0001105907-17-000007.txt : 20170214 0001105907-17-000007.hdr.sgml : 20170214 20170214124529 ACCESSION NUMBER: 0001105907-17-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 17605989 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001105907 XXXXXXXX 12-31-2016 12-31-2016 BARD ASSOCIATES INC

135 S. LASALLE STREET SUITE 3700 CHICAGO IL 60603

13F HOLDINGS REPORT 028-11597 N Timothy B. Johnson 312-782-9600 Timothy B. Johnson Chicago IL 02-14-2017 0 176 215385 false INFORMATION TABLE 2 bard20161231.xml ABAXIS INC COM 002567105 1235 23400 SH SOLE 0 0 23400 ACME UTD CORP COM 004816104 3881 151768 SH SOLE 0 0 151768 ADAMIS PHARMACEUTICALS CO COM NEW 00547W208 491 156000 SH SOLE 0 0 156000 ADVANTAGE OIL & GAS LTD COM 00765F101 345 51050 SH SOLE 0 0 51050 AIR INDS GROUP COM NEW 00912N205 206 65340 SH SOLE 0 0 65340 AIRGAIN INC COM 00938A104 973 67580 SH SOLE 0 0 67580 AKERS BIOSCIENCES INC COM 00973E102 119 62700 SH SOLE 0 0 62700 AQUA METALS INC COM 03837J101 468 35700 SH SOLE 0 0 35700 ARC LOGISTICS PARTNERS LP COM UT REP LPN 03879N101 1055 66210 PRN SOLE 0 0 66210 ARES COML REAL ESTATE COR COM 04013V108 1902 138525 SH SOLE 0 0 138525 ARLINGTON ASSET INVT CORP CL A NEW 041356205 982 66289 SH SOLE 0 0 66289 ASURE SOFTWARE INC COM 04649U102 1139 133818 SH SOLE 0 0 133818 ATLANTIC COAST FINL CORP COM 048426100 778 114450 SH SOLE 0 0 114450 AVINO SILVER & GOLD MINES COM 053906103 1064 776700 SH SOLE 0 0 776700 BALCHEM CORP COM 057665200 4132 49243 SH SOLE 0 0 49243 BERKSHIRE HATHAWAY INC DE CL B NEW 084670702 1100 6748 SH SOLE 0 0 6748 BLUEROCK RESIDENTIAL GRW COM CL A 09627J102 1863 135770 SH SOLE 0 0 135770 BOSTON BEER INC CL A 100557107 433 2550 SH SOLE 0 0 2550 BOWL AMER INC CL A 102565108 490 29725 SH SOLE 0 0 29725 BURCON NUTRASCIENCE CORP COM 120831102 156 79383 SH SOLE 0 0 79383 CALAMOS GLOBAL TOTAL RETU COM SH BEN INT 128118106 188 17875 SH SOLE 0 0 17875 CARETRUST REIT INC COM 14174T107 1170 76355 SH SOLE 0 0 76355 CARRIAGE SVCS INC COM 143905107 4750 165862 SH SOLE 0 0 165862 CECO ENVIRONMENTAL CORP COM 125141101 155 11125 SH SOLE 0 0 11125 CEDAR FAIR L P DEPOSITRY UNIT 150185106 1422 22146 PRN SOLE 0 0 22146 CHECK CAP LTD SHS M2361E112 71 30000 SH SOLE 0 0 30000 CHECK CAP LTD *W EXP 02/28/202 M2361E120 10 15974 PRN SOLE 0 0 15974 CITY OFFICE REIT INC COM 178587101 1401 106410 SH SOLE 0 0 106410 COGENTIX MED INC COM 19243A104 327 162457 SH SOLE 0 0 162457 COLLECTORS UNIVERSE INC COM NEW 19421R200 248 11700 SH SOLE 0 0 11700 COMBIMATRIX CORPORATION COM PAR 20009T501 213 80508 SH SOLE 0 0 80508 COMBIMATRIX CORPORATION *W EXP 03/18/202 20009T147 34 78552 PRN SOLE 0 0 78552 CORENERGY INFRASTRUCTURE DEP SHS REPSTG 21870U304 1447 58805 SH SOLE 0 0 58805 CORENERGY INFRASTRUCTURE COM NEW 21870U502 2427 69580 SH SOLE 0 0 69580 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 719 23041 SH SOLE 0 0 23041 CPI AEROSTRUCTURES INC COM NEW 125919308 940 101625 SH SOLE 0 0 101625 CROWN CRAFTS INC COM 228309100 79 10235 SH SOLE 0 0 10235 CUMBERLAND