0001105907-16-000056.txt : 20160811 0001105907-16-000056.hdr.sgml : 20160811 20160811133331 ACCESSION NUMBER: 0001105907-16-000056 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160811 DATE AS OF CHANGE: 20160811 EFFECTIVENESS DATE: 20160811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 161823917 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001105907 XXXXXXXX 06-30-2016 06-30-2016 BARD ASSOCIATES INC
135 S. LASALLE STREET SUITE 3700 CHICAGO IL 60603
13F HOLDINGS REPORT 028-11597 N
Timothy Johnson President 312-782-9600 Timothy Johnson Chicago IL 08-11-2016 0 173 188781 false
INFORMATION TABLE 2 bard20160630.xml ABAXIS INC COM 002567105 1162 24600 SH SOLE 0 0 24600 ACACIA RESH CORP ACACIA TCH COM 003881307 55 12515 SH SOLE 0 0 12515 ACME UTD CORP COM 004816104 2839 155138 SH SOLE 0 0 155138 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 445 159000 SH SOLE 0 0 159000 ADVANTAGE OIL & GAS LTD COM 00765F101 317 56700 SH SOLE 0 0 56700 AIR INDS GROUP COM NEW 00912N205 381 80300 SH SOLE 0 0 80300 AKERS BIOSCIENCES INC COM 00973E102 214 66500 SH SOLE 0 0 66500 AQUA METALS INC COM 03837J101 785 66700 SH SOLE 0 0 66700 ARC LOGISTICS PARTNERS LP COM UT REP LPN 03879N101 896 68960 PRN SOLE 0 0 68960 ARLINGTON ASSET INVT CORP CL A NEW 041356205 917 70505 SH SOLE 0 0 70505 ASURE SOFTWARE INC COM 04649U102 620 131593 SH SOLE 0 0 131593 ATLANTIC COAST FINL CORP COM 048426100 711 118950 SH SOLE 0 0 118950 AVINO SILVER & GOLD MINES LT COM 053906103 1883 775000 SH SOLE 0 0 775000 BALCHEM CORP COM 057665200 3174 53215 SH SOLE 0 0 53215 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1099 7593 SH SOLE 0 0 7593 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 1816 139695 SH SOLE 0 0 139695 BOSTON BEER INC CL A 100557107 470 2750 SH SOLE 0 0 2750 BOWL AMER INC CL A 102565108 440 30775 SH SOLE 0 0 30775 BURCON NUTRASCIENCE CORP COM 120831102 160 91572 SH SOLE 0 0 91572 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 202 18525 SH SOLE 0 0 18525 CAMDEN PPTY TR SH BEN INT 133131102 204 2308 SH SOLE 0 0 2308 CARETRUST REIT INC COM 14174T107 1133 82223 SH SOLE 0 0 82223 CARRIAGE SVCS INC COM 143905107 4073 172012 SH SOLE 0 0 172012 CEDAR FAIR L P DEPOSITRY UNIT 150185106 1639 28346 PRN SOLE 0 0 28346 CELADON GROUP INC COM 150838100 282 34563 SH SOLE 0 0 34563 CHECK CAP LTD *W EXP 02/28/202 M2361E120 2 16324 PRN SOLE 0 0 16324 CHECK CAP LTD SHS M2361E112 45 32650 SH SOLE 0 0 32650 CITY OFFICE REIT INC COM 178587101 1402 108010 SH SOLE 0 0 108010 COGENTIX MED INC COM 19243A104 167 173930 SH SOLE 0 0 173930 COMBIMATRIX CORPORATION *W EXP 03/18/202 20009T147 53 79585 PRN SOLE 0 0 79585 CORENERGY INFRASTRUCTURE TR DEP SHS REPSTG 21870U304 1421 60495 SH SOLE 0 0 60495 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 2088 72360 SH SOLE 0 0 72360 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 718 24276 SH SOLE 0 0 24276 CPI AEROSTRUCTURES INC COM NEW 125919308 682 110925 SH SOLE 0 0 110925 CUMBERLAND PHARMACEUTICALS I COM 230770109 424 94315 SH SOLE 0 0 94315 