0001140361-13-001803.txt : 20130111 0001140361-13-001803.hdr.sgml : 20130111 20130111104101 ACCESSION NUMBER: 0001140361-13-001803 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20130111 DATE AS OF CHANGE: 20130111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTE DAVID J CENTRAL INDEX KEY: 0001107140 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 13524542 MAIL ADDRESS: STREET 1: 233 WEST 47TH ST. CITY: KANSAS CITY STATE: MO ZIP: 64112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY CAPITAL CORP CENTRAL INDEX KEY: 0001319869 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise MLP Investment CORP DATE OF NAME CHANGE: 20050304 5 1 doc1.xml FORM 5 X0306 5 2012-11-30 0 0 0 0001319869 TORTOISE ENERGY CAPITAL CORP TYY 0001107140 SCHULTE DAVID J 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 0 1 0 0 Senior Vice President Common Shares 2011-12-06 5 G 0 1300 0 D 1317 D Common Shares 2012-03-23 5 S 0 L 0.517 28.40 D 1317 D Common Shares 200 I By spouse as custodian of children's accounts Includes 29.42 shares acquired under the Tortoise Energy Capital Corporation dividend reinvestment plan. David J. Schulte 2013-01-09