President

0001105907-15-000004.txt : 20150213 0001105907-15-000004.hdr.sgml : 20150213 20150213142209 ACCESSION NUMBER: 0001105907-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 15612741 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001105907 XXXXXXXX 12-31-2014 12-31-2014 true 1 RESTATEMENT BARD ASSOCIATES INC

135 S. LASALLE STREET SUITE 3700 CHICAGO IL 60603

13F HOLDINGS REPORT 028-11597 N Timothy B Johnson President 312-782-9600 Timothy B Johnson Chicago IL 02-13-2015 0 174 213943 false INFORMATION TABLE 2 bard1231142.xml ABAXIS INC COM 002567105 1682 29600 SH SOLE 3000 0 26600 ACACIA RESH CORP ACACIA TCH COM 003881307 395 23315 SH SOLE 1500 0 21815 ACME UTD CORP COM 004816104 3390 169568 SH SOLE 4000 0 165568 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 1121 181675 SH SOLE 7000 0 174675 ADVANTAGE OIL & GAS LTD COM 00765F101 349 72960 SH SOLE 0 0 72960 AIR INDS GROUP COM NEW 00912N205 1038 98700 SH SOLE 5000 0 93700 AKERS BIOSCIENCES INC COM 00973E102 362 90700 SH SOLE 5000 0 85700 AMERICAN EAGLE ENERGY CORP COM NEW 02554F300 58 93315 SH SOLE 0 0 93315 APPLE INC COM 037833100 260 2358 SH SOLE 0 0 2358 ARC LOGISTICS PARTNERS LP COM UT REP LPN 03879N101 1392 81610 PRN SOLE 0 0 81610 ARLINGTON ASSET INVT CORP CL A NEW 041356205 2212 83120 SH SOLE 0 0 83120 ASURE SOFTWARE INC COM 04649U102 705 125305 SH SOLE 10000 0 115305 ATLANTIC COAST FINL CORP COM 048426100 592 149100 SH SOLE 17400 0 131700 ATLAS ENERGY LP COM UNITS LP 04930A104 547 17575 PRN SOLE 0 0 17575 ATLAS PIPELINE PARTNERS LP UNIT L P INT 049392103 1552 56940 PRN SOLE 0 0 56940 BACTERIN INTL HLDGS INC COM NEW 05644R200 497 164151 SH SOLE 9500 0 154651 BALCHEM CORP COM 057665200 3996 59969 SH SOLE 5000 0 54969 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2101 13991 SH SOLE 0 0 13991 BLUEROCK RESIDENT GR REIT IN COM CL A 09627J102 1979 159245 SH SOLE 0 0 159245 BOSTON BEER INC CL A 100557107 970 3350 SH SOLE 0 0 3350 BOWL AMER INC CL A 102565108 606 42295 SH SOLE 0 0 42295 BRIDGELINE DIGITAL INC COM 10807Q205 107 235450 SH SOLE 30000 0 205450 BURCON NUTRASCIENCE CORP COM 120831102 264 114620 SH SOLE 17959 0 96661 CALAMOS GLOBAL TOTAL RETURN COM SH BEN INT 128118106 254 19250 SH SOLE 0 0 19250 CAMDEN PPTY TR SH BEN INT 133131102 203 2750 SH SOLE 0 0 2750 CAMPUS CREST CMNTYS INC COM 13466Y105 101 13800 SH SOLE 0 0 13800 CARETRUST REIT INC COM 14174T107 1261 102232 SH SOLE 2691 0 99541 CARRIAGE SVCS INC COM 143905107 4487 214177 SH SOLE 6000 0 208177 CEDAR FAIR L P DEPOSITRY UNIT 150185106 1865 38995 PRN SOLE 0 0 38995 CELADON GROUP INC COM 150838100 1069 47117 SH SOLE 6000 0 41117 CELLECTAR BIOSCIENCES INC COM NEW 15117F203 133 43000 SH SOLE 5000 0 38000 CELLECTAR BIOSCIENCES INC *W EXP 08/19/201 15117F112 24 30000 PRN SOLE 5000 0 25000 CITY OFFICE REIT INC COM 178587101 1600 125035 SH SOLE 0 0 125035 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 404 13822 SH SOLE 0 0 13822 CORENERGY INFRASTRUCTURE TR COM 21870U205 2460 379635 SH SOLE 8500 0 371135 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 798 28125 SH SOLE 0 0 28125 CPI AEROSTRUCTURES INC COM NEW 125919308 1267 124125 