FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ DDD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/04/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 06/05/2013 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/04/2013 | G | 15,000 | D | $0.00 | 1,085,314(1) | D | |||
Common Stock | 06/04/2013 | J(2) | 248,802 | A | $0.00 | 248,802 | I | Elizabeth Scott Loewenbaum 2010 Trust(3)(4) | ||
Common Stock | 06/04/2013 | J(5) | 248,801 | A | $0.00 | 248,801 | I | Anna Loewenbaum Hargrove 2010 Trust(3)(4) | ||
Common Stock | 396,441 | I | By The Loewenbaum 1992 Trust(3)(6) | |||||||
Common Stock | 365,815 | I | By spouse(3) | |||||||
Common Stock | 33,279 | I | By The Lillian Shaw Loewenbaum Trust(3)(6) | |||||||
Common Stock | 5,100 | I | By Anna Willis Loewenbaum 1993 Trust(3)(6) | |||||||
Common Stock | 5,100 | I | The Elizabeth Scott Loewenbaum 1993 Trust(3)(6) | |||||||
Common Stock | 60,000 | I | By The Wally's Trust u/w/o Joel Simon Loewenbaum(3)(4) | |||||||
Common Stock | 65,565 | I | By The Waterproof Partnership, L.P.(3)(7) | |||||||
Common Stock | 67,500 | I | Blanco Cattle & Ranch, LLC(8) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. This Form 4 is amended to add the 2,064 shares awarded to Mr. Loewenbaum on May 21, 2013. The original Form filed June 5, 2013 reflected an incorrect balance. |
2. Mr. Loewenbaum transferred 124,402 shares from The GWL3D 2010 Annuity Trust and 124,400 from the LSL3D 2010 Annuity Trust to Elizabeth Scott Loewenbaum. This did not change his total beneficial ownership of the transaction date. This transfer reduced the shares held in the GWL3D 2010 Annuity Trust and the LSL3D 2010 Annuity Trust to zero. |
3. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. |
4. Mr. Loewenbaum serves as Trustee. |
5. Mr. Loewenbaum transferred 124,401 shares from The GWL3D 2010 Annuity Trust and 124,400 from the LSL3D 2010 Annuity Trust to the Anna Loewenbaum Hargrove 2010 Trust. This did not change his total beneficial ownership of the transaction date. This transfer reduced the shares held in the GWL3D 2010 Annuity Trust and the LSL3D 2010 Annuity Trust to zero. |
6. Mr. and Mrs. Loewenbaum serve as Trustees. |
7. Mr. and Mrs. Loewenbaum are the general partners. |
8. The limited liability company is owned 100% by Mr. Loewenbaum. |
Remarks: |
/s/ Andrew M. Johnson, Attorney-in-Fact | 06/18/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |