0001105907-20-000014.txt : 20200213
0001105907-20-000014.hdr.sgml : 20200213
20200213122928
ACCESSION NUMBER: 0001105907-20-000014
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
EFFECTIVENESS DATE: 20200213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 20608371
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001105907
XXXXXXXX
12-31-2019
12-31-2019
true
1
RESTATEMENT
BARD ASSOCIATES INC
135 S. LASALLE STREET
SUITE 3700
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11597
N
Kevin Berner
VP
3127829600
Kevin Berner
Chicago
IL
02-13-2020
0
165
196590
false
INFORMATION TABLE
2
bard20191231.xml
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
94
12368
SH
SOLE
0
0
12368
ACME UTD CORP
COM
004816104
3145
132208
SH
SOLE
0
0
132208
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
87
124300
SH
SOLE
0
0
124300
AIRGAIN INC
COM
00938A104
1838
171961
SH
SOLE
0
0
171961
AMERIS BANCORP
COM
03076K108
637
14984
SH
SOLE
0
0
14984
ARES CAP CORP
COM
04010L103
385
20665
SH
SOLE
0
0
20665
ARES COML REAL ESTATE CORP
COM
04013V108
1934
122070
SH
SOLE
0
0
122070
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
497
178269
SH
SOLE
0
0
178269
ASURE SOFTWARE INC
COM
04649U102
869
106243
SH
SOLE
0
0
106243
ATOMERA INC
COM
04965B100
607
197069
SH
SOLE
0
0
197069
AVINO SILVER & GOLD MINES LT
COM
053906103
774
1340750
SH
SOLE
0
0
1340750
BALCHEM CORP
COM
057665200
3249
31964
SH
SOLE
0
0
31964
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
880
3885
SH
SOLE
0
0
3885
BIOHITECH GLOBAL INC
COM
09074B107
1179
693800
SH
SOLE
0
0
693800
BIOMERICA INC
COM NEW
09061H307
30
10000
SH
SOLE
0
0
10000
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
2029
168387
SH
SOLE
0
0
168387
BOSTON BEER INC
CL A
100557107
453
1200
SH
SOLE
0
0
1200
BOWL AMER INC
CL A
102565108
358
23125
SH
SOLE
0
0
23125
BOXLIGHT CORP
COM CL A
103197109
104
93750
SH
SOLE
0
0
93750
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
128118106
191
14250
SH
SOLE
0
0
14250
CAPITAL SOUTHWEST CORP
COM
140501107
370
17775
SH
SOLE
0
0
17775
CARETRUST REIT INC
COM
14174T107
808
39183
SH
SOLE
0
0
39183
CARRIAGE SVCS INC
COM
143905107
3309
129252
SH
SOLE
0
0
129252
CATASYS INC
COM PAR
149049504
3337
204572
SH
SOLE
0
0
204572
CECO ENVIRONMENTAL CORP
COM
125141101
77
10115
SH
SOLE
0
0
10115
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
582
10501
SH
SOLE
0
0
10501
CELSIUS HOLDINGS INC
COM NEW
15118V207
1721
356340
SH
SOLE
0
0
356340
CHECK CAP LTD
*W EXP 02/28/202
M2361E120
0
12124
SH
SOLE
0
0
12124
CHICKEN SOUP FOR THE SOUL EN
CL A
16842Q100
143
17925
SH
SOLE
0
0
17925
CITY OFFICE REIT INC
COM
178587101
1389
102739
SH
SOLE
0
0
102739
CLEARFIELD INC
COM
18482P103
141
10120
SH
SOLE
0
0
10120
COLLECTORS UNIVERSE INC
COM NEW
19421R200
384
16640
SH
SOLE
0
0
16640
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
2110
47188
SH
SOLE
0
0
47188
CPI AEROSTRUCTURES INC
COM NEW
125919308
487
