0001209191-19-052764.txt : 20191008 0001209191-19-052764.hdr.sgml : 20191008 20191008163341 ACCESSION NUMBER: 0001209191-19-052764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191004 FILED AS OF DATE: 20191008 DATE AS OF CHANGE: 20191008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Edward W. CENTRAL INDEX KEY: 0001414203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 191142960 MAIL ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P.O. BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-10-04 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001414203 Moore Edward W. 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 0 1 0 0 SVP, GC & CCO Common Stock, $0.01 par value 2019-10-04 4 M 0 7500 47.14 A 57998 D Common Stock, $0.01 par value 2019-10-04 4 M 0 22500 50.99 A 80498 D Common Stock, $0.01 par value 2019-10-04 4 M 0 15000 55.19 A 95498 D Common Stock, $0.01 par value 2019-10-04 4 D 0 33992 68.51 D 61506 D Common Stock, $0.01 par value 2019-10-04 4 F 0 4881 68.51 D 56625 D Common Stock, $0.01 par value 2019-10-07 4 S 0 6127 68.4657 D 50498 D Stock Appreciation Rights 47.14 2019-10-04 4 M 0 7500 0.00 D 2019-07-20 2025-07-20 Common Stock 7500 110000 D Stock Appreciation Rights 50.99 2019-10-04 4 M 0 22500 0.00 D 2026-07-25 Common Stock 22500 87500 D Stock Appreciation Rights 55.19 2019-10-04 4 M 0 15000 0.00 D 2027-07-17 Common Stock 15000 72500 D Includes an aggregate of 8,839 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 9,039 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 5,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. The Stock Appreciation Rights vested on July 25, 2017, 2018 and 2019. The Stock Appreciation Rights vested on July 17, 2018 and 2019. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2019 and expire 10 years from the date of grant. /s/ Edward W. Moore, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission 2019-10-08