0001105907-14-000024.txt : 20141113
0001105907-14-000024.hdr.sgml : 20141113
20141113150557
ACCESSION NUMBER: 0001105907-14-000024
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 141218028
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001105907
XXXXXXXX
09-30-2014
09-30-2014
BARD ASSOCIATES INC
135 S. LASALLE STREET
SUITE 3700
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11597
N
Timothy Johnson
President
312-782-9600
Timothy Johnson
Chicago
IL
11-13-2014
0
170
213692
false
INFORMATION TABLE
2
bard093014.xml
ABAXIS INC
COM
002567105
1506
29700
SH
SOLE
3000
0
26700
ACACIA RESH CORP
ACACIA TCH COM
003881307
366
23615
SH
SOLE
1500
0
22115
ACME UTD CORP
COM
004816104
2822
169568
SH
SOLE
4000
0
165568
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
822
175675
SH
SOLE
7000
0
168675
ADVANTAGE OIL & GAS LTD
COM
00765F101
390
76560
SH
SOLE
0
0
76560
AIR INDS GROUP
COM NEW
00912N205
1051
99000
SH
SOLE
5000
0
94000
AKERS BIOSCIENCES INC
COM
00973E102
319
88700
SH
SOLE
5000
0
83700
AMERICAN EAGLE ENERGY CORP
COM NEW
02554F300
409
100565
SH
SOLE
5000
0
95565
APPLE INC
COM
037833100
243
2408
SH
SOLE
0
0
2408
ARC LOGISTICS PARTNERS LP
COM UT REP LPN
03879N101
2057
81810
PRN
SOLE
0
0
81810
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
2115
83220
SH
SOLE
0
0
83220
ASURE SOFTWARE INC
COM
04649U102
633
125305
SH
SOLE
10000
0
115305
ATLANTIC COAST FINL CORP
COM
048426100
616
151100
SH
SOLE
17400
0
133700
ATLAS ENERGY LP
COM UNITS LP
04930A104
779
17700
PRN
SOLE
0
0
17700
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
049392103
2076
56940
PRN
SOLE
0
0
56940
BACTERIN INTL HLDGS INC
COM NEW
05644R200
678
151351
SH
SOLE
5000
0
146351
BALCHEM CORP
COM
057665200
3412
60319
SH
SOLE
5000
0
55319
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1933
13991
SH
SOLE
0
0
13991
BLUEROCK RESIDENT GR REIT IN
COM CL A
09627J102
908
69850
SH
SOLE
0
0
69850
BOSTON BEER INC
CL A
100557107
743
3350
SH
SOLE
0
0
3350
BOWL AMER INC
CL A
102565108
582
42295
SH
SOLE
0
0
42295
BRIDGELINE DIGITAL INC
COM
10807Q205
153
235450
SH
SOLE
30000
0
205450
BURCON NUTRASCIENCE CORP
COM
120831102
301
100281
SH
SOLE
15959
0
84322
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
128118106
267
19250
SH
SOLE
0
0
19250
CAMPUS CREST CMNTYS INC
COM
13466Y105
93
14500
SH
SOLE
0
0
14500
CARETRUST REIT INC
COM
14174T107
1115
77945
SH
SOLE
4000
0
73945
CARRIAGE SVCS INC
COM
143905107
3721
214727
SH
SOLE
6000
0
208727
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
1843
38995
PRN
SOLE
0
0
38995
CELADON GROUP INC
COM
150838100
916
47117
SH
SOLE
6000
0
41117
CELLECTAR BIOSCIENCES INC
*W EXP 08/19/201
15117F112
18
30000
PRN
SOLE
5000
0
25000
CELLECTAR BIOSCIENCES INC
COM NEW
15117F203
95
43000
SH
SOLE
5000
0
38000
CITY OFFICE REIT INC
COM
178587101
1706
125660
SH
SOLE
0
0
125660
CONTANGO OIL & GAS COMPANY
COM NEW
21075N204
466
14012
SH
SOLE
0
0
14012
CORENERGY INFRASTRUCTURE TR
COM
21870U205
2844
380185
SH
SOLE
8500
0
371685
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
723
28125
SH
SOLE
0
0
28125
CPI AEROSTRUCTURES INC
COM NEW
125919308
1222
124025
SH
SOLE
5000
0
119025
CUMBERLAND PHARMACEUTICALS I
COM
230770109
441
89340
SH
SOLE
0
0
89340
DAKOTA PLAINS HOLDINGS
COM
234255107
45
18800
SH
SOLE
0
0
18800
DAKTRONICS INC
COM
234264109
2077
169020
SH
SOLE
9700
0
159320
