-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rd2D8cUBoAA/UIOOcdga3F1XROeAN60DbkVt0LEIiYQEJwdOrLESfIAUAMpGewpi gmzJ3fTy3mPtCKrDlqvvRw== 0001169232-09-003691.txt : 20090814 0001169232-09-003691.hdr.sgml : 20090814 20090814105107 ACCESSION NUMBER: 0001169232-09-003691 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OMALLEY THOMAS D JR CENTRAL INDEX KEY: 0001106004 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10619 FILM NUMBER: 091012999 MAIL ADDRESS: STREET 1: 1700 EAST PUTNAM AVENUE STE 100 CITY: OLD GREENWICH STATE: CT ZIP: 06870 13F-HR 1 d77609_13f.txt 13F COMBINATION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13 F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2009 -------------- Check here if amendment |_|: Amendment Number: ___ This Amendment (Check one only.): |_| is a restatement |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Thomas D. O'Malley, Jr. -------------------------------------------- Address: c/o PilotRock Investment Partners GP, LLC -------------------------------------------- 1700 East Putnam Avenue -------------------------------------------- Old Greenwich, CT 06870 -------------------------------------------- Form 13F File Number: 28-10619 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Thomas D. O'Malley, Jr. ------------------------- Title: Managing Member of PilotRock Investment Partners GP, LLC -------------------------------------------------------- Phone: (203) 698-8812 ------------------------- Signature, Place and Date of Signing: /s/ Thomas D. O'Malley, Jr. Old Greenwich, CT August 14, 2009 - --------------------------- ----------------- --------------- (Signature) (City, State) (Date) Report Type (Check one only.): |_| 13F Holdings Report. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F Notice. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F Combination Report. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-10617 PilotRock Investment Partners GP, LLC - -------- ------------------------------------- 1 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 3 -------------------- Form 13F Information Table Value Total: 143 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of names and Form 13F file numbers of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 2
Investment Discretion Voting Authority --------------------- ---------------- Value SH/ PUT/ Shared Shared Other Issuer Class CUSIP (000's) Shares PRN CALL Sole defined other Managers Sole Shared - ------ ----- ----- ------ ------- --- --- ---- ------- ------ -------- ---- ------ AK STL HLDG CORP COM 001547108 33 1,700 SH X 1 1,700 BANK OF AMERICA CORPORATION COM 060505104 66 5000 SH X 1 5000 YAMANA GOLD INC COM 98462Y100 44 5000 SH X 1 5000 - ------------------------------------------------------------------------------------------------------------------------------------ TOTAL 143
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