0001105907-19-000014.txt : 20191114
0001105907-19-000014.hdr.sgml : 20191114
20191114123256
ACCESSION NUMBER: 0001105907-19-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 191218284
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001105907
XXXXXXXX
09-30-2019
09-30-2019
BARD ASSOCIATES INC
135 S. LASALLE STREET
SUITE 3700
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11597
N
Kevin Berner
Vice President
3127829600
Kevin Berner
Chicago
IL
11-14-2019
0
167
196550
false
INFORMATION TABLE
2
bard20190930.xml
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
86
12368
SH
SOLE
0
0
12368
ACME UTD CORP
COM
004816104
2679
133783
SH
SOLE
0
0
133783
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
91
129775
SH
SOLE
0
0
232750
AIRGAIN INC
COM
00938A104
2033
173006
SH
SOLE
0
0
233736
AMERIS BANCORP
COM
03076K108
603
14984
SH
SOLE
0
0
14984
ARES CAP CORP
COM
04010L103
392
21015
SH
SOLE
0
0
21015
ARES COML REAL ESTATE CORP
COM
04013V108
1890
124095
SH
SOLE
0
0
124095
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
627
189569
SH
SOLE
0
0
189569
ASURE SOFTWARE INC
COM
04649U102
726
108183
SH
SOLE
0
0
108183
ATOMERA INC
COM
04965B100
680
180469
SH
SOLE
0
0
209551
AVINO SILVER & GOLD MINES LT
COM
053906103
856
1461250
SH
SOLE
0
0
1461250
BALCHEM CORP
COM
057665200
3478
35064
SH
SOLE
0
0
35064
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
808
3885
SH
SOLE
0
0
3885
BIOHITECH GLOBAL INC
COM
09074B107
1209
691000
SH
SOLE
0
0
691000
BIOMERICA INC
COM NEW
09061H307
33
10000
SH
SOLE
0
0
10000
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
1511
128362
SH
SOLE
0
0
128362
BOSTON BEER INC
CL A
100557107
464
1275
SH
SOLE
0
0
1275
BOWL AMER INC
CL A
102565108
350
23475
SH
SOLE
0
0
23475
BOXLIGHT CORP
COM CL A
103197109
195
105750
SH
SOLE
0
0
203743
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
128118106
179
14750
SH
SOLE
0
0
14750
CAPITAL SOUTHWEST CORP
COM
140501107
395
18125
SH
SOLE
0
0
18125
CARETRUST REIT INC
COM
14174T107
961
40875
SH
SOLE
0
0
40875
CARRIAGE SVCS INC
COM
143905107
2732
133652
SH
SOLE
0
0
133652
CATASYS INC
COM PAR
149049504
3250
206232
SH
SOLE
0
0
314649
CECO ENVIRONMENTAL CORP
COM
125141101
77
11015
SH
SOLE
0
0
11015
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
613
10501
SH
SOLE
0
0
10501
CELSIUS HOLDINGS INC
COM NEW
15118V207
1237
355990
SH
SOLE
0
0
355990
CEMTREX INC
*W EXP 12/02/202
15130G113
5
484200
SH
SOLE
0
0
484200
CHECK CAP LTD
*W EXP 02/28/202
M2361E120
0
12799
SH
SOLE
0
0
12799
CHICKEN SOUP FOR THE SOUL EN
CL A
16842Q100
174
17925
SH
SOLE
0
0
17925
CITY OFFICE REIT INC
COM
178587101
1502
104389
SH
SOLE
0
0
104389
COLLECTORS UNIVERSE INC
COM NEW
19421R200
439
15405
SH
SOLE
0
0
15405
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
2315
49018
SH
SOLE
0
0
49018
CPI AEROSTRUCTURES INC
COM NEW
125919308
639
77775
SH
SOLE
0
0
77775
CREATIVE REALITIES INC
*W EXP 11/09/202
22530J119
23
97250
SH
SOLE
0
0
97250
