0001105907-20-000013.txt : 20200213
0001105907-20-000013.hdr.sgml : 20200213
20200213120001
ACCESSION NUMBER: 0001105907-20-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
EFFECTIVENESS DATE: 20200213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 20608185
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001105907
XXXXXXXX
12-31-2019
12-31-2019
BARD ASSOCIATES INC
135 S. LASALLE STREET
SUITE 3700
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11597
N
Kevin Berner
VP
3127829600
Kevin Berner
Chicago
IL
02-13-2020
0
165
196590
false
INFORMATION TABLE
2
bard20121231.xml
ABAXIS INC
COM
002567105
1682
29600
SH
SOLE
3000
0
26600
ACACIA RESH CORP
ACACIA TCH COM
003881307
395
23315
SH
SOLE
1500
0
21815
ACME UTD CORP
COM
004816104
3390
169568
SH
SOLE
4000
0
165568
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
1121
181675
SH
SOLE
7000
0
174675
ADVANTAGE OIL & GAS LTD
COM
00765F101
349
72960
SH
SOLE
0
0
72960
AIR INDS GROUP
COM NEW
00912N205
1038
98700
SH
SOLE
5000
0
93700
AKERS BIOSCIENCES INC
COM
00973E102
362
90700
SH
SOLE
5000
0
85700
AMERICAN EAGLE ENERGY CORP
COM NEW
02554F300
58
93315
SH
SOLE
0
0
93315
APPLE INC
COM
037833100
260
2358
SH
SOLE
0
0
2358
ARC LOGISTICS PARTNERS LP
COM UT REP LPN
03879N101
1392
81610
PRN
SOLE
0
0
81610
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
2212
83120
SH
SOLE
0
0
83120
ASURE SOFTWARE INC
COM
04649U102
705
125305
SH
SOLE
10000
0
115305
ATLANTIC COAST FINL CORP
COM
048426100
592
149100
SH
SOLE
17400
0
131700
ATLAS ENERGY LP
COM UNITS LP
04930A104
547
17575
PRN
SOLE
0
0
17575
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
049392103
1552
56940
PRN
SOLE
0
0
56940
BACTERIN INTL HLDGS INC
COM NEW
05644R200
497
164151
SH
SOLE
9500
0
154651
BALCHEM CORP
COM
057665200
3996
59969
SH
SOLE
5000
0
54969
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2101
13991
SH
SOLE
0
0
13991
BLUEROCK RESIDENT GR REIT IN
COM CL A
09627J102
1979
159245
SH
SOLE
0
0
159245
BOSTON BEER INC
CL A
100557107
970
3350
SH
SOLE
0
0
3350
BOWL AMER INC
CL A
102565108
606
42295
SH
SOLE
0
0
42295
BRIDGELINE DIGITAL INC
COM
10807Q205
107
235450
SH
SOLE
30000
0
205450
BURCON NUTRASCIENCE CORP
COM
120831102
264
114620
SH
SOLE
17959
0
96661
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
128118106
254
19250
SH
SOLE
0
0
19250
CAMDEN PPTY TR
SH BEN INT
133131102
203
2750
SH
SOLE
0
0
2750
CAMPUS CREST CMNTYS INC
COM
13466Y105
101
13800
SH
SOLE
0
0
13800
CARETRUST REIT INC
COM
14174T107
1261
102232
SH
SOLE
2691
0
99541
CARRIAGE SVCS INC
COM
143905107
4487
214177
SH
SOLE
6000
0
208177
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
1865
38995
PRN
SOLE
0
0
38995
CELADON GROUP INC
COM
150838100
1069
47117
SH
SOLE
6000
0
41117
CELLECTAR BIOSCIENCES INC
COM NEW
15117F203
133
43000
SH
SOLE
5000
0
38000
CELLECTAR BIOSCIENCES INC
*W EXP 08/19/201
15117F112
24
30000
PRN
SOLE
5000
0
25000
CITY OFFICE REIT INC
COM
178587101
1600
125035
SH
SOLE
0
0
125035
CONTANGO OIL & GAS COMPANY
COM NEW
21075N204
404
13822
SH
SOLE
0
0
13822
CORENERGY INFRASTRUCTURE TR
COM
21870U205
2460
379635
SH
SOLE
8500
0
371135
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
798
28125
SH
SOLE
0