CUSTOMERS BANCORP INC COM 23204G100 2005 79805 SH SOLE 0 0 79805 DAKTRONICS INC COM 234264109 933 149345 SH SOLE 0 0 149345 DESTINATION XL GROUP INC COM 25065K104 432 94555 SH SOLE 0 0 94555 DEUTSCHE BK AG LDN BRH DB AGRIC LNG ETN 25154H533 281 22120 SH SOLE 0 0 22120 DHX MEDIA LTD SHS VAR VTG 252406608 4547 884575 SH SOLE 0 0 884575 DORCHESTER MINERALS LP COM UNIT 25820R105 916 63510 PRN SOLE 0 0 63510 EAGLE PT CR CO LLC COM 269808101 1815 112704 SH SOLE 0 0 112704 EMCORE CORP COM NEW 290846203 101 17000 SH SOLE 0 0 17000 ENSERVCO CORP COM 29358Y102 6 10000 SH SOLE 0 0 10000 ENSIGN GROUP INC COM 29358P101 2831 134750 SH SOLE 0 0 134750 ENVIROSTAR INC COM 29414M100 1795 468589 SH SOLE 0 0 468589 EVOLUTION PETROLEUM CORP COM 30049A107 2448 447475 SH SOLE 0 0 447475 FARMLAND PARTNERS INC COM 31154R109 1287 113700 SH SOLE 0 0 113700 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 226 16357 SH SOLE 0 0 16357 FIRST MAJESTIC SILVER CORP COM 32076V103 3247 239068 SH SOLE 0 0 239068 FIRST POTOMAC RLTY TR COM 33610F109 448 48670 PRN SOLE 0 0 48670 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 793 36600 SH SOLE 0 0 36600 FRANCO NEVADA CORP COM 351858105 1015 13349 SH SOLE 0 0 13349 GENERAL FIN CORP DEL COM 369822101 776 182700 SH SOLE 0 0 182700 GLADSTONE CAPITAL CORP COM 376535100 209 28850 SH SOLE 0 0 28850 GLADSTONE COML CORP COM 376536108 1253 74204 PRN SOLE 0 0 74204 GLADSTONE LD CORP COM 376549101 1559 140950 SH SOLE 0 0 140950 GLOBAL WTR RES INC COM 379463102 1492 169600 SH SOLE 0 0 169600 GLOBALSCAPE INC COM 37940G109 1105 299455 SH SOLE 0 0 299455 GOLDCORP INC NEW COM 380956409 753 39376 SH SOLE 0 0 39376 GP STRATEGIES CORP COM 36225V104 201 9250 SH SOLE 0 0 9250 GRAMERCY PPTY TR COM 385002100 2402 260533 PRN SOLE 0 0 260533 GRAN TIERRA ENERGY INC COM 38500T101 120 35503 SH SOLE 0 0 35503 GREAT AJAX CORP COM 38983D300 2706 195075 SH SOLE 0 0 195075 GSE SYS INC COM 36227K106 847 379690 SH SOLE 0 0 379690 HAIN CELESTIAL GROUP INC COM 405217100 1343 27000 SH SOLE 0 0 27000 HARVARD BIOSCIENCE INC COM 416906105 1045 365325 SH SOLE 0 0 365325 HENRY JACK & ASSOC INC COM 426281101 873 10000 SH SOLE 0 0 10000 HOOPER HOLMES INC COM NEW 439104209 821 678240 SH SOLE 0 0 678240 HUDSON TECHNOLOGIES INC COM 444144109 2406 668300 SH SOLE 0 0 668300 I D SYSTEMS INC COM 449489103 662 137650 SH SOLE 0 0 137650 ICON PLC SHS G4705A100 238 3400 SH SOLE 0 0 3400 IDEX CORP COM 45167R104 1121 13655 SH SOLE 0 0 13655 II VI INC COM 902104108 4381 233544 SH SOLE 0 0 233544 IMAGE SENSING SYS INC COM 45244C104 56 25110 SH SOLE 0 0 25110 IMPRIMIS PHARMACEUTICALS INC COM NEW 45323A201 246 65500 SH SOLE 0 0 65500 INDEPENDENCE RLTY TR INC COM 45378A106 1652 201975 SH SOLE 0 0 201975 INTEST CORP COM 461147100 1342 352265 SH SOLE 0 0 352265 INTRICON CORP COM 46121H109 211 39500 SH SOLE 0 0 39500 INVENTURE FOODS INC COM 461212102 203 25950 SH SOLE 0 0 25950 ISHARES SILVER TRUST ISHARES 46428Q109 572 31995 SH SOLE 0 0 31995 ISHARES TR TIPS BD ETF 464287176 611 5240 SH SOLE 0 0 5240 ITUS CORP COM NEW 