CREATIVE REALITIES INC
COM NEW
22530J200
335
194500
SH
SOLE
0
0
381100
CROWN CRAFTS INC
COM
228309100
1159
185465
SH
SOLE
0
0
185465
CUSTOMERS BANCORP INC
COM
23204G100
1317
63520
SH
SOLE
0
0
63520
DAKTRONICS INC
COM
234264109
981
132770
SH
SOLE
0
0
132770
DARIOHEALTH CORP
*W EXP 03/08/202
23725P118
3
63889
SH
SOLE
0
0
63889
DARIOHEALTH CORP
COM
23725P100
23
75950
SH
SOLE
0
0
115150
DATA I O CORP
COM
237690102
69
17775
SH
SOLE
0
0
17775
DHX MEDIA LTD
COM VAR VTG
252406152
1310
897025
SH
SOLE
0
0
897025
DOLPHIN ENTMT INC
COM
25686H100
391
465050
SH
SOLE
0
0
768590
DORCHESTER MINERALS LP
COM UNIT
25820R105
239
12800
SH
SOLE
0
0
12800
EAGLE POINT INCOME COMPANY I
COM
269817102
2083
107645
SH
SOLE
0
0
107645
EAGLE PT CR CO LLC
COM
269808101
3752
237951
SH
SOLE
0
0
237951
EATON VANCE FLTING RATE INC
COM
278279104
266
20125
SH
SOLE
0
0
20125
ENSIGN GROUP INC
COM
29358P101
5250
110690
SH
SOLE
0
0
110690
ENVISION SOLAR INTL INC
*W EXP 12/30/202
29413Q110
358
255719
SH
SOLE
0
0
255719
ENVISION SOLAR INTL INC
COM
29413Q201
1493
258719
SH
SOLE
0
0
340244
ENVIVA PARTNERS LP
COM UNIT
29414J107
322
10075
SH
SOLE
0
0
10075
EQUINOX GOLD CORP
COM
29446Y502
61
11525
SH
SOLE
0
0
11525
EVI INDUSTRIES INC
COM
26929N102
306
9600
SH
SOLE
0
0
9600
EVOLUTION PETROLEUM CORP
COM
30049A107
926
158575
SH
SOLE
0
0
158575
EYEPOINT PHARMACEUTICALS INC
COM
30233G100
152
83800
SH
SOLE
0
0
83800
FARMLAND PARTNERS INC
COM
31154R109
690
103235
SH
SOLE
0
0
103235
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q106
106
12000
SH
SOLE
0
0
12000
FIRST MAJESTIC SILVER CORP
COM
32076V103
1587
174627
SH
SOLE
0
0
174627
FLAHERTY & CRUMRIN PFD & INM
COM
338478100
534
25475
SH
SOLE
0
0
25475
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
251
16600
SH
SOLE
0
0
16600
FRANCO NEVADA CORP
COM
351858105
1075
11789
SH
SOLE
0
0
11789
GENERAL FIN CORP DEL
COM
369822101
1348
152450
SH
SOLE
0
0
152450
GENIUS BRANDS INTL INC
COM
37229T301
403
627715
SH
SOLE
0
0
1119405
GLADSTONE COML CORP
COM
376536108
1507
64135
SH
SOLE
0
0
64135
GLADSTONE LD CORP
COM
376549101
1419
119320
SH
SOLE
0
0
119320
GLOBAL WTR RES INC
COM
379463102
2213
186900
SH
SOLE
0
0
186900
GLOBALSCAPE INC
COM
37940G109
3144
274070
SH
SOLE
0
0
274070
GOLD RESOURCE CORP
COM
38068T105
1258
412450
SH
SOLE
0
0
412450
GRAN TIERRA ENERGY INC
COM
38500T101
27
21825
SH
SOLE
0
0
21825
GREAT AJAX CORP
COM
38983D300
2780
179359
SH
SOLE
0
0
179359
GSE SYS INC
COM
36227K106
527
317490
SH
SOLE
0
0
317490
HANNON ARMSTRONG SUST INFR C
COM
41068X100
575
19719
SH
SOLE
0
0
19719
HARROW HEALTH INC
COM
415858109
328
58450
SH
SOLE
0
0
107650
HARVARD BIOSCIENCE INC
COM
416906105
959
311922
SH
SOLE
0
0
311922
HENRY JACK & ASSOC INC
COM
426281101
1044
7150
SH
SOLE
0
0
7150
HOEGH LNG PARTNERS LP
COM UNIT LTD
Y3262R100
382
24698
SH
SOLE
0
0
24698
HUDSON TECHNOLOGIES INC
COM
444144109
575
809525
SH
SOLE
0
0
867625
I D SYSTEMS INC
COM
449489103
1830
333910
SH
SOLE
0
0
333910