0
28125
CPI AEROSTRUCTURES INC
COM NEW
125919308
1267
124125
SH
SOLE
5000
0
119125
CUMBERLAND PHARMACEUTICALS I
COM
230770109
531
88740
SH
SOLE
0
0
88740
DAKOTA PLAINS HLDGS INC
COM
234255107
33
18800
SH
SOLE
0
0
18800
DAKTRONICS INC
COM
234264109
2114
169020
SH
SOLE
9700
0
159320
DESTINATION XL GROUP INC
COM
25065K104
630
115315
SH
SOLE
10000
0
105315
DEUTSCHE BK AG LDN BRH
PS AGRI LG ETN
25154H533
382
27315
SH
SOLE
0
0
27315
DORCHESTER MINERALS LP
COM UNIT
25820R105
2160
84595
PRN
SOLE
0
0
84595
EAGLE PT CR CO LLC
COM
269808101
2390
118925
SH
SOLE
0
0
118925
ENSERVCO CORP
COM
29358Y102
16
10000
SH
SOLE
0
0
10000
ENSIGN GROUP INC
COM
29358P101
3312
74620
SH
SOLE
4000
0
70620
ENVIROSTAR INC
COM
29414M100
1362
495279
SH
SOLE
35000
0
460279
EVOLUTION PETROLEUM CORP
COM
30049A107
3642
490175
SH
SOLE
30400
0
459775
FARMLAND PARTNERS INC
COM
31154R109
1351
129790
SH
SOLE
0
0
129790
FIDUCIARY CLAYMORE MLP OPP F
COM
31647Q106
426
16324
SH
SOLE
0
0
16324
FIRST MAJESTIC SILVER CORP
COM
32076V103
1289
256844
SH
SOLE
12180
0
244664
FIRST POTOMAC RLTY TR
COM
33610F109
716
57930
PRN
SOLE
0
0
57930
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
891
46775
SH
SOLE
0
0
46775
FRANCO NEVADA CORP
COM
351858105
744
15122
SH
SOLE
1046
0
14076
GENERAL FIN CORP DEL
COM
369822101
1956
198400
SH
SOLE
10000
0
188400
GLADSTONE CAPITAL CORP
COM
376535100
253
30550
SH
SOLE
0
0
30550
GLADSTONE COML CORP
COM
376536108
1488
86664
PRN
SOLE
0
0
86664
GLADSTONE LD CORP
COM
376549101
1688
157750
SH
SOLE
3000
0
154750
GOLDCORP INC NEW
COM
380956409
815
43996
SH
SOLE
4300
0
39696
GP STRATEGIES CORP
COM
36225V104
397
11700
SH
SOLE
0
0
11700
GRAMERCY PPTY TR INC
COM
38489R100
2557
370600
PRN
SOLE
0
0
370600
GRAN TIERRA ENERGY INC
COM
38500T101
181
46953
SH
SOLE
0
0
46953
GSE SYS INC
COM
36227K106
750
471965
SH
SOLE
30000
0
441965
HAIN CELESTIAL GROUP INC
COM
405217100
1976
33900
SH
SOLE
4000
0
29900
HARVARD APPARATUS REGENER TE
COM
41690A106
49
15552
SH
SOLE
2500
0
13052
HARVARD BIOSCIENCE INC
COM
416906105
2276
401325
SH
SOLE
10000
0
391325
HEALTH CARE REIT INC
COM
42217K106
2240
29598
PRN
SOLE
0
0
29598
HENRY JACK & ASSOC INC
COM
426281101
948
15250
SH
SOLE
0
0
15250
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
2160
69625
PRN
SOLE
0
0
69625
HUDSON TECHNOLOGIES INC
COM
444144109
2608
691850
SH
SOLE
20000
0
671850
I D SYSTEMS INC
COM
449489103
1119
167200
SH
SOLE
7000
0
160200
ICON PLC
SHS
G4705A100
500
9800
SH
SOLE
0
0
9800
IDEX CORP
COM
45167R104
1230
15805
SH
SOLE
0
0
15805
II VI INC
COM
902104108
3526
258344
SH
SOLE
7800
0
250544
IMAGE SENSING SYS INC
COM
45244C104
96
35910
SH
SOLE
0
0
35910
IMPRIMIS PHARMACEUTICALS INC
COM NEW
45323A201
571
76128
SH
SOLE
3950
0
72178
INDEPENDENCE RLTY TR INC
COM
45378A106
2119
227625
SH
SOLE
0
0
227625
INTEST CORP
COM
461147100
1699
399735
SH
SOLE
15000
0
384735
INVENTURE FOODS INC
COM
461212102
261
20500
SH
SOLE
0
0
20500
ISHARES SILVER TRUST
ISHARES
46428Q109
540
35880
SH
SOLE
0
0
35880
ISHARES TR
TIPS BD ETF
464287176
697
6225
SH
SOLE
0
0
6225
J & J SNACK FOODS CORP
COM
466032109
218
2000
SH
SOLE
2000
0
0
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
355
39557
SH
SOLE
0
0
39557
