-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M92kQWPnZ9S0Z1p3rQq+ghATJ2dQbA6uiVHWGtoQ/hFj+vmcWj8hVNCbHXSWOXak f8Zomog6Y7Uo5kH0EyQJ0Q== 0000894579-09-000534.txt : 20090810 0000894579-09-000534.hdr.sgml : 20090810 20090810161202 ACCESSION NUMBER: 0000894579-09-000534 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090810 DATE AS OF CHANGE: 20090810 EFFECTIVENESS DATE: 20090810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC CENTRAL INDEX KEY: 0001107211 IRS NUMBER: 043020600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10779 FILM NUMBER: 091000042 BUSINESS ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 BUSINESS PHONE: 978-704-6200 MAIL ADDRESS: STREET 1: 49 UNION STREET CITY: MANCHESTER STATE: MA ZIP: 01944 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC DATE OF NAME CHANGE: 20080731 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC DATE OF NAME CHANGE: 20000217 13F-HR 1 nga13fhr081009.txt FORM 13F-HR - NEW GENERATION ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ------------------------ This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: New Generation Advisors, LLC ------------------------------------------------------------- Address: 49 Union Street ------------------------------------------------------------- Manchester, MA 01944 ------------------------------------------------------------- Form 13F File Number: 28-10779 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Thomas Hill ----------------------------------------------------------- Title: Vice President ----------------------------------------------------------- Phone: 434-977-9228 ----------------------------------------------------------- Signature, Place and Date of Signing: /s/ Thomas Hill Charlottesville, VA August 10, 2009 - ------------------------ ----------------------- --------------------- [Signature] [City, State] [Date] Report Type (Check only one) [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 51 -------------------- Form 13F Information Table Value Total: $114,897 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
Title Value Investment Other Voting Authority Name of Issuer of Class Cusip ($1000) Shares Discretion Managers Sole Shared None - ------------- -------- --------- ------- --------- ---------- -------- ---- ------ ---- AMR CORP COMMON 001765106 1,324 329,424 SOLE NONE 329,424 ALCATEL-LUCENT ADR 013904305 3,182 1,283,020 SOLE NONE 1,283,020 ARMSTRONG WORLD INDUSTRIES, INC COMMON 04247X102 2,521 152,877 SOLE NONE 152,877 BLACKROCK FLOATING RATE INCOME STRATEGIES FUND II MUTUAL FUND COMMON 09255Y108 2,607 249,441 SOLE NONE 249,441 BLACKROCK SENIOR HIGH INC FD, INC MUTUAL FUND COMMON 09255T109 3,313 1,104,258 SOLE NONE 1,104,258 BON-TON STORES INC COMMON 09776J101 339 100,000 SOLE NONE 100,000 BROCADE COMMUNICATIONS SYSTEMS, INC. COMMON 111621306 4,104 523,421 SOLE NONE 523,421 CALPINE CORPORATION COMMON 131347304 2,859 256,427 SOLE NONE 256,427 CONEXANT SYSTEMS INC COMMON 207142308 385 267,453 SOLE NONE 267,453 CONTINENTAL AIRLINES CL B 210795308 1,350 152,354 SOLE NONE 152,354 DDI CORP. COMMON 233162502 1,565 345,553 SOLE NONE 345,553 DELTA AIR LINES, INC. COMMON 247361702 3,931 678,931 SOLE NONE 678,931 EASTMAN KODAK COMPANY COMMON 277461109 1,048 354,000 SOLE NONE 354,000 EXIDE TECHNOLOGIES COMMON 302051206 1,687 452,263 SOLE NONE 452,263 FEDERAL MOGUL CORP COMMON 313549404 3,506 370,979 SOLE NONE 370,979 FIFTH THIRD BANCORP COMMON 316773100 2,421 341,000 SOLE NONE 341,000 FLEXTRONICS INTERNATIONAL LTD ORD Y2573F102 768 185,000 SOLE NONE 185,000 GLOBAL CROSSING LTD. COMMON G3921A175 2,386 259,966 SOLE NONE 259,966 GLOBAL INDS LTD COMMON 379336100 561 99,175 SOLE NONE 99,175 THE GOODYEAR TIRE & RUBBER COMPANY COMMON 382550101 1,785 158,525 SOLE NONE 158,525 HARMONIC INC COMMON 413160102 1,387 235,565 SOLE NONE 235,565 HUNTSMAN CORPORATION COMMON 447011107 2,039 405,459 SOLE NONE 405,459 IBASIS INC COMMON 450732201 436 333,098 SOLE NONE 333,098 ING PRIME RATE TR MUTUAL FUND SH BEN INT 44977W106 2,808 676,700 SOLE NONE 676,700 JDS UNIPHASE CORPORATION COMMON 46612J507 3,757 656,742 SOLE NONE 656,742 KEY ENERGY SERVICES INC COMMON 492914106 2,522 437,865 SOLE NONE 437,865 KEYCORP COMMON 493267108 2,332 445,000 SOLE NONE 445,000 LENNAR CORPORATION CL A 526057104 4,357 449,634 SOLE NONE 449,634 MINDSPEED TECHNOLOGIES, INC. COMMON 602682205 682 315,958 SOLE NONE 315,958 NEWPARK RES INC COMMON 651718504 2,102 737,373 SOLE NONE 737,373 OWENS CORNING COMMON 690742101 2,610 204,229 SOLE NONE 204,229 WTS/OWENS CORNING INC. 45.2500 EXP10/31/2013 SERIES B WTS 690742127 23 45,417 SOLE NONE 45,417 PARKER DRILLING CO. COMMON 701081101 2,253 519,141 SOLE NONE 519,141 PORTLAND GENERAL ELECTRIC CO COMMON 736508847 2,703 138,752 SOLE NONE 138,752 PRECISION DRILLING TRUST TR UNIT 740215108 2,253 461,664 SOLE NONE 461,664 PROSHARES TRUST-PROSHARES ULTRA FINANCIALS PSHS ULTRA 74347R743 1,743 451,482 SOLE NONE 451,482 QWEST COMMUNICATIONS INT'L INC COMMON 749121109 4,466 1,076,262 SOLE NONE 1,076,262 REGIONS FINANCIAL CORPORATION COMMON 7591EP100 2,464 610,000 SOLE NONE 610,000 REVLON INC CL A 761525609 853 156,836 SOLE NONE 156,836 SERACARE LIFE SCIENCES, INC. COMMON 81747T104 17 15,179 SOLE NONE 15,179 SOLUTIA INC. COMMON 834376501 6,478 1,124,614 SOLE NONE 1,124,614 SUNTRUST BANKS INC COMMON 867914103 2,394 145,509 SOLE NONE 145,509 SYNOVUS FINANCIAL CORPORATION COMMON 87161C105 2,232 746,500 SOLE NONE 746,500 TELLABS INC COMMON 879664100 2,736 477,562 SOLE NONE 477,562 TERADYNE INC COMMON 880770102 3,900 568,573 SOLE NONE 568,573 UAL CORPORATION COMMON 902549807 1,705 534,350 SOLE NONE 534,350 US AIRWAYS GROUP INC COMMON 90341W108 4,397 1,809,632 SOLE NONE 1,809,632 USG CORP (NEW) COMMON 903293405 1,149 114,145 SOLE NONE 114,145 VISHAY INTERTECHNOLOGY COMMON 928298108 4,560 671,600 SOLE NONE 671,600 ZHONE TECHNOLOGIES INC COMMON 98950P108 870 2,719,944 SOLE NONE 2,719,944 ZILOG INC COMMON 989524301 1,027 431,333 SOLE NONE 431,333 114,897
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