0001105907-16-000052.txt : 20160512
0001105907-16-000052.hdr.sgml : 20160512
20160512164339
ACCESSION NUMBER: 0001105907-16-000052
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160512
DATE AS OF CHANGE: 20160512
EFFECTIVENESS DATE: 20160512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 161644578
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001105907
XXXXXXXX
03-31-2016
03-31-2016
BARD ASSOCIATES INC
135 S. LASALLE STREET
SUITE 3700
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11597
N
Tim Johnson
President
312-782-9600
Tim Johnson
Chicago
IL
05-12-2016
0
173624
165
false
INFORMATION TABLE
2
bard20160331.xml
ABAXIS INC
COM
002567105
1117
24600
SH
SOLE
0
0
24600
ACACIA RESH CORP
ACACIA TCH COM
003881307
58
15315
SH
SOLE
0
0
15315
ACME UTD CORP
COM
004816104
2585
158193
SH
SOLE
0
0
158193
ADAMIS PHARMACEUTICALS COR
COM NEW
00547W208
1001
163250
SH
SOLE
0
0
163250
ADVANTAGE OIL & GAS LTD
COM
00765F101
317
57800
SH
SOLE
0
0
57800
AIR INDS GROUP
COM NEW
00912N205
507
83600
SH
SOLE
0
0
83600
AKERS BIOSCIENCES INC
COM
00973E102
121
72000
SH
SOLE
0
0
72000
AQUA METALS INC
COM
03837J101
468
70450
SH
SOLE
0
0
70450
ARC LOGISTICS PARTNERS LP
COM UT REP LPN
03879N101
731
71410
PRN
SOLE
0
0
71410
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
885
70595
SH
SOLE
0
0
70595
ASURE SOFTWARE INC
COM
04649U102
705
131593
SH
SOLE
0
0
131593
ATLANTIC COAST FINL CORP
COM
048426100
724
119950
SH
SOLE
0
0
119950
AVINO SILVER & GOLD MINES
COM
053906103
798
782000
SH
SOLE
0
0
782000
BALCHEM CORP
COM
057665200
3318
53505
SH
SOLE
0
0
53505
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1205
8493
SH
SOLE
0
0
8493
BLUEROCK RESIDENTIAL GRW R
COM CL A
09627J102
1539
141420
SH
SOLE
0
0
141420
BOSTON BEER INC
CL A
100557107
546
2950
SH
SOLE
0
0
2950
BOWL AMER INC
CL A
102565108
469
33450
SH
SOLE
0
0
33450
BURCON NUTRASCIENCE CORP
COM
120831102
239
93167
SH
SOLE
0
0
93167
CALAMOS GLOBAL TOTAL RETUR
COM SH BEN INT
128118106
205
18525
SH
SOLE
0
0
18525
CARETRUST REIT INC
COM
14174T107
1104
86933
SH
SOLE
0
0
86933
CARRIAGE SVCS INC
COM
143905107
3837
177552
SH
SOLE
0
0
177552
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
1953
32845
PRN
SOLE
0
0
32845
CELADON GROUP INC
COM
150838100
383
36563
SH
SOLE
0
0
36563
CHECK CAP LTD
*W EXP 02/28/202
M2361E120
9
17574
PRN
SOLE
0
0
17574
CHECK CAP LTD
SHS
M2361E112
93
33650
SH
SOLE
0
0
33650
CITY OFFICE REIT INC
COM
178587101
1268
111185
SH
SOLE
0
0
111185
COGENTIX MED INC
COM
19243A104
202
183882
SH
SOLE
0
0
183882
COMBIMATRIX CORPORATION
*W EXP 03/18/2021
20009T147
54
80102
SH
SOLE
0
0
80102
CORENERGY INFRASTRUCTURE T
DEP SHS REPSTG
21870U304
1280
60945
SH
SOLE
0
0
60945
CORENERGY INFRASTRUCTURE T
COM NEW
21870U502
1469
73042
SH
SOLE
0
0
73042
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
647
24675
SH
SOLE
0
0
24675
CPI AEROSTRUCTURES INC
COM NEW
125919308
816
111275
SH
