SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
TVM IV GMBH & CO KG

(Last) (First) (Middle)
101 ARCH STREET
SUITE 1950

(Street)
BOSTON MA 02110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Coley Pharmaceutical Group, Inc. [ COLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2005
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2005 C 228,004(1) A $0 228,004 D(2)
Common Stock 08/15/2005 C 108,661(1) A $0 336,665 D(2)
Common Stock 08/15/2005 X 26,610(1) A $0 363,275 D(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series D Convertible Preferred Stock (3) 08/15/2005 C 470,161 (3)(7) (8) Common Stock 228,004(1) $0 0 D(2)
Series F Convertible Preferred Stock (4) 08/15/2005 C 430,520 (4)(7) (8) Common Stock 108,661(1)(5) $0 0 D(2)
Common Stock Warrant (right to buy) $5.637 08/15/2005 X 26,610(1) (6)(7) (8) Common Stock 26,610(1) $0 0 D(2)
1. Name and Address of Reporting Person*
TVM IV GMBH & CO KG

(Last) (First) (Middle)
101 ARCH STREET
SUITE 1950

(Street)
BOSTON MA 02110

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TVM IV Management GmbH & Co. KG

(Last) (First) (Middle)
101 ARCH STREET
SUITE 1950

(Street)
BOSTON MA 02210

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Reflects a 1 for 4.58 reverse stock split effected July 20, 2005.
2. The reported securities are owned directly by TVM IV GmbH & Co. KG and indirectly by TVM Management GmbH & Co. KG, as sole general partner of TVM IV GmbH & Co. KG. TVM IV Management GmbH & Co. KG disclaims beneficial ownership of all such shares, except to the extent of its pecuniary interest therein.
3. These securities were automatically converted into common stock on a 1 to .4849 basis upon the closing of the Issuer's initial public offering.
4. These securities were automatically converted into common stock on a 1 to .2524 basis upon the closing of the issuer's initial public offering.
5. Includes common stock issuable in connection with a guaranteed paid-in-kind dividend on the Series F convertible preferred stock.
6. These securities were automatically converted into common stock upon the closing of the issuer's initial public offering.
7. Exercisable immediately.
8. None.
Remarks:
Exhibit List: Exhibit 99 - Joint Filer Information
By: /s/ John J. DiBello for TVM IV Management GmbH & Co., KG as general partner of TVM IV GmbH & Co. KG 11/01/2005
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.