IDEX CORP
COM
45167R104
1459
8900
SH
SOLE
0
0
8900
II VI INC
COM
902104108
5806
164890
SH
SOLE
0
0
164890
INDEPENDENCE RLTY TR INC
COM
45378A106
2340
163551
SH
SOLE
0
0
163551
INTEST CORP
COM
461147100
1321
284075
SH
SOLE
0
0
284075
INTRICON CORP
COM
46121H109
527
27095
SH
SOLE
0
0
52845
INUVO INC
COM NEW
46122W204
209
775000
SH
SOLE
0
0
1550000
INVESCO EXCHNG TRADED FD TR
S&P SMLCP UTIL
46138G409
2948
55925
SH
SOLE
0
0
55925
ISHARES SILVER TRUST
ISHARES
46428Q109
449
28230
SH
SOLE
0
0
28230
ISHARES TR
TIPS BD ETF
464287176
330
2840
SH
SOLE
0
0
2840
ISSUER DIRECT CORPORATION
COM NEW
46520M204
958
92650
SH
SOLE
0
0
128650
ITERIS INC
COM
46564T107
1877
326700
SH
SOLE
0
0
326700
J & J SNACK FOODS CORP
COM
466032109
346
1800
SH
SOLE
0
0
1800
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
262
29819
SH
SOLE
0
0
29819
JMP GROUP LLC
COM
46629U107
34
10000
SH
SOLE
0
0
10000
JOINT CORP
COM
47973J102
1361
73150
SH
SOLE
0
0
118800
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
337
23325
SH
SOLE
0
0
23325
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
117
10790
SH
SOLE
0
0
10790
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
2194
117973
SH
SOLE
0
0
122422
LANDMARK INFRASTRUCTURE LP
COM UNIT LTD
51508J108
1012
56110
SH
SOLE
0
0
56110
LEGACY HOUSING CORP
COM
52472M101
2786
172005
SH
SOLE
0
0
172005
LEXINGTON REALTY TRUST
COM
529043101
396
38629
SH
SOLE
0
0
38629
MANHATTAN BRIDGE CAPITAL INC
COM
562803106
1442
223924
SH
SOLE
0
0
223924
MARTEN TRANS LTD
COM
573075108
1154
55524
SH
SOLE
0
0
55524
MEDICAL PPTYS TRUST INC
COM
58463J304
1645
84082
SH
SOLE
0
0
84082
MILLER INDS INC TENN
COM NEW
600551204
636
19100
SH
SOLE
0
0
19100
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1367
94845
SH
SOLE
0
0
94845
MTBC INC
COM
55378G102
40
10625
SH
SOLE
0
0
10625
NEOGENOMICS INC
COM NEW
64049M209
2151
112500
SH
SOLE
0
0
121650
NEW MTN FIN CORP
COM
647551100
306
22453
SH
SOLE
0
0
22453
NEWMONT GOLDCORP CORPORATION
COM
651639106
668
17624
SH
SOLE
0
0
17624
NEWTEK BUSINESS SVCS CORP
COM NEW
652526203
3260
144378
SH
SOLE
0
0
144378
NTN BUZZTIME INC
COM PAR
629410606
920
273950
SH
SOLE
0
0
506450
OFS CREDIT COMPANY INC
COM
67111Q107
1864
106302
SH
SOLE
0
0
106302
ONE STOP SYS INC
COM
68247W109
2951
1000415
SH
SOLE
0
0
1218744
OSISKO GOLD ROYALTIES LTD
COM
68827L101
1765
189805
SH
SOLE
0
0
189805
OWL ROCK CAPITAL CORPORATION
COM
69121K104
830
52630
SH
SOLE
0
0
52630
OXFORD LANE CAP CORP
COM
691543102
570
61274
SH
SOLE
0
0
61274
PARETEUM CORP
COM NEW
69946T207
617
478663
SH
SOLE
0
0
761763
PEBBLEBROOK HOTEL TR
COM
70509V100
205
7361
SH
SOLE
0
0
7361
PEMBINA PIPELINE CORP
COM
706327103
1710
46127
SH
SOLE
0
0
46127
PICO HLDGS INC
COM NEW
693366205
1219
120854
SH
SOLE
0
0
120854
POLAR PWR INC
COM
73102V105
352
114263
SH
SOLE
0
0
157986
POSTAL REALTY TRUST INC
CL A
73757R102
1672
105560
SH
SOLE
0
0
105560
PREFERRED APT CMNTYS INC
COM
74039L103
1954
135200
SH
SOLE
0
0
135200