45069V203 176 56000 SH SOLE 0 0 56000 IZEA INC COM 46603N301 133 17400 SH SOLE 0 0 17400 J & J SNACK FOODS CORP COM 466032109 215 1800 SH SOLE 0 0 1800 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 293 29922 SH SOLE 0 0 29922 JOINT CORP COM 47973J102 289 142150 SH SOLE 0 0 142150 KAYNE ANDERSON MLP INVT CO COM 486606106 646 31725 SH SOLE 0 0 31725 KMG CHEMICALS INC COM 482564101 2894 111355 SH SOLE 0 0 111355 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 656 159993 SH SOLE 0 0 159993 LABSTYLE INNOVATIONS CORP *W EXP 03/08/202 50544T112 88 79689 PRN SOLE 0 0 79689 LABSTYLE INNOVATIONS CORP COM 50544T302 637 123739 SH SOLE 0 0 123739 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 328 13890 PRN SOLE 0 0 13890 LAYNE CHRISTENSEN CO COM 521050104 141 17355 SH SOLE 0 0 17355 LEXINGTON REALTY TRUST COM 529043101 454 44901 PRN SOLE 0 0 44901 LM FDG AMER INC *W EXP 11/30/202 502074115 48 149850 PRN SOLE 0 0 149850 LM FDG AMER INC COM 502074107 1271 155550 SH SOLE 0 0 155550 MANHATTAN BRIDGE CAPITAL INC COM 562803106 198 37250 SH SOLE 0 0 37250 MARTEN TRANS LTD COM 573075108 851 42987 SH SOLE 0 0 42987 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 708 30660 PRN SOLE 0 0 30660 MEDICAL PPTYS TRUST INC COM 58463J304 1538 101135 PRN SOLE 0 0 101135 MEDLEY MGMT INC CL A COM 58503T106 94 16000 SH SOLE 0 0 16000 MICRONET ENERTEC TECH INC *W EXP 04/15/201 595117110 5 41420 SH SOLE 0 0 41420 MICRONET ENERTEC TECH INC COM 595117102 331 147550 SH SOLE 0 0 147550 MICROVISION INC DEL COM NEW 594960304 379 225794 SH SOLE 0 0 225794 MILLER INDS INC TENN COM NEW 600551204 697 33860 SH SOLE 0 0 33860 MOCON INC COM 607494101 1276 90142 SH SOLE 0 0 90142 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1951 147155 PRN SOLE 0 0 147155 MONROE CAP CORP COM 610335101 1785 120387 SH SOLE 0 0 120387 NAKED BRAND GROUP INC COM NEW 629839200 612 450181 SH SOLE 0 0 450181 NEOGENOMICS INC COM NEW 64049M209 2372 295003 SH SOLE 0 0 295003 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 2019 158698 SH SOLE 0 0 158698 OCI PARTNERS LP COM UNIT REP LP 67091N108 1669 221029 SH SOLE 0 0 221029 OCULUS INNOVATIVE SCIENCES I COM PAR 67575P306 466 116224 SH SOLE 0 0 116224 OHA INVT CORP COM 67091U102 73 37615 SH SOLE 0 0 37615 OXFORD LANE CAP CORP COM 691543102 693 83599 SH SOLE 0 0 83599 PEAK RESORTS INC COM 70469L100 608 133425 SH SOLE 0 0 133425 PEMBINA PIPELINE CORP COM 706327103 1871 61681 SH SOLE 0 0 61681 PICO HLDGS INC COM NEW 693366205 989 104575 SH SOLE 0 0 104575 POWERSHARES ETF TR II S&P SMCP UTI P 73937B837 3030 61320 SH SOLE 0 0 61320 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 417 18892 SH SOLE 0 0 18892 PREFERRED APT CMNTYS INC COM 74039L103 2268 154045 SH SOLE 0 0 154045 PROFESSIONAL DIVERSITY NET I COM 74312Y103 19 46775 SH SOLE 0 0 46775 PROSHARES TR PSHS ULTRUSS2000 74347R842 796 9880 SH SOLE 0 0 9880 PSIVIDA CORP COM 74440J101 299 105609 SH SOLE 0 0 105609 PURECYCLE CORP COM NEW 746228303 431 91500 SH SOLE 0 0 91500 QUAKER CHEM CORP COM 747316107 2639 29580 