President

0001105907-15-000033.txt : 20151112 0001105907-15-000033.hdr.sgml : 20151112 20151112125212 ACCESSION NUMBER: 0001105907-15-000033 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 151223020 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001105907 XXXXXXXX 09-30-2015 09-30-2015 BARD ASSOCIATES INC

135 S. LASALLE STREET SUITE 3700 CHICAGO IL 60603

13F HOLDINGS REPORT 028-11597 N Tim Johnson President 312-782-9600 Tim Johnson Chicago IL 11-12-2015 0 163 173709 false INFORMATION TABLE 2 bard20150930.xml ABAXIS INC COM 002567105 1113 25300 SH SOLE 2300 0 23000 ACACIA RESH CORP ACACIA TCH COM 003881307 180 19815 SH SOLE 0 0 19815 ACME UTD CORP COM 004816104 2755 159868 SH SOLE 4000 0 155868 ADAMIS PHARMACEUTICALS COR COM NEW 00547W208 677 174925 SH SOLE 7000 0 167925 ADVANTAGE OIL & GAS LTD COM 00765F101 357 68610 SH SOLE 0 0 68610 AIR INDS GROUP COM NEW 00912N205 820 92700 SH SOLE 5000 0 87700 AKERS BIOSCIENCES INC COM 00973E102 263 83400 SH SOLE 5000 0 78400 AQUA METALS INC COM 03837J101 375 73900 SH SOLE 8600 0 65300 ARC LOGISTICS PARTNERS LP COM UT REP LPN 03879N101 1026 76310 PRN SOLE 0 0 76310 ARLINGTON ASSET INVT CORP CL A NEW 041356205 1088 77415 SH SOLE 0 0 77415 ASURE SOFTWARE INC COM 04649U102 697 124030 SH SOLE 10000 0 114030 ATLANTIC COAST FINL CORP COM 048426100 713 128850 SH SOLE 10000 0 118850 AZURE MIDSTREAM PARTNERS L COM UNIT LTD PAR 05501X100 110 18625 SH SOLE 0 0 18625 BALCHEM CORP COM 057665200 3465 57019 SH SOLE 4500 0 52519 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1134 8693 SH SOLE 0 0 8693 BLUEROCK RESIDENT GR REIT COM CL A 09627J102 1766 147420 SH SOLE 0 0 147420 BOSTON BEER INC CL A 100557107 621 2950 SH SOLE 0 0 2950 BOWL AMER INC CL A 102565108 517 35770 SH SOLE 0 0 35770 BURCON NUTRASCIENCE CORP COM 120831102 197 107686 SH SOLE 17959 0 89727 CALAMOS GLOBAL TOTAL RETUR COM SH BEN INT 128118106 215 19250 SH SOLE 0 0 19250 CAMPUS CREST CMNTYS INC COM 13466Y105 69 13000 SH SOLE 0 0 13000 CARETRUST REIT INC COM 14174T107 1048 92295 SH SOLE 2000 0 90295 CARRIAGE SVCS INC COM 143905107 4025 186427 SH SOLE 5000 0 181427 CEDAR FAIR L P DEPOSITRY UNIT 150185106 1873 35595 PRN SOLE 0 0 35595 CELADON GROUP INC COM 150838100 650 40555 SH SOLE 5000 0 35555 CELLECTAR BIOSCIENCES INC *W EXP 08/19/201 15117F112 26 30000 PRN SOLE 5000 0 25000 CELLECTAR BIOSCIENCES INC COM NEW 15117F203 77 39250 SH SOLE 5000 0 34250 CHECK CAP LTD SHS M2361E112 104 37450 SH SOLE 0 0 37450 CHECK CAP LTD *W EXP 02/28/202 M2361E120 10 18723 PRN SOLE 0 0 18723 CITY OFFICE REIT INC COM 178587101 1321 116285 SH SOLE 0 0 116285 COGENTIX MED INC COM 19243A104 259 209234 SH SOLE 10899 0 198335 CORENERGY INFRASTRUCTURE T COM 21870U205 1566 354260 SH SOLE 8500 0 345760 CORENERGY INFRASTRUCTURE T DEP SHS REPSTG 21870U304 1445 63535 SH SOLE 0 0 63535 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 546 25980 SH SOLE 0 0 