PHARMACEUTICAL COM 230770109 509 92515 SH SOLE 0 0 92515 CUSTOMERS BANCORP INC COM 23204G100 2882 80460 SH SOLE 0 0 80460 DAKTRONICS INC COM 234264109 1556 145420 SH SOLE 0 0 145420 DARIOHEALTH CORP COM 23725P100 395 121439 SH SOLE 0 0 121439 DARIOHEALTH CORP *W EXP 03/08/202 23725P118 51 78189 PRN SOLE 0 0 78189 DESTINATION XL GROUP INC COM 25065K104 392 92255 SH SOLE 0 0 92255 DEUTSCHE BK AG LDN BRH DB AGRIC LNG ETN 25154H533 179 19120 SH SOLE 0 0 19120 DHX MEDIA LTD SHS VAR VTG 252406608 4653 886275 SH SOLE 0 0 886275 DORCHESTER MINERALS LP COM UNIT 25820R105 1080 61535 PRN SOLE 0 0 61535 EAGLE PT CR CO LLC COM 269808101 2038 121983 SH SOLE 0 0 121983 EMCORE CORP COM NEW 290846203 148 17000 SH SOLE 0 0 17000 ENSERVCO CORP COM 29358Y102 6 10000 SH SOLE 0 0 10000 ENSIGN GROUP INC COM 29358P101 2990 134620 SH SOLE 0 0 134620 ENVIROSTAR INC COM 29414M100 3751 258705 SH SOLE 0 0 258705 EVOLUTION PETROLEUM CORP COM 30049A107 4272 427175 SH SOLE 0 0 427175 FARMLAND PARTNERS INC COM 31154R109 1239 111025 SH SOLE 0 0 111025 FIDUCIARY CLAYMORE MLP OP COM 31647Q106 232 15607 SH SOLE 0 0 15607 FIRST MAJESTIC SILVER COR COM 32076V103 1620 212380 SH SOLE 0 0 212380 FIRST POTOMAC RLTY TR COM 33610F109 500 45570 PRN SOLE 0 0 45570 FLAHERTY&CRMN PFD SEC INC COM 338478100 652 34600 SH SOLE 0 0 34600 FRANCO NEVADA CORP COM 351858105 776 12991 SH SOLE 0 0 12991 GENERAL FIN CORP DEL COM 369822101 998 179800 SH SOLE 0 0 179800 GENIUS BRANDS INTL INC COM PAR 37229T301 1827 337690 SH SOLE 0 0 337690 GLADSTONE CAPITAL CORP COM 376535100 257 27350 SH SOLE 0 0 27350 GLADSTONE COML CORP COM 376536108 1455 72404 PRN SOLE 0 0 72404 GLADSTONE LD CORP COM 376549101 1521 135350 SH SOLE 0 0 135350 GLOBAL WTR RES INC COM 379463102 1686 185225 SH SOLE 0 0 185225 GLOBALSCAPE INC COM 37940G109 1290 316995 SH SOLE 0 0 316995 GOLDCORP INC NEW COM 380956409 553 40696 SH SOLE 0 0 40696 GP STRATEGIES CORP COM 36225V104 262 9150 SH SOLE 0 0 9150 GRAMERCY PPTY TR COM 385002100 2284 248781 PRN SOLE 0 0 248781 GRAN TIERRA ENERGY INC COM 38500T101 93 30653 SH SOLE 0 0 30653 GREAT AJAX CORP COM 38983D300 2506 188840 SH SOLE 0 0 188840 GSE SYS INC COM 36227K106 1283 366690 SH SOLE 0 0 366690 HAIN CELESTIAL GROUP INC COM 405217100 1016 26020 SH SOLE 0 0 26020 HANNON ARMSTRONG SUST INF COM 41068X100 287 15100 SH SOLE 0 0 15100 HARVARD BIOSCIENCE INC COM 416906105 1097 359525 SH SOLE 0 0 359525 HENRY JACK & ASSOC INC COM 426281101 826 9300 SH SOLE 0 0 9300 HOOPER HOLMES INC COM NEW 439104209 558 675713 SH SOLE 0 0 675713 HUDSON TECHNOLOGIES INC COM 444144109 5105 637300 SH SOLE 0 0 637300 I D SYSTEMS INC COM 449489103 694 128080 SH SOLE 0 0 128080 ICON PLC SHS G4705A100 256 3400 SH SOLE 0 0 3400 IDEX CORP COM 45167R104 1162 12905 SH SOLE 0 0 12905 II VI INC COM 902104108 6531 220274 SH SOLE 0 0 220274 IMAGE SENSING SYS INC COM 45244C104 90 24360 SH SOLE 0 0 24360 IMPRIMIS PHARMACEUTICALS COM NEW 45323A201 161 64500 SH SOLE 0 0 64500 INDEPENDENCE RLTY TR INC COM 45378A106 1758 197075 SH SOLE 0 0 