SH SOLE 5000 0 119125 CUMBERLAND PHARMACEUTICALS I COM 230770109 531 88740 SH SOLE 0 0 88740 DAKOTA PLAINS HLDGS INC COM 234255107 33 18800 SH SOLE 0 0 18800 DAKTRONICS INC COM 234264109 2114 169020 SH SOLE 9700 0 159320 DESTINATION XL GROUP INC COM 25065K104 630 115315 SH SOLE 10000 0 105315 DEUTSCHE BK AG LDN BRH PS AGRI LG ETN 25154H533 382 27315 SH SOLE 0 0 27315 DORCHESTER MINERALS LP COM UNIT 25820R105 2160 84595 PRN SOLE 0 0 84595 EAGLE PT CR CO LLC COM 269808101 2390 118925 SH SOLE 0 0 118925 ENSERVCO CORP COM 29358Y102 16 10000 SH SOLE 0 0 10000 ENSIGN GROUP INC COM 29358P101 3312 74620 SH SOLE 4000 0 70620 ENVIROSTAR INC COM 29414M100 1362 495279 SH SOLE 35000 0 460279 EVOLUTION PETROLEUM CORP COM 30049A107 3642 490175 SH SOLE 30400 0 459775 FARMLAND PARTNERS INC COM 31154R109 1351 129790 SH SOLE 0 0 129790 FIDUCIARY CLAYMORE MLP OPP F COM 31647Q106 426 16324 SH SOLE 0 0 16324 FIRST MAJESTIC SILVER CORP COM 32076V103 1289 256844 SH SOLE 12180 0 244664 FIRST POTOMAC RLTY TR COM 33610F109 716 57930 PRN SOLE 0 0 57930 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 891 46775 SH SOLE 0 0 46775 FRANCO NEVADA CORP COM 351858105 744 15122 SH SOLE 1046 0 14076 GENERAL FIN CORP DEL COM 369822101 1956 198400 SH SOLE 10000 0 188400 GLADSTONE CAPITAL CORP COM 376535100 253 30550 SH SOLE 0 0 30550 GLADSTONE COML CORP COM 376536108 1488 86664 PRN SOLE 0 0 86664 GLADSTONE LD CORP COM 376549101 1688 157750 SH SOLE 3000 0 154750 GOLDCORP INC NEW COM 380956409 815 43996 SH SOLE 4300 0 39696 GP STRATEGIES CORP COM 36225V104 397 11700 SH SOLE 0 0 11700 GRAMERCY PPTY TR INC COM 38489R100 2557 370600 PRN SOLE 0 0 370600 GRAN TIERRA ENERGY INC COM 38500T101 181 46953 SH SOLE 0 0 46953 GSE SYS INC COM 36227K106 750 471965 SH SOLE 30000 0 441965 HAIN CELESTIAL GROUP INC COM 405217100 1976 33900 SH SOLE 4000 0 29900 HARVARD APPARATUS REGENER TE COM 41690A106 49 15552 SH SOLE 2500 0 13052 HARVARD BIOSCIENCE INC COM 416906105 2276 401325 SH SOLE 10000 0 391325 HEALTH CARE REIT INC COM 42217K106 2240 29598 PRN SOLE 0 0 29598 HENRY JACK & ASSOC INC COM 426281101 948 15250 SH SOLE 0 0 15250 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 2160 69625 PRN SOLE 0 0 69625 HUDSON TECHNOLOGIES INC COM 444144109 2608 691850 SH SOLE 20000 0 671850 I D SYSTEMS INC COM 449489103 1119 167200 SH SOLE 7000 0 160200 ICON PLC SHS G4705A100 500 9800 SH SOLE 0 0 9800 IDEX CORP COM 45167R104 1230 15805 SH SOLE 0 0 15805 II VI INC COM 902104108 3526 258344 SH SOLE 7800 0 250544 IMAGE SENSING SYS INC COM 45244C104 96 35910 SH SOLE 0 0 35910 IMPRIMIS PHARMACEUTICALS INC COM NEW 45323A201 571 76128 SH SOLE 3950 0 72178 INDEPENDENCE RLTY TR INC COM 45378A106 2119 227625 SH SOLE 0 0 227625 INTEST CORP COM 461147100 1699 399735 SH SOLE 15000 0 384735 INVENTURE FOODS INC COM 461212102 261 20500 SH SOLE 0 0 20500 ISHARES SILVER TRUST ISHARES 46428Q109 540 35880 SH SOLE 0 0 35880 ISHARES TR TIPS BD ETF 464287176 697 6225 SH SOLE 0 0 6225 J & J SNACK FOODS CORP COM 466032109 218 2000 SH SOLE 2000 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 355 39557 SH SOLE 0 0 39557 JOINT CORP COM 47973J102 457 71600 SH