SOLE
0
0
111275
CUMBERLAND PHARMACEUTICALS
COM
230770109
422
93975
SH
SOLE
0
0
93975
CUSTOMERS BANCORP INC
COM
23204G100
1924
81410
SH
SOLE
0
0
81410
DAKOTA PLAINS HLDGS INC
COM
234255107
1
16200
SH
SOLE
0
0
16200
DAKTRONICS INC
COM
234264109
1211
153245
SH
SOLE
0
0
153245
DESTINATION XL GROUP INC
COM
25065K104
490
94755
SH
SOLE
0
0
94755
DEUTSCHE BK AG LDN BRH
DB AGRIC LNG ETN
25154H533
244
23170
SH
SOLE
0
0
23170
DHX MEDIA LTD
SHS VAR VTG
252406608
4978
889375
SH
SOLE
0
0
889375
DORCHESTER MINERALS LP
COM UNIT
25820R105
747
65560
PRN
SOLE
0
0
65560
EAGLE PT CR CO LLC
COM
269808101
1843
112370
SH
SOLE
0
0
112370
ENSERVCO CORP
COM
29358Y102
6
10000
SH
SOLE
0
0
10000
ENSIGN GROUP INC
COM
29358P101
3072
135690
SH
SOLE
0
0
135690
ENVIROSTAR INC
COM
29414M100
1534
471989
SH
SOLE
0
0
471989
EVOLUTION PETROLEUM CORP
COM
30049A107
2186
449725
SH
SOLE
0
0
449725
FARMLAND PARTNERS INC
COM
31154R109
1254
116875
SH
SOLE
0
0
116875
FIDUCIARY CLAYMORE MLP OPP
COM
31647Q106
168
15357
SH
SOLE
0
0
15357
FIRST MAJESTIC SILVER CORP
COM
32076V103
1591
245588
SH
SOLE
0
0
245588
FIRST POTOMAC RLTY TR
COM
33610F109
440
48570
PRN
SOLE
0
0
48570
FLAHERTY&CRMN PFD SEC INCO
COM
338478100
744
36550
SH
SOLE
0
0
36550
FRANCO NEVADA CORP
COM
351858105
839
13670
SH
SOLE
0
0
13670
GENERAL FIN CORP DEL
COM
369822101
870
190700
SH
SOLE
0
0
190700
GLADSTONE CAPITAL CORP
COM
376535100
216
29050
SH
SOLE
0
0
29050
GLADSTONE COML CORP
COM
376536108
1224
74704
PRN
SOLE
0
0
74704
GLADSTONE LD CORP
COM
376549101
1437
142750
SH
SOLE
0
0
142750
GLOBALSCAPE INC
COM
37940G109
1144
301155
SH
SOLE
0
0
301155
GOLDCORP INC NEW
COM
380956409
646
39796
SH
SOLE
0
0
39796
GP STRATEGIES CORP
COM
36225V104
253
9250
SH
SOLE
0
0
9250
GRAMERCY PPTY TR
COM
385002100
2233
264265
PRN
SOLE
0
0
264265
GRAN TIERRA ENERGY INC
COM
38500T101
88
35503
SH
SOLE
0
0
35503
GREAT AJAX CORP
COM
38983D300
2203
196900
SH
SOLE
0
0
196900
GSE SYS INC
COM
36227K106
1051
385090
SH
SOLE
0
0
385090
HAIN CELESTIAL GROUP INC
COM
405217100
1105
27000
SH
SOLE
0
0
27000
HARVARD BIOSCIENCE INC
COM
416906105
1141
377925
SH
SOLE
0
0
377925
HENRY JACK & ASSOC INC
COM
426281101
854
10100
SH
SOLE
0
0
10100
HOOPER HOLMES INC
COM
439104100
1416
10185535
SH
SOLE
0
0
10185535
HUDSON TECHNOLOGIES INC
COM
444144109
2236
681800
SH
SOLE
0
0
681800
I D SYSTEMS INC
COM
449489103
602
138650
SH
SOLE
0
0
138650
ICON PLC
SHS
G4705A100
293
3900
SH
SOLE
0
0
3900
IDEX CORP
COM
45167R104
1144
13805
SH
SOLE
0
0
13805
II VI INC
COM
902104108
5088
234344
SH
SOLE
0
0
234344
IMAGE SENSING SYS INC
COM
45244C104
73
26260
SH
SOLE
0
0
26260
IMPRIMIS PHARMACEUTICALS I
COM NEW
45323A201
260
65500
SH
SOLE
0
0
65500
INDEPENDENCE RLTY TR INC
COM
45378A106
1483
208275
SH
SOLE
0
0
208275
INTEST CORP
COM
461147100
1384
354985
SH
SOLE
0
0
354985
INVENTURE FOODS INC
COM
461212102
152
26950
SH
SOLE
0
0
26950
ISHARES SILVER TRUST
ISHARES
46428Q109
460
31345
SH