DESTINATION XL GROUP INC
COM
25065K104
550
116615
SH
SOLE
10000
0
106615
DEUTSCHE BK AG LDN BRH
PS AGRI LG ETN
25154H533
357
28160
SH
SOLE
0
0
28160
DORCHESTER MINERALS LP
COM UNIT
25820R105
2509
84845
PRN
SOLE
0
0
84845
ENSERVCO CORP
COM
29358Y102
36
10000
SH
SOLE
0
0
10000
ENSIGN GROUP INC
COM
29358P101
2600
74720
SH
SOLE
4000
0
70720
ENVIROSTAR INC
COM
29414M100
1263
495279
SH
SOLE
35000
0
460279
EVOLUTION PETROLEUM CORP
COM
30049A107
4500
490175
SH
SOLE
30400
0
459775
FARMLAND PARTNERS INC
COM
31154R109
1431
130115
SH
SOLE
0
0
130115
FIDUCIARY CLAYMORE MLP OPP F
COM
31647Q106
463
16324
SH
SOLE
0
0
16324
FIRST MAJESTIC SILVER CORP
COM
32076V103
2045
262128
SH
SOLE
13600
0
248528
FIRST POTOMAC RLTY TR
COM
33610F109
681
57930
PRN
SOLE
0
0
57930
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
905
46875
SH
SOLE
0
0
46875
FLEXIBLE SOLUTIONS INTL INC
COM
33938T104
15
11368
SH
SOLE
0
0
11368
FRANCO NEVADA CORP
COM
351858105
739
15122
SH
SOLE
1046
0
14076
GENERAL FIN CORP DEL
COM
369822101
1770
199500
SH
SOLE
10000
0
189500
GLADSTONE CAPITAL CORP
COM
376535100
273
31150
SH
SOLE
0
0
31150
GLADSTONE COML CORP
COM
376536108
1475
86814
PRN
SOLE
0
0
86814
GLADSTONE LD CORP
COM
376549101
1853
154250
SH
SOLE
3000
0
151250
GOLDCORP INC NEW
COM
380956409
1013
43996
SH
SOLE
4300
0
39696
GP STRATEGIES CORP
COM
36225V104
336
11700
SH
SOLE
0
0
11700
GRAMERCY PPTY TR INC
COM
38489R100
2077
360600
PRN
SOLE
0
0
360600
GRAN TIERRA ENERGY INC
COM
38500T101
260
46953
SH
SOLE
0
0
46953
GSE SYS INC
COM
36227K106
740
474465
SH
SOLE
30000
0
444465
HAIN CELESTIAL GROUP INC
COM
405217100
1735
16950
SH
SOLE
2000
0
14950
HARVARD APPARATUS REGENER TE
COM
41690A106
134
16552
SH
SOLE
2500
0
14052
HARVARD BIOSCIENCE INC
COM
416906105
1646
402325
SH
SOLE
10000
0
392325
HEALTH CARE REIT INC
COM
42217K106
1861
29839
PRN
SOLE
0
0
29839
HENRY JACK & ASSOC INC
COM
426281101
849
15250
SH
SOLE
0
0
15250
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
3590
69625
PRN
SOLE
0
0
69625
HUDSON TECHNOLOGIES INC
COM
444144109
2300
694950
SH
SOLE
20000
0
674950
I D SYSTEMS INC
COM
449489103
1242
168025
SH
SOLE
7000
0
161025
ICON PLC
SHS
G4705A100
561
9800
SH
SOLE
0
0
9800
IDEX CORP
COM
45167R104
1144
15805
SH
SOLE
0
0
15805
II VI INC
COM
902104108
3038
258144
SH
SOLE
7800
0
250344
IMAGE SENSING SYS INC
COM
45244C104
131
37110
SH
SOLE
0
0
37110
IMPRIMIS PHARMACEUTICALS INC
COM NEW
45323A201
823
110853
SH
SOLE
7000
0
103853
INDEPENDENCE RLTY TR INC
COM
45378A106
2207
228025
SH
SOLE
0
0
228025
INTEST CORP
COM
461147100
1907
400735
SH
SOLE
15000
0
385735
INVENTURE FOODS INC
COM
461212102
266
20500
SH
SOLE
0
0
20500
ISHARES SILVER TRUST
ISHARES
46428Q109
592
36230
SH
SOLE
0
0
36230
ISHARES TR
TIPS BD ETF
464287176
698
6225
SH
SOLE
0
0
6225
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
383
39557
SH
SOLE
0
0
39557
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
373
9305
SH
SOLE
0
0
9305
KAYNE ANDERSON MLP INVT CO
COM
486606106
1427
34945
SH
SOLE
0
0
34945
KMG CHEMICALS INC
COM
482564101
2103
129160
SH
SOLE
5000
0
124160
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
1126
171651
SH
SOLE
7000
0
164651
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
518
15130
PRN
SOLE
0
0
15130
LAYNE CHRISTENSEN CO
COM
521050104
216
22230
SH
SOLE
0
0
22230
LEXINGTON REALTY TRUST
COM
529043101
542
55353
