUZL1C19xYb/ttmW O4GQMf9DyeSkblwhKUzZnQ== 0000894579-11-000040.txt : 20110211 0000894579-11-000040.hdr.sgml : 20110211 20110211124532 ACCESSION NUMBER: 0000894579-11-000040 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC CENTRAL INDEX KEY: 0001107211 IRS NUMBER: 043020600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10779 FILM NUMBER: 11596454 BUSINESS ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 BUSINESS PHONE: 978-704-6200 MAIL ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC DATE OF NAME CHANGE: 20080731 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC DATE OF NAME CHANGE: 20000217 13F-HR 1 newgeneration13fhr020111.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ----------------- Check here if Amendment [ ]; Amendment Number: ---------------- This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: New Generation Advisors, LLC ---------------------------- Address: 49 Union Street ---------------------------- Manchester, MA 01944 ---------------------------- Form 13F File Number: 28-10779 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: George Putnam, III --------------------------- Title: President --------------------------- Phone: 978-704-6200 --------------------------- Signature, Place and Date of Signing: /s/ George Putnam, III Manchester, MA February 11, 2011 - ---------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one) - ---------------------------- [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 45 ---------- Form 13F Information Table Value Total: $244,718 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
Title Value Investment Other Voting Authority Name of Issuer of Class Cusip ($1000) Shares Discretion Managers Sole Shared None - -------------------------------------------- -------- --------- ------- ------ ---------- -------- ---- ------ ---- ABITIBIBOWATER INC COMMON 003687209 7,463 315,306 SOLE NONE 315,306 ACCO BRANDS CORP COMMON 00081T108 5,452 639,940 SOLE NONE 639,940 AMR CORP COMMON 001765106 2,524 323,971 SOLE NONE 323,971 BANK OF AMERICA CORP 13.3000 EXP01/16/2019 WTS 060505146 4,498 630,000 SOLE NONE 630,000 BANK OF AMERICA CORP 30.7900 EXP10/28/2018 WTS 060505153 3,303 1,237,100 SOLE NONE 1,237,100 CALPINE CORP COMMON 131347304 3,376 253,037 SOLE NONE 253,037 CHARTER COMMUNICATIONS, INC CL A 16117M305 14,448 371,020 SOLE NONE 371,020 DELTA AIR LINES, INC COMMON 247361702 8,447 670,402 SOLE NONE 670,402 EUROSEAS LTD COMMON Y23592200 1,743 472,100 SOLE NONE 472,100 EXCEL MARITIME CARRIERS LTD COMMON V3267N107 3,738 664,000 SOLE NONE 664,000 EXIDE TECHNOLOGIES COMMON 302051206 6,351 674,878 SOLE NONE 674,878 FEDERAL MOGUL CORP COMMON 313549404 5,173 250,527 SOLE NONE 250,527 FIFTH THIRD BANCORP COMMON 316773100 5,184 353,164 SOLE NONE 353,164 FLEXTRONICS INTERNATIONAL LTD ORD Y2573F102 1,439 183,342 SOLE NONE 183,342 GLOBAL CROSSING LTD COMMON G3921A175 5,530 428,025 SOLE NONE 428,025 GLOBAL GEOPHYSICAL SERVICES INC COMMON 37946S107 2,334 224,868 SOLE NONE 224,868 THE GOODYEAR TIRE & RUBBER COMPANY COMMON 382550101 3,271 276,011 SOLE NONE 276,011 HUNTSMAN CORP COMMON 447011107 3,125 200,171 SOLE NONE 200,171 JPMORGAN CHASE & CO. 42.4200 EXP10/28/2018 WTS 46634E114 3,637 251,700 SOLE NONE 251,700 KEMET CORP COMMON 488360207 8,601 589,931 SOLE NONE 589,931 KEYCORP COMMON 493267108 4,436 501,254 SOLE NONE 501,254 LEAP WIRELESS INTL INC COMMON 521863308 2,084 170,000 SOLE NONE 170,000 LEAR CORP COMMON 521865204 11,056 112,002 SOLE NONE 112,002 LENNAR CORP CL A 526057104 8,290 442,110 SOLE NONE 442,110 METROPCS COMMUNICATIONS, INC COMMON 591708102 13,344 1,056,533 SOLE NONE 1,056,533 MGIC INVESTMENT CORP COMMON 552848103 4,789 470,000 SOLE NONE 470,000 OWENS CORNING COMMON 690742101 3,135 100,627 SOLE NONE 100,627 OWENS CORNING INC WTS 690742127 106 44,817 SOLE NONE 44,817 PENNYMAC MTG INVT TR COMMON 70931T103 3,412 188,000 SOLE NONE 188,000 PLAINS EXPL & PROD CO LP COMMON 726505100 8,967 279,000 SOLE NONE 279,000 PMI GROUP, INC COMMON 69344M101 2,112 640,000 SOLE NONE 640,000 THE PNC FINANCIAL SERVICES GROUP, INC WTS 693475121 3,681 255,100 SOLE NONE 255,100 REGIONS FINANCIAL CORP COMMON 7591EP100 4,420 631,400 SOLE NONE 631,400 REVLON INC CL A 761525609 2,524 256,536 SOLE NONE 256,536 SERACARE LIFE SCIENCES, INC COMMON 81747T104 43 8,979 SOLE NONE 8,979 SMURFIT-STONE CONTAINER CORP COMMON 83272A104 5,191 202,791 SOLE NONE 202,791 SOLUTIA INC COMMON 834376501 10,129 438,844 SOLE NONE 438,844 SUNTRUST BANKS INC COMMON 867914103 4,473 151,559 SOLE NONE 151,559 SYNOVUS FINANCIAL CORP COMMON 87161C105 3,548 1,343,800 SOLE NONE 1,343,800 TENET HEALTHCARE CORP COMMON 88033G100 4,456 666,000 SOLE NONE 666,000 TERADYNE INC COMMON 880770102 7,856 559,573 SOLE NONE 559,573 UNITED CONTINENTAL HOLDING INC COMMON 910047109 10,195 428,000 SOLE NONE 428,000 US AIRWAYS GROUP INC COMMON 90341W108 14,515 1,450,000 SOLE NONE 1,450,000 VISHAY INTERTECHNOLOGY COMMON 928298108 7,817 532,500 SOLE NONE 532,500 WELLS FARGO & CO 34.0100 EXP10/28/2018 WTS 949746119 4,502 406,300 SOLE NONE 406,300 244,718
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