SOLE 4000 0 67600 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 317 9305 SH SOLE 0 0 9305 KAYNE ANDERSON MLP INVT CO COM 486606106 1334 34945 SH SOLE 0 0 34945 KMG CHEMICALS INC COM 482564101 2581 129060 SH SOLE 5000 0 124060 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 834 166224 SH SOLE 4873 0 161351 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 612 15130 PRN SOLE 0 0 15130 LAYNE CHRISTENSEN CO COM 521050104 192 20105 SH SOLE 0 0 20105 LEXINGTON REALTY TRUST COM 529043101 601 54739 PRN SOLE 0 0 54739 MAGNUM HUNTER RES CORP DEL COM 55973B102 783 249518 SH SOLE 11964 0 237554 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 1165 48683 SH SOLE 0 0 48683 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 196 10665 SH SOLE 0 0 10665 MARLIN MIDSTREAM PARTNERS LP COM UTLTD PTN IN 57118V100 339 18625 PRN SOLE 0 0 18625 MARTEN TRANS LTD COM 573075108 1044 47737 SH SOLE 0 0 47737 MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 1012 37665 PRN SOLE 0 0 37665 MEDICAL PPTYS TRUST INC COM 58463J304 1659 120365 PRN SOLE 0 0 120365 MEDLEY MGMT INC CL A COM 58503T106 419 28500 SH SOLE 2000 0 26500 MICRONET ENERTEC TECH INC COM 595117102 611 171770 SH SOLE 6000 0 165770 MICRONET ENERTEC TECH INC *W EXP 04/15/201 595117110 28 47855 SH SOLE 3000 0 44855 MILLER INDS INC TENN COM NEW 600551204 965 46410 SH SOLE 0 0 46410 MOCON INC COM 607494101 1961 109642 SH SOLE 5000 0 104642 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1960 177055 PRN SOLE 0 0 177055 MONROE CAP CORP COM 610335101 1986 137375 SH SOLE 0 0 137375 NEOGENOMICS INC COM NEW 64049M209 2048 491100 SH SOLE 50000 0 441100 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 1642 111225 SH SOLE 0 0 111225 NORTHERN OIL & GAS INC NEV COM 665531109 478 84550 SH SOLE 3000 0 81550 OCI PARTNERS LP COM UNIT REP LP 67091N108 1921 120035 SH SOLE 0 0 120035 OHA INVT CORP COM 67091U102 208 44315 SH SOLE 0 0 44315 OXFORD LANE CAP CORP COM 691543102 1580 105665 SH SOLE 0 0 105665 PEAK RESORTS INC COM 70469L100 1259 157400 SH SOLE 2000 0 155400 PEMBINA PIPELINE CORP COM 706327103 2531 69525 SH SOLE 0 0 69525 PICO HLDGS INC COM NEW 693366205 2411 127896 SH SOLE 5000 0 122896 POWERSHARES ETF TR II S&P SMCP UTI P 73937B837 2770 68990 SH SOLE 0 0 68990 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 578 23207 SH SOLE 0 0 23207 PREFERRED APT CMNTYS INC COM 74039L103 1644 180645 SH SOLE 0 0 180645 PROFESSIONAL DIVERSITY NET I COM 74312Y103 327 67150 SH SOLE 0 0 67150 PROSHARES TR PSHS ULTRUSS2000 74347R842 244 2700 SH SOLE 0 0 2700 PSIVIDA CORP COM 74440J101 310 75509 SH SOLE 20000 0 55509 PURECYCLE CORP COM NEW 746228303 442 110400 SH SOLE 0 0 110400 QUAKER CHEM CORP COM 747316107 3293 35780 SH SOLE 2000 0 33780 QUALSTAR CORP COM 74758R109 206 155770 SH SOLE 0 0 155770 RAIT FINANCIAL TRUST COM NEW 749227609 77 10000 SH SOLE 0 0 10000 RAND LOGISTICS INC COM 752182105 888 224856 SH SOLE 20000 0 204856 RCM TECHNOLOGIES INC COM NEW 749360400 628 89645 SH SOLE 10000 0 79645 RICEBRAN TECHNOLOGIES COM NEW 762831204 287 68925 SH SOLE 5000 0 63925 RICEBRAN TECHNOLOGIES *W EXP 12/18/201 762831113 46 46300 SH SOLE 5000 