-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TMwUGbBONSPvBhAksccCfqGKoIYDJHsVLhTxFnD7jNXH/1NyPDVYg+ZfnhfrJImM TyCKwwaNyBppB5Kgl9U5pA== 0000894579-10-000072.txt : 20100514 0000894579-10-000072.hdr.sgml : 20100514 20100514121900 ACCESSION NUMBER: 0000894579-10-000072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC CENTRAL INDEX KEY: 0001107211 IRS NUMBER: 043020600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10779 FILM NUMBER: 10831676 BUSINESS ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 BUSINESS PHONE: 978-704-6200 MAIL ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC DATE OF NAME CHANGE: 20080731 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC DATE OF NAME CHANGE: 20000217 13F-HR 1 newgen13fhr051010.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 -------------- Check here if Amendment [ ]; Amendment Number: --------------- This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: New Generation Advisors, LLC ---------------------------- Address: 49 Union Street ---------------------------- Manchester, MA 01944 ---------------------------- Form 13F File Number: 28-10779 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: George Putnam, III --------------------------- Title: President --------------------------- Phone: 978-704-6200 --------------------------- Signature, Place and Date of Signing: /s/ George Putnam, III Manchester, MA May 14, 2010 - ---------------------- -------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one) - ---------------------------- [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 44 ---------- Form 13F Information Table Value Total: $203,559 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
VALUE INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP ($1000) SHARES DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- -------------- ----- ------- ------ ---------- -------- ---- ------ ---- ABOVENET INC COMMON 00374N107 4,268 84,139 SOLE NONE 84,139 ACCO BRANDS CORP COMMON 00081T108 1,228 160,340 SOLE NONE 160,340 ALCATEL-LUCENT ADR 013904305 3,951 1,266,337 SOLE NONE 1,266,337 AMR CORP COMMON 001765106 2,951 323,971 SOLE NONE 323,971 CALPINE CORP COMMON 131347304 3,009 253,037 SOLE NONE 253,037 CONTINENTAL AIRLINES INC CL B 210795308 3,304 150,398 SOLE NONE 150,398 DELTA AIR LINES, INC COMMON 247361702 9,781 670,402 SOLE NONE 670,402 DORAL FINANCIAL CORP COMMON 25811P886 2,836 657,991 SOLE NONE 657,991 EXIDE TECHNOLOGIES COMMON 302051206 3,887 674,878 SOLE NONE 674,878 FEDERAL MOGUL CORP COMMON 313549404 6,029 328,363 SOLE NONE 328,363 FIFTH THIRD BANCORP COMMON 316773100 4,789 353,164 SOLE NONE 353,164 FLEXTRONICS INTERNATIONAL LTD ORD Y2573F102 1,437 183,342 SOLE NONE 183,342 GLOBAL CROSSING LTD COMMON G3921A175 6,269 413,825 SOLE NONE 413,825 GLOBAL INDS LTD COMMON 379336100 635 98,923 SOLE NONE 98,923 THE GOODYEAR TIRE & RUBBER COMPANY COMMON 382550101 3,489 276,011 SOLE NONE 276,011 HUNTSMAN CORP COMMON 447011107 2,412 200,171 SOLE NONE 200,171 ING PRIME RATE TR MUTUAL FUND SH BEN INT 44977W106 4,227 673,131 SOLE NONE 673,131 JDS UNIPHASE CORP COMMON 46612J507 6,479 517,478 SOLE NONE 517,478 KEY ENERGY SERVICES INC COMMON 492914106 4,133 432,758 SOLE NONE 432,758 KEYCORP COMMON 493267108 3,885 501,254 SOLE NONE 501,254 LEAR CORP COMMON 521865204 14,597 183,956 SOLE NONE 183,956 LENNAR CORP CL A 526057104 7,609 442,110 SOLE NONE 442,110 LIBBEY INC COMMON 529898108 817 66,475 SOLE NONE 66,475 METROPCS COMMUNICATIONS, INC COMMON 591708102 7,480 1,056,533 SOLE NONE 1,056,533 NEWPARK RES INC COMMON 651718504 3,792 722,208 SOLE NONE 722,208 OWENS CORNING COMMON 690742101 5,120 201,253 SOLE NONE 201,253 WTS/OWENS CORNING INC. 45.2500 EXP10/31/2013 SERIES B WTS 690742127 75 44,817 SOLE NONE 44,817 PARKER DRILLING CO. COMMON 701081101 2,503 507,670 SOLE NONE 507,670 PENNYMAC MTG INVT TR COMMON 70931T103 3,123 188,000 SOLE NONE 188,000 PORTLAND GENERAL ELECTRIC CO COMMON 736508847 2,666 138,088 SOLE NONE 138,088 QWEST COMMUNICATIONS INT'L INC COMMON 749121109 5,534 1,060,243 SOLE NONE 1,060,243 RCN CORP COMMON 749361200 2,499 165,700 SOLE NONE 165,700 REGIONS FINANCIAL CORP COMMON 7591EP100 4,956 631,400 SOLE NONE 631,400 REVLON INC CL A 761525609 2,325 156,536 SOLE NONE 156,536 SERACARE LIFE SCIENCES, INC COMMON 81747T104 36 8,979 SOLE NONE 8,979 SOLUTIA INC COMMON 834376501 8,800 546,264 SOLE NONE 546,264 SUNTRUST BANKS INC COMMON 867914103 4,060 151,559 SOLE NONE 151,559 SYNOVUS FINANCIAL CORP COMMON 87161C105 4,421 1,343,800 SOLE NONE 1,343,800 TELLABS INC COMMON 879664100 3,555 469,662 SOLE NONE 469,662 TENET HEALTHCARE CORP COMMON 88033G100 4,096 716,000 SOLE NONE 716,000 TERADYNE INC COMMON 880770102 6,250 559,573 SOLE NONE 559,573 UAL CORP COMMON 902549807 10,323 527,950 SOLE NONE 527,950 US AIRWAYS GROUP INC COMMON 90341W108 13,146 1,788,632 SOLE NONE 1,788,632 VISHAY INTERTECHNOLOGY COMMON 928298108 6,777 662,500 SOLE NONE 662,500 203,559
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