-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JbHew9GZp3rI/6srntYSOmcBNmXkDA/C0xCbWFKkJ3JhBb9C5zw+zJIrlEmTYcex GgTspWofOh2dMMtS6eNmgQ== 0000894579-09-000102.txt : 20090211 0000894579-09-000102.hdr.sgml : 20090211 20090211133134 ACCESSION NUMBER: 0000894579-09-000102 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 EFFECTIVENESS DATE: 20090211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW GENERATION ADVISORS LLC CENTRAL INDEX KEY: 0001107211 IRS NUMBER: 043020600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10779 FILM NUMBER: 09588817 BUSINESS ADDRESS: STREET 1: 225 FRIEND STREET SUITE 801 CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 6175739550 MAIL ADDRESS: STREET 1: 225 FRIEND STREET SUITE 801 CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS LLC DATE OF NAME CHANGE: 20080731 FORMER COMPANY: FORMER CONFORMED NAME: NEW GENERATION ADVISERS INC DATE OF NAME CHANGE: 20000217 13F-HR 1 nga13fhr021109.txt FORM 13F-HR - NEW GENERATION ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 ----------------- Check here if Amendment [ ]; Amendment Number: ----------------- This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: New Generation Advisors, LLC ----------------------------- Address: 225 Friend Street ----------------------------- Suite 801 ----------------------------- Boston, MA 02114 ----------------------------- Form 13F File Number: 28-10779 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: George Putnam, III ----------------------------- Title: President ----------------------------- Phone: 617.573.9550 ----------------------------- Signature, Place and Date of Signing: /s/ George Putnam, III Boston, MA February 11, 2009 ----------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one) [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------- Form 13F Information Table Entry Total: 53 ---------------- Form 13F Information Table Value Total: $113,314 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. New Generation Advisers, Inc. December 31, 2008
Title of Value Investment Other Voting Authority Name of Issuer Class Cusip ($1000) Shares Discretion Managers Sole Shared None -------------- ----- ----- ------- ------ ---------- -------- ---- ------ ---- AMR CORP (DEL) COMMON 001765106 4,100 384,260 SOLE NONE 384,260 ALCATEL-LUCENT SPONSORED ADR Sponsored ADR 013904305 2,687 1,250,000 SOLE NONE 1,250,000 ARMSTRONG WORLD INDUSTRIES, INC COMMON 04247X102 2,603 120,408 SOLE NONE 120,408 AVANEX CORP COMMON 05348W307 173 164,666 SOLE NONE 164,666 BLACKROCK SENIOR HIGH INC FD, INC MUTUAL FUND COMMON 09255T109 2,650 1,104,258 SOLE NONE 1,104,258 BLACKROCK FLOATING RATE INCOME STRATEGIES FUND II MUTUAL FUND COMMON 09255Y108 2,110 249,441 SOLE NONE 249,441 BOOKHAM, INC. COMMON 09856E105 933 2,073,740 SOLE NONE 2,073,740 BROCADE COMMUNICATIONS SYSTEMS*, INC. COMMON 111621306 1,739 614,637 SOLE NONE 614,637 CALPINE CORPORATION COMMON 131347304 1,809 248,467 SOLE NONE 248,467 CONEXANT SYSTEMS INC COMMON 207142308 183 267,453 SOLE NONE 267,453 CONTINENTAL AIRLINES INC CLASS B 210795308 2,114 117,075 SOLE NONE 117,075 DDI CORP. COMMON 233162502 875 283,945 SOLE NONE 283,945 