JOINT CORP
COM
47973J102
457
71600
SH
SOLE
4000
0
67600
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
317
9305
SH
SOLE
0
0
9305
KAYNE ANDERSON MLP INVT CO
COM
486606106
1334
34945
SH
SOLE
0
0
34945
KMG CHEMICALS INC
COM
482564101
2581
129060
SH
SOLE
5000
0
124060
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
834
166224
SH
SOLE
4873
0
161351
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
612
15130
PRN
SOLE
0
0
15130
LAYNE CHRISTENSEN CO
COM
521050104
192
20105
SH
SOLE
0
0
20105
LEXINGTON REALTY TRUST
COM
529043101
601
54739
PRN
SOLE
0
0
54739
MAGNUM HUNTER RES CORP DEL
COM
55973B102
783
249518
SH
SOLE
11964
0
237554
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
1165
48683
SH
SOLE
0
0
48683
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
196
10665
SH
SOLE
0
0
10665
MARLIN MIDSTREAM PARTNERS LP
COM UTLTD PTN IN
57118V100
339
18625
PRN
SOLE
0
0
18625
MARTEN TRANS LTD
COM
573075108
1044
47737
SH
SOLE
0
0
47737
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
1012
37665
PRN
SOLE
0
0
37665
MEDICAL PPTYS TRUST INC
COM
58463J304
1659
120365
PRN
SOLE
0
0
120365
MEDLEY MGMT INC
CL A COM
58503T106
419
28500
SH
SOLE
2000
0
26500
MICRONET ENERTEC TECH INC
COM
595117102
611
171770
SH
SOLE
6000
0
165770
MICRONET ENERTEC TECH INC
*W EXP 04/15/201
595117110
28
47855
SH
SOLE
3000
0
44855
MILLER INDS INC TENN
COM NEW
600551204
965
46410
SH
SOLE
0
0
46410
MOCON INC
COM
607494101
1961
109642
SH
SOLE
5000
0
104642
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1960
177055
PRN
SOLE
0
0
177055
MONROE CAP CORP
COM
610335101
1986
137375
SH
SOLE
0
0
137375
NEOGENOMICS INC
COM NEW
64049M209
2048
491100
SH
SOLE
50000
0
441100
NEWTEK BUSINESS SVCS CORP
COM NEW
652526203
1642
111225
SH
SOLE
0
0
111225
NORTHERN OIL & GAS INC NEV
COM
665531109
478
84550
SH
SOLE
3000
0
81550
OCI PARTNERS LP
COM UNIT REP LP
67091N108
1921
120035
SH
SOLE
0
0
120035
OHA INVT CORP
COM
67091U102
208
44315
SH
SOLE
0
0
44315
OXFORD LANE CAP CORP
COM
691543102
1580
105665
SH
SOLE
0
0
105665
PEAK RESORTS INC
COM
70469L100
1259
157400
SH
SOLE
2000
0
155400
PEMBINA PIPELINE CORP
COM
706327103
2531
69525
SH
SOLE
0
0
69525
PICO HLDGS INC
COM NEW
693366205
2411
127896
SH
SOLE
5000
0
122896
POWERSHARES ETF TR II
S&P SMCP UTI P
73937B837
2770
68990
SH
SOLE
0
0
68990
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
578
23207
SH
SOLE
0
0
23207
PREFERRED APT CMNTYS INC
COM
74039L103
1644
180645
SH
SOLE
0
0
180645
PROFESSIONAL DIVERSITY NET I
COM
74312Y103
327
67150
SH
SOLE
0
0
67150
PROSHARES TR
PSHS ULTRUSS2000
74347R842
244
2700
SH
SOLE
0
0
2700
PSIVIDA CORP
COM
74440J101
310
75509
SH
SOLE
20000
0
55509
PURECYCLE CORP
COM NEW
746228303
442
110400
SH
SOLE
0
0
110400
QUAKER CHEM CORP
COM
747316107
3293
35780
SH
SOLE
2000
0
33780
QUALSTAR CORP
COM
74758R109
206
155770
SH
SOLE
0
0
155770
RAIT FINANCIAL TRUST
COM NEW
749227609
77
10000
SH
SOLE
0
0
10000
RAND LOGISTICS INC
COM
752182105
888
224856
SH
SOLE
20000
0
204856
RCM TECHNOLOGIES INC
COM NEW
749360400
628
89645
SH
SOLE
10000
0
79645
RICEBRAN TECHNOLOGIES
COM NEW
762831204
287
68925
SH
SOLE
5000
0
63925
RICEBRAN TECHNOLOGIES
*W EXP 12/18/201
762831113
46
46300
SH
SOLE
