-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NZyvp3oTDAEEG42hGiUwBOEBdhJNzjzg63hlp+wV/W6JseoddJQerCxDkMAh2EGx seEAH1d1kJc7kO8IeoTqrw== 0001193125-06-029951.txt : 20060214 0001193125-06-029951.hdr.sgml : 20060214 20060214062301 ACCESSION NUMBER: 0001193125-06-029951 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WONG STEPHEN R CENTRAL INDEX KEY: 0001134575 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O EMBARCADERO TECHNOLOGIES INC STREET 2: 425 MARKET ST SUITE 425 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 MAIL ADDRESS: STREET 1: C/O 425 MARKET ST SUITE 425 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMBARCADERO TECHNOLOGIES INC CENTRAL INDEX KEY: 0001107112 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 680310015 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60735 FILM NUMBER: 06606684 BUSINESS ADDRESS: STREET 1: 425 MARKET ST. STREET 2: SUITE 425 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4158343131 MAIL ADDRESS: STREET 1: 425 MARKET ST. STREET 2: SUITE 425 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G/A NO. 4 FOR STEPHEN R. WONG Schedule 13G/A No. 4 for Stephen R. Wong

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No. 4)

 

 

 

 

 

EMBARCADERO TECHNOLOGIES, INC.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

290787100

(CUSIP Number)

 

 

December 31, 2005

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page.

 

The information required in the remainder of this coverage page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Page 1 of 5 pages


CUSIP No. 290787100   13G   Page 2 of 5 Pages
  1  

NAME OF REPORTING PERSON

S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Stephen R. Wong

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  

(b)  

N/A

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

USA

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5    SOLE VOTING POWER

 

        5,485,000


  6    SHARED VOTING POWER

 

        0


  7    SOLE DISPOSITIVE POWER

 

        5,485,000


  8    SHARED DISPOSITIVE POWER

 

        0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,485,000

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES*

 

N/A

   
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

20.4%

   
12  

TYPE OF REPORTING PERSON*

 

IN

   

 

 


CUSIP No. 290787100   13G   Page 3 of 5 Pages

 

Item 1(a):

   NAME OF ISSUER Embarcadero Technologies, Inc.          

Item 1(b):

   ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES          
    

100 California St., Suite 1200

San Francisco, CA 94111

         

Item 2(a):

   NAME OF PERSON FILING          
     Stephen R. Wong          

Item 2(b):

   ADDRESS OF PRINCIPAL BUSINESS OFFICE          
    

100 California St., Suite 1200

San Francisco, CA 94111

         

Item 2(c):

   CITIZENSHIP          
     USA          

Item 2(d):

   TITLE OF CLASS OF SECURITIES          
     Common Stock, $0.001 par value          

Item 2(e):

   CUSIP NUMBER:    290787100          

Item 3:  

   This statement is not filed pursuant to Rules 13d-1(b) or 13d-2, and therefore this item is not applicable.     

Item 4:  

   OWNERSHIP          
     (a)    Amount Beneficially Owned:          
          5,485,000 shares          
     (b)    Percent of Class          
          20.4%          


CUSIP No. 290787100   13G   Page 4 of 5 Pages

 

     (c)    Number of Shares as to Which Such Person Has:          
          (i)    sole power to vote or direct the vote: 5,485,000 Shares          
          (ii)    shared power to vote or direct the vote 0 Shares          
          (iii)    Sole power to dispose or to direct the disposition of: 5,485,000 Shares          
          (iv)    Shared power to dispose or to direct the disposition of: 0 Shares          

Item 5:

   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS     
          If this statement is being to report the fact that as of Date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following.

Item 6:

   OWNERSHIP OF NOT MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON          
          N/A          

Item 7:

   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING COMPANY
          N/A          

Item 8:

   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP          
          N/A          

Item 9:

   NOTICE OF DISSOLUTION OF GROUP          
          N/A          

Item 10:

   CERTIFICATION          
          N/A          


CUSIP No. 290787100   13G   Page 5 of 5 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the statement is true, complete and correct.

 

February 14, 2006
Date
/s/ Stephen R. Wong

Signature

Stephen R. Wong

Name (Typed)

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