PRN
SOLE
0
0
55353
MAGNUM HUNTER RES CORP DEL
COM
55973B102
1371
246175
SH
SOLE
11964
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234211
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
233
10890
SH
SOLE
0
0
10890
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
1661
49395
SH
SOLE
0
0
49395
MARLIN MIDSTREAM PARTNERS LP
COM UTLTD PTN IN
57118V100
401
18825
PRN
SOLE
0
0
18825
MARTEN TRANS LTD
COM
573075108
850
47737
SH
SOLE
0
0
47737
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
1405
37665
PRN
SOLE
0
0
37665
MEDICAL PPTYS TRUST INC
COM
58463J304
1487
121315
PRN
SOLE
0
0
121315
MEDLEY MGMT INC
CL A COM
58503T106
481
28500
SH
SOLE
2000
0
26500
MICRONET ENERTEC TECH INC
COM
595117102
593
171770
SH
SOLE
6000
0
165770
MICRONET ENERTEC TECH INC
*W EXP 04/15/201
595117110
21
47855
SH
SOLE
3000
0
44855
MILLER INDS INC TENN
COM NEW
600551204
789
46685
SH
SOLE
0
0
46685
MOCON INC
COM
607494101
1633
109642
SH
SOLE
5000
0
104642
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1792
177055
PRN
SOLE
0
0
177055
MONROE CAP CORP
COM
610335101
1841
136375
SH
SOLE
0
0
136375
NEOGENOMICS INC
COM NEW
64049M209
2564
492100
SH
SOLE
50000
0
442100
NGP CAP RES CO
COM
62912R107
275
44515
SH
SOLE
0
0
44515
NORTHERN OIL & GAS INC NEV
COM
665531109
1207
84850
SH
SOLE
3000
0
81850
OXFORD LANE CAP CORP
COM
691543102
1605
104665
SH
SOLE
0
0
104665
PARAMOUNT GOLD & SILVER CORP
COM
69924P102
374
415350
SH
SOLE
20000
0
395350
PEMBINA PIPELINE CORP
COM
706327103
2939
69750
SH
SOLE
0
0
69750
PICO HLDGS INC
COM NEW
693366205
2550
127821
SH
SOLE
5000
0
122821
POWERSHARES ETF TR II
S&P SMCP UTI P
73937B837
2346
69090
SH
SOLE
0
0
69090
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
598
23387
SH
SOLE
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0
23387
PREFERRED APT CMNTYS INC
COM
74039L103
1506
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SH
SOLE
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0
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PROFESSIONAL DIVERSITY NET I
COM
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SH
SOLE
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67150
PROSHARES TR
PSHS ULTRUSS2000
74347R842
205
2700
SH
SOLE
0
0
2700
PSIVIDA CORP
COM
74440J101
334
75509
SH
SOLE
20000
0
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PURECYCLE CORP
COM NEW
746228303
714
110400
SH
SOLE
0
0
110400
QUAKER CHEM CORP
COM
747316107
2569
35830
SH
SOLE
2000
0
33830
QUALSTAR CORP
COM
74758R109
202
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SH
SOLE
0
0
168770
RAIT FINANCIAL TRUST
COM NEW
749227609
80
10700
SH
SOLE
0
0
10700
RAND LOGISTICS INC
COM
752182105
1291
226556
SH
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20000
0
206556
RCM TECHNOLOGIES INC
COM NEW
749360400
682
90145
SH
SOLE
10000
0
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RICEBRAN TECHNOLOGIES
*W EXP 12/18/201
762831113
79
46300
SH
SOLE
5000
0
41300
RICEBRAN TECHNOLOGIES
COM NEW
762831204
367
68925
SH
SOLE
5000
0
63925
RIO ALTO MNG LTD NEW
COM
76689T104
63
26200
SH
SOLE
6000
0
20200
ROYAL GOLD INC
COM
780287108
1373
21145
SH
SOLE
1500
0
19645
ROYCE MICRO-CAP TR INC
COM
780915104
2612
221949
SH
SOLE
0
0
221949
S&W SEED CO
COM
785135104
1316
310275
SH
SOLE
14250
0
296025
SAJAN INC
COM NEW
79379T202
540
104450
SH
SOLE
3000
0
101450