25980 CPI AEROSTRUCTURES INC COM NEW 125919308 1027 116575 SH SOLE 5000 0 111575 CUMBERLAND PHARMACEUTICALS COM 230770109 468 81090 SH SOLE 0 0 81090 CUSTOMERS BANCORP INC COM 23204G100 2116 82320 SH SOLE 4400 0 77920 DAKOTA PLAINS HLDGS INC COM 234255107 13 16800 SH SOLE 0 0 16800 DAKTRONICS INC COM 234264109 1402 161670 SH SOLE 9000 0 152670 DESTINATION XL GROUP INC COM 25065K104 590 101555 SH SOLE 5000 0 96555 DEUTSCHE BK AG LDN BRH DB AGRIC LNG ETN 25154H533 268 24155 SH SOLE 0 0 24155 DHX MEDIA LTD SHS VAR VTG 252406608 5642 902775 SH SOLE 60000 0 842775 DORCHESTER MINERALS LP COM UNIT 25820R105 1159 80120 PRN SOLE 0 0 80120 EAGLE PT CR CO LLC COM 269808101 2086 109565 SH SOLE 0 0 109565 ENSERVCO CORP COM 29358Y102 7 10000 SH SOLE 0 0 10000 ENSIGN GROUP INC COM 29358P101 2951 69230 SH SOLE 3500 0 65730 ENVIROSTAR INC COM 29414M100 1830 458579 SH SOLE 35000 0 423579 EVOLUTION PETROLEUM CORP COM 30049A107 2598 468025 SH SOLE 30400 0 437625 FARMLAND PARTNERS INC COM 31154R109 1282 122140 SH SOLE 0 0 122140 FIDUCIARY CLAYMORE MLP OPP COM 31647Q106 249 15907 SH SOLE 0 0 15907 FIRST MAJESTIC SILVER CORP COM 32076V103 781 244171 SH SOLE 10760 0 233411 FIRST POTOMAC RLTY TR COM 33610F109 562 51080 PRN SOLE 0 0 51080 FLAHERTY&CRMN PFD SEC INCO COM 338478100 699 37300 SH SOLE 0 0 37300 FRANCO NEVADA CORP COM 351858105 626 14220 SH SOLE 1046 0 13174 GENERAL FIN CORP DEL COM 369822101 699 188800 SH SOLE 10000 0 178800 GLADSTONE CAPITAL CORP COM 376535100 243 29850 SH SOLE 0 0 29850 GLADSTONE COML CORP COM 376536108 1128 79939 PRN SOLE 0 0 79939 GLADSTONE LD CORP COM 376549101 1364 148600 SH SOLE 3000 0 145600 GOLDCORP INC NEW COM 380956409 524 41846 SH SOLE 4000 0 37846 GP STRATEGIES CORP COM 36225V104 229 10050 SH SOLE 0 0 10050 GRAMERCY PPTY TR INC COM NEW 38489R605 1791 86221 PRN SOLE 0 0 86221 GRAN TIERRA ENERGY INC COM 38500T101 90 42403 SH SOLE 0 0 42403 GREAT AJAX CORP COM 38983D300 2519 203625 SH SOLE 0 0 203625 GSE SYS INC COM 36227K106 630 422665 SH SOLE 20000 0 402665 HAIN CELESTIAL GROUP INC COM 405217100 1393 27000 SH SOLE 4000 0 23000 HARVARD BIOSCIENCE INC COM 416906105 1430 378225 SH SOLE 10000 0 368225 HENRY JACK & ASSOC INC COM 426281101 1020 14650 SH SOLE 0 0 14650 HUDSON TECHNOLOGIES INC COM 444144109 1895 638050 SH SOLE 20000 0 618050 I D SYSTEMS INC COM 449489103 487 151600 SH SOLE 7000 0 144600 ICON PLC SHS G4705A100 625 8800 SH SOLE 0 0 8800 IDEX CORP COM 45167R104 1063 14905 SH SOLE 0 0 14905 II VI INC COM 902104108 3952 245744 SH SOLE 7800 0 237944 IMAGE SENSING SYS INC COM 45244C104 120 32110 SH SOLE 0 0 32110 INDEPENDENCE RLTY TR INC COM 45378A106 1534 212725 SH SOLE 0 0 212725 INTEST CORP COM 461147100 1576 375135 SH SOLE 15000 0 360135 INVENTURE FOODS INC COM 461212102 144 16200 SH SOLE 0 0 16200 ISHARES SILVER TRUST ISHARES 46428Q109 454 32755 SH SOLE 0 0 32755 ISHARES TR TIPS BD ETF 464287176 603 5450 SH SOLE 0 0 5450 