197075 INTEST CORP COM 461147100 1603 348540 SH SOLE 0 0 348540 INTRICON CORP COM 46121H109 266 38500 SH SOLE 0 0 38500 INUVO INC COM NEW 46122W204 271 162500 SH SOLE 0 0 162500 INVENTURE FOODS INC COM 461212102 256 25950 SH SOLE 0 0 25950 ISHARES SILVER TRUST ISHARES 46428Q109 459 30395 SH SOLE 0 0 30395 ISHARES TR TIPS BD ETF 464287176 593 5240 SH SOLE 0 0 5240 ITUS CORP COM NEW 45069V203 276 51200 SH SOLE 0 0 51200 IZEA INC COM 46603N301 78 17400 SH SOLE 0 0 17400 J & J SNACK FOODS CORP COM 466032109 240 1800 SH SOLE 0 0 1800 JAPAN SMALLER CAPTLZTN FD COM 47109U104 266 27321 SH SOLE 0 0 27321 JOINT CORP COM 47973J102 181 68200 SH SOLE 0 0 68200 KAYNE ANDERSON MLP INVT C COM 486606106 599 30600 SH SOLE 0 0 30600 KMG CHEMICALS INC COM 482564101 4105 105560 SH SOLE 0 0 105560 KRATOS DEFENSE & SEC SOLU COM NEW 50077B207 1142 154340 SH SOLE 0 0 154340 LANDMARK INFRASTRUCTURE L COM UNIT LTD 51508J108 1930 126575 SH SOLE 0 0 126575 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 418 13715 PRN SOLE 0 0 13715 LAYNE CHRISTENSEN CO COM 521050104 151 13890 SH SOLE 0 0 13890 LEXINGTON REALTY TRUST COM 529043101 439 40625 PRN SOLE 0 0 40625 LM FDG AMER INC COM 502074107 629 154450 SH SOLE 0 0 154450 LM FDG AMER INC *W EXP 11/30/202 502074115 29 145400 PRN SOLE 0 0 145400 MANHATTAN BRIDGE CAPITAL COM 562803106 2087 274625 SH SOLE 0 0 274625 MARTEN TRANS LTD COM 573075108 970 41627 SH SOLE 0 0 41627 MEDICAL PPTYS TRUST INC COM 58463J304 1211 98487 PRN SOLE 0 0 98487 MEDLEY MGMT INC CL A COM 58503T106 158 16000 SH SOLE 0 0 16000 MICRONET ENERTEC TECH INC COM 595117102 191 143440 SH SOLE 0 0 143440 MICRONET ENERTEC TECH INC *W EXP 04/15/201 595117110 3 40765 SH SOLE 0 0 40765 MICROVISION INC DEL COM NEW 594960304 280 222294 SH SOLE 0 0 222294 MILLER INDS INC TENN COM NEW 600551204 806 30485 SH SOLE 0 0 30485 MOCON INC COM 607494101 1667 85462 SH SOLE 0 0 85462 MONMOUTH REAL ESTATE INVT CL A 609720107 2037 133630 PRN SOLE 0 0 133630 MONROE CAP CORP COM 610335101 1852 119887 SH SOLE 0 0 119887 NAKED BRAND GROUP INC COM NEW 629839200 435 426043 SH SOLE 0 0 426043 NEOGENOMICS INC COM NEW 64049M209 2476 288923 SH SOLE 0 0 288923 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 2633 165597 SH SOLE 0 0 165597 OCI PARTNERS LP COM UNIT REP LP 67091N108 1198 143450 SH SOLE 0 0 143450 OHA INVT CORP COM 67091U102 58 33615 SH SOLE 0 0 33615 OXFORD LANE CAP CORP COM 691543102 831 79039 SH SOLE 0 0 79039 PEAK RESORTS INC COM 70469L100 658 118575 SH SOLE 0 0 118575 PEMBINA PIPELINE CORP COM 706327103 1882 60102 SH SOLE 0 0 60102 PICO HLDGS INC COM NEW 693366205 1559 102895 SH SOLE 0 0 102895 PLANET PAYMENT INC SHS U72603118 161 39550 SH SOLE 0 0 39550 POLAR PWR INC COM 73102V105 899 100500 SH SOLE 0 0 100500 POWERSHARES ETF TR II S&P SMCP UTI P 73937B837 2896 60540 SH SOLE 0 0 60540 POWERSHS DB MULTI SECT CO PS DB AGRICUL FD 73936B408 368 18442 SH SOLE 0 0 18442 PREFERRED APT CMNTYS INC COM 74039L103 2230 149545 SH SOLE 0 0 149545 PROSHARES TR PSHS ULTRUSS2000 74347R842 