SH SOLE 0 0 29580 RAIT FINANCIAL TRUST COM NEW 749227609 31 10000 SH SOLE 0 0 10000 RAND LOGISTICS INC COM 752182105 146 141695 SH SOLE 0 0 141695 RCM TECHNOLOGIES INC COM NEW 749360400 417 80095 SH SOLE 0 0 80095 RICEBRAN TECHNOLOGIES *W EXP 12/18/201 762831113 9 42200 SH SOLE 0 0 42200 RICEBRAN TECHNOLOGIES COM NEW 762831204 101 60875 SH SOLE 0 0 60875 ROYAL GOLD INC COM 780287108 1381 19170 SH SOLE 0 0 19170 ROYCE MICRO-CAP TR INC COM 780915104 2143 292001 SH SOLE 0 0 292001 S&W SEED CO COM 785135104 1311 300763 SH SOLE 0 0 300763 SAJAN INC COM NEW 79379T202 381 90650 SH SOLE 0 0 90650 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 510 70180 SH SOLE 0 0 70180 SANDSTORM GOLD LTD COM NEW 80013R206 1446 324241 SH SOLE 0 0 324241 SEABRIDGE GOLD INC COM 811916105 537 36605 SH SOLE 0 0 36605 SEASPAN CORP SHS Y75638109 361 25857 SH SOLE 0 0 25857 SENIOR HSG PPTYS TR SH BEN INT 81721M109 358 17195 PRN SOLE 0 0 17195 SENSUS HEATLHCARE INC UNIT 99/99/9999 81728J208 503 80000 SH SOLE 0 0 80000 SHARPSPRING INC COM 820054104 1660 317428 SH SOLE 0 0 317428 SIGNATURE BK NEW YORK N Y COM 82669G104 294 2350 SH SOLE 0 0 2350 SILVER WHEATON CORP COM 828336107 1732 73602 SH SOLE 0 0 73602 SOTHERLY HOTELS INC COM 83600C103 1155 204850 SH SOLE 0 0 204850 SP PLUS CORP COM 78469C103 1796 79530 SH SOLE 0 0 79530 SPARK ENERGY INC CL A COM 846511103 3190 96520 SH SOLE 0 0 96520 SPARTON CORP COM 847235108 3206 147260 SH SOLE 0 0 147260 SPDR GOLD TRUST GOLD SHS 78463V107 223 1766 SH SOLE 0 0 1766 SPECTRUM PHARMACEUTICALS INC COM 84763A108 997 151730 SH SOLE 0 0 151730 STERICYCLE INC COM 858912108 3615 34720 SH SOLE 0 0 34720 SUNOPTA INC COM 8676EP108 1044 249205 SH SOLE 0 0 249205 SUPERCONDUCTOR TECHNOLOGIES COM PAR $0.001 867931404 30 156544 SH SOLE 0 0 156544 SUPERIOR DRILLING PRODS INC COM 868153107 107 49200 SH SOLE 0 0 49200 SYNTHETIC BIOLOGICS INC COM 87164U102 181 100699 SH SOLE 0 0 100699 TARGA RES CORP COM 87612G101 1791 42493 SH SOLE 0 0 42493 TEAM INC COM 878155100 2110 84965 SH SOLE 0 0 84965 TECOGEN INC NEW COM NEW 87876P201 2931 574750 SH SOLE 0 0 574750 TORTOISE MLP FD INC COM 89148B101 1523 82557 SH SOLE 0 0 82557 TRECORA RES COM 894648104 1118 107175 SH SOLE 0 0 107175 TRUETT-HURST INC CL A 897871109 677 445644 SH SOLE 0 0 445644 TYLER TECHNOLOGIES INC COM 902252105 4418 26500 SH SOLE 0 0 26500 U S PHYSICAL THERAPY INC COM 90337L108 5004 83113 SH SOLE 0 0 83113 UMH PPTYS INC COM 903002103 738 65625 PRN SOLE 0 0 65625 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 3535 241107 SH SOLE 0 0 241107 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 1799 42229 SH SOLE 0 0 42229 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 288 10395 SH SOLE 0 0 10395 WELLTOWER INC COM 95040Q104 1913 25121 PRN SOLE 0 0 25121 WILLDAN GROUP INC COM 96924N100 2588 243664 SH SOLE 0 0 243664 XPLORE TECHNOLOGIES CORP COM PAR $0.001 983950700 427 177750 SH SOLE 0 0 177750 XTANT MED HLDGS INC COM 98420P100 244 127576 SH SOLE 0 0 127576 YAMANA GOLD INC COM 98462Y100 208 40011 SH SOLE 0 0 40011