72425
SH
SOLE
0
0
72425
CREATIVE REALITIES INC
*W EXP 11/09/202
22530J119
7
96850
SH
SOLE
0
0
96850
CREATIVE REALITIES INC
COM NEW
22530J200
294
191900
SH
SOLE
0
0
191900
CROWN CRAFTS INC
COM
228309100
1138
185040
SH
SOLE
0
0
185040
CUSTOMERS BANCORP INC
COM
23204G100
1498
62910
SH
SOLE
0
0
62910
DAKTRONICS INC
COM
234264109
701
115070
SH
SOLE
0
0
115070
DARIOHEALTH CORP
*W EXP 03/08/202
23725P118
1
61989
SH
SOLE
0
0
61989
DATA I O CORP
COM
237690102
91
21625
SH
SOLE
0
0
21625
DOLPHIN ENTMT INC
COM
25686H100
1189
1698950
SH
SOLE
0
0
1698950
DORCHESTER MINERALS LP
COM UNIT
25820R105
250
12800
SH
SOLE
0
0
12800
EAGLE POINT INCOME COMPANY I
COM
269817102
2007
107025
SH
SOLE
0
0
107025
EAGLE PT CR CO LLC
COM
269808101
3428
234621
SH
SOLE
0
0
234621
EATON VANCE FLTING RATE INC
COM
278279104
276
20125
SH
SOLE
0
0
20125
ENSIGN GROUP INC
COM
29358P101
4977
109690
SH
SOLE
0
0
109690
ENVISION SOLAR INTL INC
*W EXP 12/30/202
29413Q110
290
253019
SH
SOLE
0
0
253019
ENVISION SOLAR INTL INC
COM
29413Q201
1188
254919
SH
SOLE
0
0
254919
ENVIVA PARTNERS LP
COM UNIT
29414J107
381
10225
SH
SOLE
0
0
10225
EQUINOX GOLD CORP
COM
29446Y502
137
17750
SH
SOLE
0
0
17750
EVI INDUSTRIES INC
COM
26929N102
233
8600
SH
SOLE
0
0
8600
EVOLUTION PETROLEUM CORP
COM
30049A107
879
160775
SH
SOLE
0
0
160775
EYEPOINT PHARMACEUTICALS INC
COM
30233G100
125
80800
SH
SOLE
0
0
80800
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q106
93
11725
SH
SOLE
0
0
11725
FIRST MAJESTIC SILVER CORP
COM
32076V103
761
62093
SH
SOLE
0
0
62093
FLAHERTY & CRUMRIN PFD & INM
COM
338478100
556
25650
SH
SOLE
0
0
25650
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
330
16900
SH
SOLE
0
0
16900
FRANCO NEVADA CORP
COM
351858105
1210
11712
SH
SOLE
0
0
11712
GENERAL FIN CORP DEL
COM
369822101
1670
150850
SH
SOLE
0
0
150850
GENIUS BRANDS INTL INC
COM
37229T301
160
585811
SH
SOLE
0
0
585811
GLADSTONE COML CORP
COM
376536108
1369
62645
SH
SOLE
0
0
62645
GLADSTONE LD CORP
COM
376549101
1533
118200
SH
SOLE
0
0
118200
GLOBAL WTR RES INC
COM
379463102
2446
186000
SH
SOLE
0
0
186000
GLOBALSCAPE INC
COM
37940G109
2624
266895
SH
SOLE
0
0
266895
GOLD RESOURCE CORP
COM
38068T105
2910
525200
SH
SOLE
0
0
525200
GRAN TIERRA ENERGY INC
COM
38500T101
27
20625
SH
SOLE
0
0
20625
GREAT AJAX CORP
COM
38983D300
2637
178084
SH
SOLE
0
0
178084
GSE SYS INC
COM
36227K106
520
315090
SH
SOLE
0
0
315090
HANNON ARMSTRONG SUST INFR C
COM
41068X100
624
19394
SH
SOLE
0
0
19394
HARROW HEALTH INC
COM
415858109
447
57450
SH
SOLE
0
0
57450
HARVARD BIOSCIENCE INC
COM
416906105
949
311122
SH
SOLE
0
0
311122
HENRY JACK & ASSOC INC
COM
426281101
1027
7050
SH
SOLE
0
0
7050
HOEGH LNG PARTNERS LP
COM UNIT LTD
Y3262R100
387
24748
SH
SOLE
0
0
24748
HUDSON TECHNOLOGIES INC
COM
444144109
753
769925
SH
SOLE
0
0
769925
IDEX CORP
COM
45167R104
1333
7750
SH
SOLE
0
0
7750
II VI INC
COM
902104108
5454
161990
SH
SOLE
0
0
161990
INDEPENDENCE RLTY TR INC
COM
45378A106