5000
0
41300
RIO ALTO MNG LTD NEW
COM
76689T104
64
26200
SH
SOLE
6000
0
20200
ROYAL GOLD INC
COM
780287108
1310
20895
SH
SOLE
1500
0
19395
ROYCE MICRO-CAP TR INC
COM
780915104
2205
218702
SH
SOLE
0
0
218702
S&W SEED CO
COM
785135104
1364
340925
SH
SOLE
25000
0
315925
SAJAN INC
COM NEW
79379T202
590
104450
SH
SOLE
3000
0
101450
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
1300
91195
SH
SOLE
0
0
91195
SANDSTORM GOLD LTD
COM NEW
80013R206
1213
356689
SH
SOLE
4700
0
351989
SEABRIDGE GOLD INC
COM
811916105
325
43055
SH
SOLE
0
0
43055
SEASPAN CORP
SHS
Y75638109
539
29925
SH
SOLE
3000
0
26925
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
469
21215
PRN
SOLE
0
0
21215
SIGNATURE BK NEW YORK N Y
COM
82669G104
340
2700
SH
SOLE
325
0
2375
SILVER WHEATON CORP
COM
828336107
1671
82171
SH
SOLE
1850
0
80321
SILVERCREST MINES INC
COM
828365106
75
59100
SH
SOLE
15000
0
44100
SL GREEN RLTY CORP
COM
78440X101
244
2050
PRN
SOLE
0
0
2050
SMARTPROS LTD
COM
83171G103
257
161925
SH
SOLE
5000
0
156925
SMTP INC
COM NEW
784589202
1309
215340
SH
SOLE
11000
0
204340
SP PLUS CORP
COM
78469C103
2592
102730
SH
SOLE
4000
0
98730
SPARK ENERGY INC
CL A COM
846511103
1688
119767
SH
SOLE
3000
0
116767
SPARTON CORP
COM
847235108
4566
161125
SH
SOLE
7000
0
154125
SPDR GOLD TRUST
GOLD SHS
78463V107
245
2161
SH
SOLE
0
0
2161
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
1559
225000
SH
SOLE
3500
0
221500
STERICYCLE INC
COM
858912108
5944
45350
SH
SOLE
3200
0
42150
STRATEGIC HOTELS & RESORTS I
COM
86272T106
175
13200
PRN
SOLE
0
0
13200
SUNOPTA INC
COM
8676EP108
2052
173152
SH
SOLE
10000
0
163152
SUPERCONDUCTOR TECHNOLOGIES
COM PAR $0.001
867931404
621
224035
SH
SOLE
5000
0
219035
SUPERIOR DRILLING PRODS INC
COM
868153107
464
111600
SH
SOLE
10000
0
101600
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
2575
53790
PRN
SOLE
0
0
53790
TEAM INC
COM
878155100
3884
95995
SH
SOLE
6000
0
89995
TECOGEN INC NEW
COM NEW
87876P201
3139
601400
SH
SOLE
25000
0
576400
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
212
3684
SH
SOLE
0
0
3684
TORTOISE MLP FD INC
COM
89148B101
2652
94962
SH
SOLE
0
0
94962
TRAVELCENTERS OF AMERICA LLC
COM
894174101
126
10000
SH
SOLE
10000
0
0
TRIANGLE PETE CORP
COM NEW
89600B201
2120
443550
SH
SOLE
19000
0
424550
TRUETT-HURST INC
CL A
897871109
972
245200
SH
SOLE
8000
0
237200
TYLER TECHNOLOGIES INC
COM
902252105
6413
58600
SH
SOLE
3000
0
55600
U M H PROPERTIES INC
COM
903002103
731
76575
PRN
SOLE
0
0
76575
U S PHYSICAL THERAPY INC
COM
90337L108
3989
95073
SH
SOLE
4000
0
91073
UROPLASTY INC
COM NEW
917277204
626
303831
SH
SOLE
15000
0
288831
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
385
23225
SH
SOLE
0
0
23225
VANGUARD NAT RES LLC
COM UNIT
92205F106
446
29620
SH
SOLE
0
0
29620
VENAXIS INC
COM
92262A107
834
471050
SH
SOLE
30500
0
440550
WAVE SYSTEMS CORP
CL A PAR $0.01
943526400
42
52905
SH
SOLE
0
0
52905
WILLDAN GROUP INC
COM
96924N100
3571
264694
SH
SOLE
15000
0
249694
XG TECHNOLOGY INC
COM PAR$.00001
98372A309
214
420000
SH
SOLE
10000
0
410000
XPLORE TECHNOLOGIES CORP
COM PAR $0.001
983950700
1326
197575
SH
SOLE
5000
0
192575
YAMANA GOLD INC
COM
98462Y100
268
66774
SH
SOLE
4470
0
62304