ITUS CORP COM NEW 45069V203 289 60800 SH SOLE 16000 0 44800 J & J SNACK FOODS CORP COM 466032109 205 1800 SH SOLE 1800 0 0 JAPAN SMALLER CAPTLZTN FD COM 47109U104 308 30322 SH SOLE 0 0 30322 JOINT CORP COM 47973J102 443 68400 SH SOLE 4000 0 64400 KAYNE ANDERSON MLP INVT CO COM 486606106 789 34020 SH SOLE 0 0 34020 KMG CHEMICALS INC COM 482564101 2262 117260 SH SOLE 4500 0 112760 KRATOS DEFENSE & SEC SOLUT COM NEW 50077B207 642 152043 SH SOLE 4873 0 147170 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 400 14080 PRN SOLE 0 0 14080 LAYNE CHRISTENSEN CO COM 521050104 121 18655 SH SOLE 0 0 18655 LEXINGTON REALTY TRUST COM 529043101 412 50897 PRN SOLE 0 0 50897 MAGNUM HUNTER RES CORP DEL COM 55973B102 79 231228 SH SOLE 11964 0 219264 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 144 10465 SH SOLE 0 0 10465 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 897 45781 SH SOLE 0 0 45781 MARTEN TRANS LTD COM 573075108 744 45987 SH SOLE 0 0 45987 MARTIN MIDSTREAM PRTNRS L UNIT L P INT 573331105 866 35495 PRN SOLE 0 0 35495 MEDICAL PPTYS TRUST INC COM 58463J304 1213 109690 PRN SOLE 0 0 109690 MEDLEY MGMT INC CL A COM 58503T106 175 26500 SH SOLE 2000 0 24500 MICRONET ENERTEC TECH INC COM 595117102 425 161440 SH SOLE 6000 0 155440 MICRONET ENERTEC TECH INC *W EXP 04/15/2018 595117110 18 45490 PRN SOLE 3000 0 42490 MILLER INDS INC TENN COM NEW 600551204 802 41060 SH SOLE 0 0 41060 MOCON INC COM 607494101 1355 100377 SH SOLE 4000 0 96377 MONMOUTH REAL ESTATE INVT CL A 609720107 1524 156280 PRN SOLE 0 0 156280 MONROE CAP CORP COM 610335101 1768 127212 SH SOLE 0 0 127212 NEOGENOMICS INC COM NEW 64049M209 2532 441950 SH SOLE 45000 0 396950 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 2268 138025 SH SOLE 0 0 138025 OCI PARTNERS LP COM UNIT REP LP 67091N108 1120 111910 SH SOLE 0 0 111910 OHA INVT CORP COM 67091U102 181 42865 SH SOLE 0 0 42865 OXFORD LANE CAP CORP COM 691543102 1112 97459 SH SOLE 0 0 97459 PEAK RESORTS INC COM 70469L100 1012 146900 SH SOLE 2000 0 144900 PEMBINA PIPELINE CORP COM 706327103 1591 66275 SH SOLE 0 0 66275 PICO HLDGS INC COM NEW 693366205 1155 119321 SH SOLE 5000 0 114321 POWERSHARES ETF TR II S&P SMCP UTI P 73937B837 2436 64490 SH SOLE 0 0 64490 POWERSHS DB MULTI SECT COM PS DB AGRICUL FD 73936B408 454 21752 SH SOLE 0 0 21752 PREFERRED APT CMNTYS INC COM 74039L103 1795 165020 SH SOLE 0 0 165020 PROFESSIONAL DIVERSITY NET COM 74312Y103 46 62300 SH SOLE 0 0 62300 PSIVIDA CORP COM 74440J101 266 72809 SH SOLE 20000 0 52809 PURECYCLE CORP COM NEW 746228303 503 101600 SH SOLE 0 0 101600 QUAKER CHEM CORP COM 747316107 2507 32530 SH SOLE 1700 0 30830 QUALSTAR CORP COM 74758R109 149 131007 SH SOLE 0 0 131007 RAIT FINANCIAL TRUST COM NEW 749227609 50 10000 SH SOLE 0 0 10000 RAND LOGISTICS INC COM 752182105 404 192381 SH SOLE 10000 0 182381 RCM TECHNOLOGIES INC COM NEW 749360400 419 85145 SH SOLE 10000 0 75145 