2229
158301
SH
SOLE
0
0
158301
INTEST CORP
COM
461147100
1678
281975
SH
SOLE
0
0
281975
INTRICON CORP
COM
46121H109
483
26830
SH
SOLE
0
0
26830
INUVO INC
COM NEW
46122W204
256
867000
SH
SOLE
0
0
867000
INVESCO EXCHNG TRADED FD TR
S&P SMLCP UTIL
46138G409
2889
54875
SH
SOLE
0
0
54875
ISHARES SILVER TRUST
ISHARES
46428Q109
467
27980
SH
SOLE
0
0
27980
ISHARES TR
TIPS BD ETF
464287176
328
2810
SH
SOLE
0
0
2810
ISSUER DIRECT CORPORATION
COM NEW
46520M204
1095
93700
SH
SOLE
0
0
93700
ITERIS INC
COM
46564T107
1617
324000
SH
SOLE
0
0
324000
J & J SNACK FOODS CORP
COM
466032109
332
1800
SH
SOLE
0
0
1800
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
265
29669
SH
SOLE
0
0
29669
JMP GROUP LLC
COM
46629U107
32
10000
SH
SOLE
0
0
10000
JOINT CORP
COM
47973J102
867
72650
SH
SOLE
0
0
72650
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
315
22600
SH
SOLE
0
0
22600
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
114
10790
SH
SOLE
0
0
10790
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
2081
115573
SH
SOLE
0
0
115573
LANDMARK INFRASTRUCTURE LP
COM UNIT LTD
51508J108
928
56585
SH
SOLE
0
0
56585
LEGACY HOUSING CORP
COM
52472M101
2831
170120
SH
SOLE
0
0
170120
LEXINGTON REALTY TRUST
COM
529043101
410
38629
SH
SOLE
0
0
38629
MANHATTAN BRIDGE CAPITAL INC
COM
562803106
1398
219774
SH
SOLE
0
0
219774
MARTEN TRANS LTD
COM
573075108
1147
53358
SH
SOLE
0
0
53358
MEDICAL PPTYS TRUST INC
COM
58463J304
1745
82652
SH
SOLE
0
0
82652
MILLER INDS INC TENN
COM NEW
600551204
689
18565
SH
SOLE
0
0
18565
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1351
93325
SH
SOLE
0
0
93325
MTBC INC
COM
55378G102
43
10625
SH
SOLE
0
0
10625
NEOGENOMICS INC
COM NEW
64049M209
3115
106500
SH
SOLE
0
0
106500
NEW MTN FIN CORP
COM
647551100
303
22053
SH
SOLE
0
0
22053
NEWMONT GOLDCORP CORPORATION
COM
651639106
748
17222
SH
SOLE
0
0
17222
NEWTEK BUSINESS SVCS CORP
COM NEW
652526203
3179
140354
SH
SOLE
0
0
140354
NTN BUZZTIME INC
COM PAR
629410606
596
271050
SH
SOLE
0
0
271050
OFS CREDIT COMPANY INC
COM
67111Q107
1558
102432
SH
SOLE
0
0
102432
ONE STOP SYS INC
COM
68247W109
2006
993196
SH
SOLE
0
0
993196
OSISKO GOLD ROYALTIES LTD
COM
68827L101
1828
188255
SH
SOLE
0
0
188255
OWL ROCK CAPITAL CORPORATION
COM
69121K104
939
52480
SH
SOLE
0
0
52480
OXFORD LANE CAP CORP
COM
691543102
466
57169
SH
SOLE
0
0
57169
PEBBLEBROOK HOTEL TR
COM
70509V100
201
7488
SH
SOLE
0
0
7488
PEMBINA PIPELINE CORP
COM
706327103
1646
44427
SH
SOLE
0
0
44427
PENNANT GROUP INC
COM
70805E109
1799
54413
SH
SOLE
0
0
54413
PICO HLDGS INC
COM NEW
693366205
1380
124134
SH
SOLE
0
0
124134
POLAR PWR INC
COM
73102V105
358
150226
SH
SOLE
0
0
150226
POSTAL REALTY TRUST INC
CL A
73757R102
1781
105085
SH
SOLE
0
0
105085
POWERFLEET INC
COM
73931J109
2149
330110
SH
SOLE
0
0
330110
PREFERRED APT CMNTYS INC
COM
74039L103
1779
133550
SH
SOLE
0
0
133550
PROSHARES TR
PSHS ULTRUSS2000
74347R842
701
9100
SH
SOLE
0
0
9100