SOLE
0
0
31345
ISHARES TR
TIPS BD ETF
464287176
601
5240
SH
SOLE
0
0
5240
ITUS CORP
COM NEW
45069V203
183
60800
SH
SOLE
0
0
60800
JAPAN SMALLER CAPTLZTN FD
COM
47109U104
289
29922
SH
SOLE
0
0
29922
JOINT CORP
COM
47973J102
465
148650
SH
SOLE
0
0
148650
KAYNE ANDERSON MLP INVT CO
COM
486606106
533
32195
SH
SOLE
0
0
32195
KMG CHEMICALS INC
COM
482564101
2592
112360
SH
SOLE
0
0
112360
KRATOS DEFENSE & SEC SOLUT
COM NEW
50077B207
799
161493
SH
SOLE
0
0
161493
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
352
13890
PRN
SOLE
0
0
13890
LAYNE CHRISTENSEN CO
COM
521050104
125
17355
SH
SOLE
0
0
17355
LEXINGTON REALTY TRUST
COM
529043101
411
47803
PRN
SOLE
0
0
47803
LM FDG AMER INC
*W EXP 11/30/202
502074115
137
150925
PRN
SOLE
0
0
150925
LM FDG AMER INC
COM
502074107
1270
155125
SH
SOLE
0
0
155125
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
208
10395
SH
SOLE
0
0
10395
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
1208
43374
SH
SOLE
0
0
43374
MARTEN TRANS LTD
COM
573075108
806
43037
SH
SOLE
0
0
43037
MARTIN MIDSTREAM PRTNRS L
UNIT L P INT
573331105
661
32910
PRN
SOLE
0
0
32910
MEDICAL PPTYS TRUST INC
COM
58463J304
1337
103035
PRN
SOLE
0
0
103035
MEDLEY MGMT INC
CL A COM
58503T106
96
17500
SH
SOLE
0
0
17500
MICRONET ENERTEC TECH INC
*W EXP 04/15/201
595117110
8
42615
SH
SOLE
0
0
42615
MICRONET ENERTEC TECH INC
COM
595117102
304
152090
SH
SOLE
0
0
152090
MICROVISION INC DEL
COM NEW
594960304
425
227294
SH
SOLE
0
0
227294
MILLER INDS INC TENN
COM NEW
600551204
772
38060
SH
SOLE
0
0
38060
MOCON INC
COM
607494101
1305
94212
SH
SOLE
0
0
94212
MONMOUTH REAL ESTATE INVT
CL A
609720107
1753
147455
PRN
SOLE
0
0
147455
MONROE CAP CORP
COM
610335101
1698
122587
SH
SOLE
0
0
122587
NAKED BRAND GROUP INC
COM NEW
629839200
1032
456681
SH
SOLE
0
0
456681
NEOGENOMICS INC
COM NEW
64049M209
2153
319423
SH
SOLE
0
0
319423
NEWTEK BUSINESS SVCS CORP
COM NEW
652526203
1979
158349
SH
SOLE
0
0
158349
OCI PARTNERS LP
COM UNIT REP LP
67091N108
1695
224179
SH
SOLE
0
0
224179
OCULUS INNOVATIVE SCIENCES
COM NEW
67575P207
553
579126
SH
SOLE
0
0
579126
OHA INVT CORP
COM
67091U102
131
38615
SH
SOLE
0
0
38615
OXFORD LANE CAP CORP
COM
691543102
709
83899
SH
SOLE
0
0
83899
PEAK RESORTS INC
COM
70469L100
463
136200
SH
SOLE
0
0
136200
PEMBINA PIPELINE CORP
COM
706327103
1681
62290
SH
SOLE
0
0
62290
PICO HLDGS INC
COM NEW
693366205
1122
109725
SH
SOLE
0
0
109725
POWERSHARES ETF TR II
S&P SMCP UTI P
73937B837
2765
61490
SH
SOLE
0
0
61490
POWERSHS DB MULTI SECT COM
PS DB AGRICUL FD
73936B408
390
18932
SH
SOLE
0
0
18932
PREFERRED APT CMNTYS INC
COM
74039L103
1967
155095
SH
SOLE
0
0
155095
PROFESSIONAL DIVERSITY NET
COM
74312Y103
18
51250
SH
SOLE
0
0
51250
PROSHARES TR
PSHS ULTRUSS2000
74347R842
760
10055
SH
SOLE
0
0
10055
PSIVIDA CORP
COM
74440J101
300
111809
SH
SOLE
0
0
111809
PURECYCLE CORP
COM NEW
746228303
427
94600
SH
SOLE
0
0
94600
QUAKER CHEM CORP
COM