DELTA AIR LINES, INC. COMMON 247361702 11,595 1,011,745 SOLE NONE 1,011,745 ELECTROGLAS INC. COMMON 285324109 174 1,215,631 SOLE NONE 1,215,631 EXIDE TECHNOLOGIES COMMON 302051206 3,301 623,915 SOLE NONE 623,915 FEDERAL MOGUL CORP COMMON 313549404 3,168 748,978 SOLE NONE 748,978 FINISAR CORPORATION COMMON 31787A101 609 1,602,286 SOLE NONE 1,602,286 GLOBAL INDS LTD COMMON 379336100 346 99,175 SOLE NONE 99,175 THE GOODYEAR TIRE & RUBBER COMPANY COMMON 382550101 648 108,525 SOLE NONE 108,525 GREY WOLF INC. COMMON 397888108 1,912 560,682 SOLE NONE 560,682 HARMONIC INC COMMON 413160102 3,532 629,656 SOLE NONE 629,656 HAYES LEMMERZ INTL INC COMMON 420781304 995 2,210,568 SOLE NONE 2,210,568 HUNTSMAN CORPORATION COMMON 447011107 1,307 380,000 SOLE NONE 380,000 ING PRIME RATE TR MUTUAL FUND SH BEN INT 44977W106 2,220 676,700 SOLE NONE 676,700 IBASIS INC COMMON 450732201 470 333,098 SOLE NONE 333,098 INTERNATIONAL COAL GROUP INC. COMMON 45928H106 1,198 520,715 SOLE NONE 520,715 JDS UNIPHASE CORPORATION COMMON 46612J507 2,461 674,148 SOLE NONE 674,148 KEY ENERGY SERVICES INC COMMON 492914106 1,879 426,056 SOLE NONE 426,056 KULICKE & SOFFA INDS INC COMMON 501242101 325 191,389 SOLE NONE 191,389 LENNAR CORPORATION CMN CLASS A CLASS A 526057104 4,335 500,000 SOLE NONE 500,000
Title of Value Investment Other Voting Authority Name of Issuer Class Cusip ($1000) Shares Discretion Managers Sole Shared None -------------- ----- ----- ------- ------ ---------- -------- ---- ------ ---- MINDSPEED TECHNOLOGIES, INC. COMMON 602682205 269 315,958 SOLE NONE 315,958 NEWPARK RES INC COMMON 651718504 1,433 387,373 SOLE NONE 387,373 OWENS CORNING COMMON 690742101 2,112 122,102 SOLE NONE 122,102 WTS/OWENS CORNING INC. 45.2500 EXP10/31/2013 SERIES B WTS 690742127 27 45,417 SOLE NONE 45,417 PARKER DRILLING CO. COMMON 701081101 708 244,141 SOLE NONE 244,141 PORTLAND GENERAL ELECTRIC CO COMMON 736508847 3,023 155,239 SOLE NONE 155,239 PROSHARES TRUST-PROSHARES ULTRA PSHS ULTSHT FINANCIALS ETF FINL 74347R743 1,073 178,000 SOLE NONE 178,000 QWEST COMMUNICATIONS INT'L INC COMMON 749121109 3,376 927,574 SOLE NONE 927,574 REVLON INC CMN CLASS A CLASS A 761525609 1,046 156,836 SOLE NONE 156,836 SERACARE LIFE SCIENCES, INC. COMMON 81747T104 20 15,179 SOLE NONE 15,179 SIX FLAGS INC COMMON 83001P109 13 42,750 SOLE NONE 42,750 SOLUTIA INC. COMMON 834376501 4,867 1,081,646 SOLE NONE 1,081,646 TELLABS INC. COMMON 879664100 1,875 455,154 SOLE NONE 455,154 TERADYNE INC COMMON 880770102 2,321 550,000 SOLE NONE 550,000 TERRESTAR CORP COMMON 881451108 20 49,782 SOLE NONE 49,782 UAL CORPORATION COMMON 902549807 6,842 620,908 SOLE NONE 620,908 USG CORP (NEW) COMMON 903293405 763 94,947 SOLE NONE 94,947 US AIRWAYS GROUP INC COMMON 90341W108 15,974 2,066,528 SOLE NONE 2,066,528 VISHAY INTERTECHNOLOGY COMMON 928298108 2,225 650,600 SOLE NONE 650,600 VISTEON CORPORATION COMMON 92839U107 167 476,287 SOLE NONE 476,287 VONAGE HOLDINGS CORP. COMMON 92886T201 1,232 1,866,112 SOLE NONE 1,866,112 ZHONE TECHNOLOGIES INC COMMON 98950P108 226 2,719,944 SOLE NONE 2,719,944 ZILOG INC COMMON 989524301 1,251 431,333 SOLE NONE 431,333 113,314
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