914 8200 SH SOLE 0 0 8200 PSIVIDA CORP COM 74440J101 173 101109 SH SOLE 0 0 101109 PURECYCLE CORP COM NEW 746228303 559 101600 SH SOLE 0 0 101600 QUAKER CHEM CORP COM 747316107 3618 28280 SH SOLE 0 0 28280 RCM TECHNOLOGIES INC COM NEW 749360400 506 79595 SH SOLE 0 0 79595 RICEBRAN TECHNOLOGIES COM NEW 762831204 62 59975 SH SOLE 0 0 59975 RICEBRAN TECHNOLOGIES W EXP 12/18/201 762831113 10 41900 SH SOLE 0 0 41900 ROYAL GOLD INC COM 780287108 1165 18383 SH SOLE 0 0 18383 ROYCE MICRO-CAP TR INC COM 780915104 2153 263801 SH SOLE 0 0 263801 S&W SEED CO COM 785135104 1310 284763 SH SOLE 0 0 284763 SAJAN INC COM NEW 79379T202 334 89150 SH SOLE 0 0 89150 SANDSTORM GOLD LTD COM NEW 80013R206 1205 308903 SH SOLE 0 0 308903 SEABRIDGE GOLD INC COM 811916105 251 30765 SH SOLE 0 0 30765 SEASPAN CORP SHS Y75638109 216 23633 SH SOLE 0 0 23633 SENIOR HSG PPTYS TR SH BEN INT 81721M109 305 16120 PRN SOLE 0 0 16120 SENSUS HEATLHCARE INC *W EXP 06/08/201 81728J117 40 79000 PRN SOLE 0 0 79000 SENSUS HEATLHCARE INC COM 81728J109 415 79000 SH SOLE 0 0 79000 SHARPSPRING INC COM 820054104 1762 334323 SH SOLE 0 0 334323 SIGNATURE BK NEW YORK N Y COM 82669G104 353 2350 SH SOLE 0 0 2350 SILVER WHEATON CORP COM 828336107 1347 69712 SH SOLE 0 0 69712 SONOMA PHARMACEUTICALS IN COM 83558L105 633 125599 SH SOLE 0 0 125599 SOTHERLY HOTELS INC COM 83600C103 1349 198661 SH SOLE 0 0 198661 SP PLUS CORP COM 78469C103 1965 69790 SH SOLE 0 0 69790 SPARK ENERGY INC CL A COM 846511103 2758 91015 SH SOLE 0 0 91015 SPARTON CORP COM 847235108 3400 142560 SH SOLE 0 0 142560 SPECTRUM PHARMACEUTICALS COM 84763A108 596 134430 SH SOLE 0 0 134430 STERICYCLE INC COM 858912108 2583 33530 SH SOLE 0 0 33530 SUNOPTA INC COM 8676EP108 1718 243720 SH SOLE 0 0 243720 SUPERIOR DRILLING PRODS I COM 868153107 62 47000 SH SOLE 0 0 47000 SYNTHETIC BIOLOGICS INC COM 87164U102 67 87999 SH SOLE 0 0 87999 TARGA RES CORP COM 87612G101 2306 41123 SH SOLE 0 0 41123 TEAM INC COM 878155100 3302 84125 SH SOLE 0 0 84125 TECOGEN INC NEW COM NEW 87876P201 2430 578600 SH SOLE 0 0 578600 TORTOISE MLP FD INC COM 89148B101 1512 79232 SH SOLE 0 0 79232 TRECORA RES COM 894648104 1532 110625 SH SOLE 0 0 110625 TRUETT-HURST INC CL A 897871109 815 457844 SH SOLE 0 0 457844 TYLER TECHNOLOGIES INC COM 902252105 3241 22700 SH SOLE 0 0 22700 U S PHYSICAL THERAPY INC COM 90337L108 5632 80223 SH SOLE 0 0 80223 UMH PPTYS INC COM 903002103 879 58400 PRN SOLE 0 0 58400 USA COMPRESSION PARTNERS COMUNIT LTDPAR 90290N109 4060 234707 SH SOLE 0 0 234707 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1451 46004 SH SOLE 0 0 46004 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 238 11395 SH SOLE 0 0 11395 WELLTOWER INC COM 95040Q104 1643 24542 PRN SOLE 0 0 24542 WHEELER REAL ESTATE INVT TR PFD CNV SER D 963025606 1436 61095 PRN SOLE 0 0 61095 WILLDAN GROUP INC COM 96924N100 5274 233464 SH SOLE 0 0 233464 XPLORE TECHNOLOGIES CORP COM PAR $0.001 983950700 337 166750 SH SOLE 0 0 166750 YAMANA GOLD INC COM 98462Y100 101 35813 SH SOLE 0 0 35813