PROSHARES TR
PSHS ULTRUSS2000
74347R842
593
9200
SH
SOLE
0
0
9200
PURECYCLE CORP
COM NEW
746228303
3526
343005
SH
SOLE
0
0
343005
QUAKER CHEM CORP
COM
747316107
3325
21025
SH
SOLE
0
0
21025
RCM TECHNOLOGIES INC
COM NEW
749360400
200
66545
SH
SOLE
0
0
66545
REEDS INC
COM
758338107
932
717050
SH
SOLE
0
0
786065
RICEBRAN TECHNOLOGIES
COM NEW
762831204
106
42835
SH
SOLE
0
0
69695
ROYAL GOLD INC
COM
780287108
1959
15898
SH
SOLE
0
0
15898
ROYCE MICRO-CAP TR INC
COM
780915104
1590
197701
SH
SOLE
0
0
197701
SACHEM CAP CORP
COM
78590A109
2916
617765
SH
SOLE
0
0
617765
SANDSTORM GOLD LTD
COM NEW
80013R206
1581
280289
SH
SOLE
0
0
280289
SEABRIDGE GOLD INC
COM
811916105
285
22490
SH
SOLE
0
0
22490
SEASPAN CORP
SHS
Y75638109
145
13675
SH
SOLE
0
0
13675
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
165
17840
SH
SOLE
0
0
17840
SHARPSPRING INC
COM
820054104
1413
145695
SH
SOLE
0
0
234785
SIGNATURE BK NEW YORK N Y
COM
82669G104
271
2275
SH
SOLE
0
0
2275
SILVERSUN TECHNOLOGIES INC
COM NEW
82846H207
795
224015
SH
SOLE
0
0
347515
SONOMA PHARMACEUTICALS INC
COM NEW
83558L204
142
24570
SH
SOLE
0
0
39836
SOTHERLY HOTELS INC
COM
83600C103
1280
191386
SH
SOLE
0
0
191386
SP PLUS CORP
COM
78469C103
1837
49655
SH
SOLE
0
0
49655
SPARK ENERGY INC
CL A COM
846511103
1679
159175
SH
SOLE
0
0
159175
SPDR GOLD TRUST
GOLD SHS
78463V107
254
1831
SH
SOLE
0
0
1831
STERICYCLE INC
COM
858912108
1439
28250
SH
SOLE
0
0
28250
STONECASTLE FINL CORP
COM
861780104
426
19235
SH
SOLE
0
0
19235
SUPERIOR DRILLING PRODS INC
COM
868153107
22
22200
SH
SOLE
0
0
22200
TARGA RES CORP
COM
87612G101
1131
28160
SH
SOLE
0
0
28160
TEAM INC
COM
878155100
1282
71030
SH
SOLE
0
0
71030
TECOGEN INC NEW
COM NEW
87876P201
1726
725325
SH
SOLE
0
0
1147575
TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
736
59897
SH
SOLE
0
0
59897
TOUGHBUILT INDUSTRIES INC
*W EXP 11/09/202
89157G116
3
183850
SH
SOLE
0
0
183850
TOUGHBUILT INDUSTRIES INC
COM
89157G207
285
919250
SH
SOLE
0
0
1829750
TRECORA RES
COM
894648104
832
92185
SH
SOLE
0
0
92185
TYLER TECHNOLOGIES INC
COM
902252105
3124
11900
SH
SOLE
0
0
11900
U S PHYSICAL THERAPY INC
COM
90337L108
7353
56320
SH
SOLE
0
0
56320
U.S. AUTO PARTS NETWORK INC
COM
90343C100
209
135000
SH
SOLE
0
0
135000
UMH PPTYS INC
COM
903002103
708
50275
SH
SOLE
0
0
50275
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
1692
98000
SH
SOLE
0
0
98000
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
287
10750
SH
SOLE
0
0
10750
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
2554
70436
SH
SOLE
0
0
70436
WELLTOWER INC
COM
95040Q104
1631
17988
SH
SOLE
0
0
17988
WHEATON PRECIOUS METALS CORP
COM
962879102
1584
60352
SH
SOLE
0
0
60352
WHEELER REAL ESTATE INVT TR
PFD CNV SER D
963025606
832
58695
SH
SOLE
0
0
58695
WILLDAN GROUP INC
COM
96924N100
6913
197064
SH
SOLE
0
0
197064
XAI OCTAGON FLOATNG RATE ALT
COM
98400T106
1743
194782
SH
SOLE
0
0
194782
YAMANA GOLD INC
COM
98462Y100
67
21102
SH
SOLE
0
0
21102