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
1717
90345
SH
SOLE
0
0
90345
SANDSTORM GOLD LTD
COM NEW
80013R206
1553
361189
SH
SOLE
4700
0
356489
SEABRIDGE GOLD INC
COM
811916105
394
49005
SH
SOLE
0
0
49005
SEASPAN CORP
SHS
Y75638109
643
29925
SH
SOLE
3000
0
26925
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
444
21215
PRN
SOLE
0
0
21215
SIGNATURE BK NEW YORK N Y
COM
82669G104
303
2700
SH
SOLE
325
0
2375
SILVER WHEATON CORP
COM
828336107
1638
82171
SH
SOLE
1850
0
80321
SILVERCREST MINES INC
COM
828365106
88
59100
SH
SOLE
15000
0
44100
SL GREEN RLTY CORP
COM
78440X101
208
2050
PRN
SOLE
0
0
2050
SMARTPROS LTD
COM
83171G103
337
161925
SH
SOLE
5000
0
156925
SMTP INC
COM NEW
784589202
1373
214600
SH
SOLE
11000
0
203600
SP PLUS CORP
COM
78469C103
1953
103005
SH
SOLE
4000
0
99005
SPARK ENERGY INC
CL A COM
846511103
2072
119267
SH
SOLE
3000
0
116267
SPARTON CORP
COM
847235108
3974
161225
SH
SOLE
7000
0
154225
SPDR GOLD TRUST
GOLD SHS
78463V107
228
1966
SH
SOLE
0
0
1966
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
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SH
SOLE
3500
0
245660
STERICYCLE INC
COM
858912108
5344
45850
SH
SOLE
3200
0
42650
STRATEGIC HOTELS & RESORTS I
COM
86272T106
160
13700
PRN
SOLE
0
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SUNOPTA INC
COM
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SH
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10000
0
163652
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COM PAR $0.001
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SH
SOLE
5000
0
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SUPERIOR DRILLING PRODS INC
COM
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701
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SH
SOLE
10000
0
101600
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
3904
53965
PRN
SOLE
0
0
53965
TEAM INC
COM
878155100
3643
96095
SH
SOLE
6000
0
90095
TECOGEN INC NEW
COM NEW
87876P201
3244
579300
SH
SOLE
25000
0
554300
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
204
3804
SH
SOLE
0
0
3804
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
214
4450
SH
SOLE
0
0
4450
TORTOISE MLP FD INC
COM
89148B101
2764
95162
SH
SOLE
0
0
95162
TRAVELCENTERS OF AMERICA LLC
COM
894174101
99
10000
SH
SOLE
10000
0
0
TRIANGLE PETE CORP
COM NEW
89600B201
4899
444950
SH
SOLE
19000
0
425950
TRUETT-HURST INC
CL A
897871109
1326
239000
SH
SOLE
8000
0
231000
TYLER TECHNOLOGIES INC
COM
902252105
6343
71750
SH
SOLE
3000
0
68750
U M H PROPERTIES INC
COM
903002103
730
76875
PRN
SOLE
0
0
76875
U S PHYSICAL THERAPY INC
COM
90337L108
3365
95073
SH
SOLE
4000
0
91073
UROPLASTY INC
COM NEW
917277204
760
303831
SH
SOLE
15000
0
288831
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
569
23425
SH
SOLE
0
0
23425
VANGUARD NAT RES LLC
COM UNIT
92205F106
1679
61145
SH
SOLE
0
0
61145
VENAXIS INC
COM
92262A107
782
471050
SH
SOLE
30500
0
440550
WAVE SYSTEMS CORP
CL A PAR $0.01
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70
65155
SH
SOLE
5000
0
60155
WILLDAN GROUP INC
COM
96924N100
3848
266144
SH
SOLE
15000
0
251144
XG TECHNOLOGY INC
COM PAR$.00001
98372A309
855
436000
SH
SOLE
20000
0
416000
XPLORE TECHNOLOGIES CORP
COM PAR $0.001
983950700
1016
197575
SH
SOLE
5000
0
192575
YAMANA GOLD INC
COM
98462Y100
403
67235
SH
SOLE
4656
0
62579