0 41300 RIO ALTO MNG LTD NEW COM 76689T104 64 26200 SH SOLE 6000 0 20200 ROYAL GOLD INC COM 780287108 1310 20895 SH SOLE 1500 0 19395 ROYCE MICRO-CAP TR INC COM 780915104 2205 218702 SH SOLE 0 0 218702 S&W SEED CO COM 785135104 1364 340925 SH SOLE 25000 0 315925 SAJAN INC COM NEW 79379T202 590 104450 SH SOLE 3000 0 101450 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 1300 91195 SH SOLE 0 0 91195 SANDSTORM GOLD LTD COM NEW 80013R206 1213 356689 SH SOLE 4700 0 351989 SEABRIDGE GOLD INC COM 811916105 325 43055 SH SOLE 0 0 43055 SEASPAN CORP SHS Y75638109 539 29925 SH SOLE 3000 0 26925 SENIOR HSG PPTYS TR SH BEN INT 81721M109 469 21215 PRN SOLE 0 0 21215 SIGNATURE BK NEW YORK N Y COM 82669G104 340 2700 SH SOLE 325 0 2375 SILVER WHEATON CORP COM 828336107 1671 82171 SH SOLE 1850 0 80321 SILVERCREST MINES INC COM 828365106 75 59100 SH SOLE 15000 0 44100 SL GREEN RLTY CORP COM 78440X101 244 2050 PRN SOLE 0 0 2050 SMARTPROS LTD COM 83171G103 257 161925 SH SOLE 5000 0 156925 SMTP INC COM NEW 784589202 1309 215340 SH SOLE 11000 0 204340 SP PLUS CORP COM 78469C103 2592 102730 SH SOLE 4000 0 98730 SPARK ENERGY INC CL A COM 846511103 1688 119767 SH SOLE 3000 0 116767 SPARTON CORP COM 847235108 4566 161125 SH SOLE 7000 0 154125 SPDR GOLD TRUST GOLD SHS 78463V107 245 2161 SH SOLE 0 0 2161 SPECTRUM PHARMACEUTICALS INC COM 84763A108 1559 225000 SH SOLE 3500 0 221500 STERICYCLE INC COM 858912108 5944 45350 SH SOLE 3200 0 42150 STRATEGIC HOTELS & RESORTS I COM 86272T106 175 13200 PRN SOLE 0 0 13200 SUNOPTA INC COM 8676EP108 2052 173152 SH SOLE 10000 0 163152 SUPERCONDUCTOR TECHNOLOGIES COM PAR $0.001 867931404 621 224035 SH SOLE 5000 0 219035 SUPERIOR DRILLING PRODS INC COM 868153107 464 111600 SH SOLE 10000 0 101600 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 2575 53790 PRN SOLE 0 0 53790 TEAM INC COM 878155100 3884 95995 SH SOLE 6000 0 89995 TECOGEN INC NEW COM NEW 87876P201 3139 601400 SH SOLE 25000 0 576400 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 212 3684 SH SOLE 0 0 3684 TORTOISE MLP FD INC COM 89148B101 2652 94962 SH SOLE 0 0 94962 TRAVELCENTERS OF AMERICA LLC COM 894174101 126 10000 SH SOLE 10000 0 0 TRIANGLE PETE CORP COM NEW 89600B201 2120 443550 SH SOLE 19000 0 424550 TRUETT-HURST INC CL A 897871109 972 245200 SH SOLE 8000 0 237200 TYLER TECHNOLOGIES INC COM 902252105 6413 58600 SH SOLE 3000 0 55600 U M H PROPERTIES INC COM 903002103 731 76575 PRN SOLE 0 0 76575 U S PHYSICAL THERAPY INC COM 90337L108 3989 95073 SH SOLE 4000 0 91073 UROPLASTY INC COM NEW 917277204 626 303831 SH SOLE 15000 0 288831 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 385 23225 SH SOLE 0 0 23225 VANGUARD NAT RES LLC COM UNIT 92205F106 446 29620 SH SOLE 0 0 29620 VENAXIS INC COM 92262A107 834 471050 SH SOLE 30500 0 440550 WAVE SYSTEMS CORP CL A PAR $0.01 943526400 42 52905 SH SOLE 0 0 52905 WILLDAN GROUP INC COM 96924N100 3571 264694 SH SOLE 15000 0 249694 XG TECHNOLOGY INC COM PAR$.00001 98372A309 214 420000 SH SOLE 10000 0 410000 XPLORE TECHNOLOGIES CORP COM PAR $0.001 983950700 1326 197575 SH SOLE 5000 0 192575 YAMANA GOLD INC COM 98462Y100 268 66774 SH SOLE 4470 0 62304