PURECYCLE CORP
COM NEW
746228303
4447
353205
SH
SOLE
0
0
353205
QUAKER CHEM CORP
COM
747316107
3377
20525
SH
SOLE
0
0
20525
RCM TECHNOLOGIES INC
COM NEW
749360400
197
65595
SH
SOLE
0
0
65595
REEDS INC
COM
758338107
1349
1481950
SH
SOLE
0
0
1481950
REPRO MED SYS INC
COM
759910102
77
11850
SH
SOLE
0
0
11850
RICEBRAN TECHNOLOGIES
COM NEW
762831204
64
43475
SH
SOLE
0
0
43475
ROYAL GOLD INC
COM
780287108
1931
15798
SH
SOLE
0
0
15798
ROYCE MICRO-CAP TR INC
COM
780915104
1647
192801
SH
SOLE
0
0
192801
SACHEM CAP CORP
COM
78590A109
2661
613065
SH
SOLE
0
0
613065
SANDSTORM GOLD LTD
COM NEW
80013R206
2036
273271
SH
SOLE
0
0
273271
SEABRIDGE GOLD INC
COM
811916105
293
21230
SH
SOLE
0
0
21230
SEASPAN CORP
SHS
Y75638109
193
13575
SH
SOLE
0
0
13575
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
137
16290
SH
SOLE
0
0
16290
SHARPSPRING INC
COM
820054104
1662
144870
SH
SOLE
0
0
144870
SIGNATURE BK NEW YORK N Y
COM
82669G104
311
2275
SH
SOLE
0
0
2275
SILVERSUN TECHNOLOGIES INC
COM NEW
82846H207
941
219915
SH
SOLE
0
0
219915
SONOMA PHARMACEUTICALS INC
COM NEW
83558L204
262
60240
SH
SOLE
0
0
60240
SOTHERLY HOTELS INC
COM
83600C103
1275
188086
SH
SOLE
0
0
188086
SP PLUS CORP
COM
78469C103
2071
48805
SH
SOLE
0
0
48805
SPARK ENERGY INC
CL A COM
846511103
1440
155975
SH
SOLE
0
0
155975
SPDR GOLD TRUST
GOLD SHS
78463V107
262
1831
SH
SOLE
0
0
1831
STERICYCLE INC
COM
858912108
1794
28110
SH
SOLE
0
0
28110
STONECASTLE FINL CORP
COM
861780104
422
18935
SH
SOLE
0
0
18935
SUPERIOR DRILLING PRODS INC
COM
868153107
18
21700
SH
SOLE
0
0
21700
TARGA RES CORP
COM
87612G101
1156
28305
SH
SOLE
0
0
28305
TEAM INC
COM
878155100
1123
70335
SH
SOLE
0
0
70335
TECOGEN INC NEW
COM NEW
87876P201
1596
752675
SH
SOLE
0
0
752675
TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
645
58822
SH
SOLE
0
0
58822
TOUGHBUILT INDUSTRIES INC
*W EXP 05/15/202
89157G116
1
180150
SH
SOLE
0
0
180150
TOUGHBUILT INDUSTRIES INC
COM
89157G207
167
832750
SH
SOLE
0
0
832750
TRECORA RES
COM
894648104
653
91260
SH
SOLE
0
0
91260
TYLER TECHNOLOGIES INC
COM
902252105
3090
10300
SH
SOLE
0
0
10300
U S PHYSICAL THERAPY INC
COM
90337L108
6406
56020
SH
SOLE
0
0
56020
U.S. AUTO PARTS NETWORK INC
COM
90343C100
42
18866
SH
SOLE
0
0
18866
UMH PPTYS INC
COM
903002103
781
49625
SH
SOLE
0
0
49625
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
1765
97300
SH
SOLE
0
0
97300
VANECK VECTORS ETF TRUST
GOLD MINERS ETF
92189F106
305
10410
SH
SOLE
0
0
10410
VANECK VECTORS ETF TRUST
JR GOLD MINERS E
92189F791
2925
69224
SH
SOLE
0
0
69224
WELLTOWER INC
COM
95040Q104
1434
17532
SH
SOLE
0
0
17532
WHEATON PRECIOUS METALS CORP
COM
962879102
1776
59712
SH
SOLE
0
0
59712
WHEELER REAL ESTATE INVT TR
PFD CNV SER D
963025606
814
54295
SH
SOLE
0
0
54295
WILLDAN GROUP INC
COM
96924N100
6196
194979
SH
SOLE
0
0
194979
XAI OCTAGON FLOATNG RATE ALT
COM
98400T106
1542
190607
SH
SOLE
0
0
190607
YAMANA GOLD INC
COM
98462Y100
76
19208
SH
SOLE
0
0
19208