747316107
2629
30980
SH
SOLE
0
0
30980
RAIT FINANCIAL TRUST
COM NEW
749227609
31
10000
SH
SOLE
0
0
10000
RAND LOGISTICS INC
COM
752182105
144
151705
SH
SOLE
0
0
151705
RCM TECHNOLOGIES INC
COM NEW
749360400
438
82545
SH
SOLE
0
0
82545
RICEBRAN TECHNOLOGIES
*W EXP 12/18/201
762831113
8
42700
SH
SOLE
0
0
42700
RICEBRAN TECHNOLOGIES
COM NEW
762831204
70
62375
SH
SOLE
0
0
62375
ROYAL GOLD INC
COM
780287108
988
19270
SH
SOLE
0
0
19270
ROYCE MICRO-CAP TR INC
COM
780915104
2070
295746
SH
SOLE
0
0
295746
S&W SEED CO
COM
785135104
1296
310113
SH
SOLE
0
0
310113
SAJAN INC
COM NEW
79379T202
361
92700
SH
SOLE
0
0
92700
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
367
71330
SH
SOLE
0
0
71330
SANDSTORM GOLD LTD
COM NEW
80013R206
1069
324841
SH
SOLE
0
0
324841
SEABRIDGE GOLD INC
COM
811916105
401
36605
SH
SOLE
0
0
36605
SEASPAN CORP
SHS
Y75638109
505
27560
SH
SOLE
0
0
27560
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
308
17195
PRN
SOLE
0
0
17195
SHARPSPRING INC
COM
820054104
1144
326968
SH
SOLE
0
0
326968
SIGNATURE BK NEW YORK N Y
COM
82669G104
320
2350
SH
SOLE
0
0
2350
SILVER WHEATON CORP
COM
828336107
1235
74501
SH
SOLE
0
0
74501
SOTHERLY HOTELS INC
COM
83600C103
1077
209500
SH
SOLE
0
0
209500
SP PLUS CORP
COM
78469C103
2107
87580
SH
SOLE
0
0
87580
SPARK ENERGY INC
CL A COM
846511103
1775
98590
SH
SOLE
0
0
98590
SPARTON CORP
COM
847235108
2677
148810
SH
SOLE
0
0
148810
SPDR GOLD TRUST
GOLD SHS
78463V107
208
1766
SH
SOLE
0
0
1766
SPECTRUM PHARMACEUTICALS I
COM
84763A108
990
155605
SH
SOLE
0
0
155605
STERICYCLE INC
COM
858912108
4444
35220
SH
SOLE
0
0
35220
SUNOPTA INC
COM
8676EP108
1163
260755
SH
SOLE
0
0
260755
SUPERCONDUCTOR TECHNOLOGIE
COM PAR $0.001
867931404
31
161044
SH
SOLE
0
0
161044
SUPERIOR DRILLING PRODS IN
COM
868153107
72
52700
SH
SOLE
0
0
52700
SYNTHETIC BIOLOGICS INC
COM
87164U102
248
104899
SH
SOLE
0
0
104899
TARGA RES CORP
COM
87612G101
1326
44415
SH
SOLE
0
0
44415
TEAM INC
COM
878155100
2632
86635
SH
SOLE
0
0
86635
TECOGEN INC NEW
COM NEW
87876P201
2248
574950
SH
SOLE
0
0
574950
TORTOISE MLP FD INC
COM
89148B101
1378
84312
SH
SOLE
0
0
84312
TRECORA RES
COM
894648104
1061
110315
SH
SOLE
0
0
110315
TRUETT-HURST INC
CL A
897871109
486
297544
SH
SOLE
0
0
297544
TYLER TECHNOLOGIES INC
COM
902252105
3498
27200
SH
SOLE
0
0
27200
U S PHYSICAL THERAPY INC
COM
90337L108
4147
83383
SH
SOLE
0
0
83383
UMH PPTYS INC
COM
903002103
651
65625
PRN
SOLE
0
0
65625
USA COMPRESSION PARTNERS L
COMUNIT LTDPAR
90290N109
2867
243995
SH
SOLE
0
0
243995
WELLTOWER INC
COM
95040Q104
1748
25209
PRN
SOLE
0
0
25209
WILLDAN GROUP INC
COM
96924N100
2380
246614
SH
SOLE
0
0
246614
XG TECHNOLOGY INC
COM PAR NEW
98372A507
3
26900
SH
SOLE
0
0
26900
XPLORE TECHNOLOGIES CORP
COM PAR $0.001
983950700
633
181250
SH
SOLE
0
0
181250
XTANT MED HLDGS INC
COM
98420P100
363
133851
SH
SOLE
0
0
133851
YAMANA GOLD INC
COM
98462Y100
141
46515
SH
SOLE
0
0
46515