RICEBRAN TECHNOLOGIES *W EXP 12/18/2018 762831113 20 44400 PRN SOLE 5000 0 39400 RICEBRAN TECHNOLOGIES COM NEW 762831204 143 65425 SH SOLE 5000 0 60425 ROYAL GOLD INC COM 780287108 935 19895 SH SOLE 1500 0 18395 ROYCE MICRO-CAP TR INC COM 780915104 1535 198260 SH SOLE 0 0 198260 S&W SEED CO COM 785135104 1523 331125 SH SOLE 20000 0 311125 SAJAN INC COM NEW 79379T202 476 100250 SH SOLE 3000 0 97250 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 761 80465 SH SOLE 0 0 80465 SANDSTORM GOLD LTD COM NEW 80013R206 883 330691 SH SOLE 4700 0 325991 SEABRIDGE GOLD INC COM 811916105 230 39705 SH SOLE 0 0 39705 SEASPAN CORP SHS Y75638109 430 28088 SH SOLE 3000 0 25088 SENIOR HSG PPTYS TR SH BEN INT 81721M109 288 17780 PRN SOLE 0 0 17780 SIGNATURE BK NEW YORK N Y COM 82669G104 337 2450 SH SOLE 325 0 2125 SILVER WHEATON CORP COM 828336107 942 78471 SH SOLE 1850 0 76621 SILVERCREST MINES INC COM 828365106 49 55900 SH SOLE 15000 0 40900 SMARTPROS LTD COM 83171G103 374 140575 SH SOLE 0 0 140575 SMTP INC COM NEW 784589202 1595 340848 SH SOLE 20070 0 320778 SOTHERLY HOTELS INC COM 83600C103 1478 217325 SH SOLE 0 0 217325 SP PLUS CORP COM 78469C103 2177 94030 SH SOLE 4000 0 90030 SPARK ENERGY INC CL A COM 846511103 1853 111967 SH SOLE 3000 0 108967 SPARTON CORP COM 847235108 3237 151250 SH SOLE 7000 0 144250 SPECTRUM PHARMACEUTICALS I COM 84763A108 1102 184210 SH SOLE 0 0 184210 STERICYCLE INC COM 858912108 5868 42120 SH SOLE 3000 0 39120 STRATEGIC HOTELS & RESORTS COM 86272T106 168 12200 PRN SOLE 0 0 12200 SUNOPTA INC COM 8676EP108 1315 270480 SH SOLE 10000 0 260480 SUPERCONDUCTOR TECHNOLOGIE COM PAR $0.001 867931404 129 208289 SH SOLE 5000 0 203289 SUPERIOR DRILLING PRODS IN COM 868153107 110 82800 SH SOLE 10000 0 72800 SYNTHETIC BIOLOGICS INC COM 87164U102 258 113599 SH SOLE 6899 0 106700 TARGA RESOURCES PARTNERS L COM UNIT 87611X105 2340 80574 PRN SOLE 0 0 80574 TEAM INC COM 878155100 2817 87695 SH SOLE 5500 0 82195 TECOGEN INC NEW COM NEW 87876P201 2021 585700 SH SOLE 25000 0 560700 TORTOISE MLP FD INC COM 89148B101 1619 88387 SH SOLE 0 0 88387 TRECORA RES COM 894648104 1476 118855 SH SOLE 6400 0 112455 TRUETT-HURST INC CL A 897871109 219 231000 SH SOLE 8000 0 223000 TYLER TECHNOLOGIES INC COM 902252105 5868 39300 SH SOLE 3000 0 36300 U M H PROPERTIES INC COM 903002103 633 68100 PRN SOLE 0 0 68100 U S PHYSICAL THERAPY INC COM 90337L108 3906 87023 SH SOLE 3500 0 83523 USA COMPRESSION PARTNERS L COMUNIT LTDPAR 90290N109 309 21425 SH SOLE 0 0 21425 WAVE SYSTEMS CORP CL A PAR $0.01 943526400 7 41655 SH SOLE 0 0 41655 WELLTOWER INC COM 95040Q104 1853 27369 PRN SOLE 0 0 27369 WILLDAN GROUP INC COM 96924N100 2455 242119 SH SOLE 14000 0 228119 XG TECHNOLOGY INC COM PAR$.00001 98372A309 22 38270 SH SOLE 1000 0 37270 XPLORE TECHNOLOGIES CORP COM PAR $0.001 983950700 990 186875 SH SOLE 5000 0 181875 YAMANA GOLD INC COM 98462Y100 102 60171 SH SOLE 4470 0 55701