0001105907-14-000019.txt : 20140509 0001105907-14-000019.hdr.sgml : 20140509 20140509115906 ACCESSION NUMBER: 0001105907-14-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140509 DATE AS OF CHANGE: 20140509 EFFECTIVENESS DATE: 20140509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 14827731 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001105907 XXXXXXXX 03-31-2014 03-31-2014 BARD ASSOCIATES INC

135 S. LASALLE STREET SUITE 3700 CHICAGO IL 60603

13F HOLDINGS REPORT 028-11597 N Tim Johnson 312-782-9600 Tim Johnson Chicago IL 05-09-2014 0 185 236479 false INFORMATION TABLE 2 bard033114.xml ABAXIS INC ABAX COMMON 002567105 1170 30100 SH SOLE 3000 0 27100 ACACIA RESH CORP ACTG COMMON 003881307 376 24615 SH SOLE 1500 0 23115 ACME UTD CORP ACU COMMON 004816104 2819 171718 SH SOLE 4000 0 167718 ADAMIS PHARMACEUTICAL COMMON 00547W208 1087 170925 SH SOLE 7000 0 163925 ADVANTAGE OIL & GAS A COMMON 00765F101 395 80210 SH SOLE 0 0 80210 AKERS BIOSCIENCES COMMON 00973E102 410 90000 SH SOLE 5000 0 85000 AMERICAN EAGLE ENERGY COMMON 02554F102 727 101614 SH SOLE 5000 0 96614 ARC LOGISTICS COMMON 03879N101 1687 79560 SH SOLE 0 0 79560 ARLINGTON ASSET INVT REAL ES 041356205 2139 80795 SH SOLE 0 0 80795 ASHFORD 8.45% D AHT-P PREFERR 044103406 840 33175 SH SOLE 0 0 33175 ASURE SOFTWARE INC AS COMMON 04649U102 832 125355 SH SOLE 10000 0 115355 ATLAS ENERGY COMMON 049298102 689 16000 SH SOLE 0 0 16000 ATLAS PIPELINE COMMON 049392103 1828 56940 SH SOLE 0 0 56940 ATLANTIC COAST FINL A COMMON 048426100 680 151400 SH SOLE 17400 0 134000 BALCHEM CORP BCPC COMMON 057665200 3593 68945 SH SOLE 5062 0 63883 BERKSHIRE HATHAWAY BR COMMON 084670702 1770 14166 SH SOLE 0 0 14166 BOSTON BEER INC SAM COMMON 100557107 832 3400 SH SOLE 0 0 3400 BOWL AMER INC BWL COMMON 102565108 697 44995 SH SOLE 0 0 44995 BRIDGELINE DIGITAL COMMON 10807Q205 260 257750 SH SOLE 30000 0 227750 BURCON NUTRASCIENCE B COMMON 120831102 359 96975 SH SOLE 15000 0 81975 CALUMET SPECIALTY LP COMMON 131476103 332 12835 SH SOLE 0 0 12835 CAMPUS CREST 8.00% A PREFERR 13466Y204 932 37050 SH SOLE 0 0 37050 CARRIAGE SVCS 7.00% C PREFERR 14444T309 2040 40800 SH SOLE 0 0 40800 CARRIAGE SVCS INC CSV COMMON 143905107 3970 217627 SH SOLE 6000 0 211627 CEDAR FAIR COMMON 150185106 2059 40420 SH SOLE 0 0 40420 CELADON GROUP INC CGI COMMON 150838100 1196 49767 SH SOLE 6000 0 43767 CELLECTAR BIOSCIENCES COMMON 15117F104 236 605248 SH SOLE 50000 0 555248 CONTANGO OIL & GAS MC COMMON 21075N204 714 14950 SH SOLE 0 0 14950 CORENERGY INFRASTRUC REAL ES 21870U205 2515 372635 SH SOLE 8500 0 364135 CORPORATE OFF PPTYS T REAL ES 22002T108 751 28175 SH SOLE 0 0 28175 CPI AEROSTRUCTURES IN COMMON 125919308 1635 125775 SH SOLE 5000 0 120775 CUMBERLAND PHARMACEUT COMMON 230770109 411 91315 SH SOLE 0 0 91315 DAKTRONICS DAKT COMMON 234264109 2437 169320 SH SOLE 9700 0 159620 DELPHI ENERGY CORP DP COMMON 247128101 843 346000 SH SOLE 15000 0 331000 DESTINATION XL GROUP COMMON 25065K104 704 124815 SH SOLE 15000 0 109815 DHX MEDIA LTD DHX.T COMMON 252406103 4362 1066400 SH SOLE 60000 0 1006400 DORCHESTER MINERALS COMMON 25820R105 2178 83120 SH SOLE 0 0 83120 DOUBLE EAGLE 9.25% A PREFERR 258570407 1266 50630 SH SOLE 0 0 50630 ENSERVCO CORP COMMON 29358Y102 24 10000 SH SOLE 0 0 10000 ENSIGN GROUP INC ENSG COMMON 29358P101 3349 76745 SH SOLE 4925 0 71820 ENVIROSTAR INC EVI COMMON 29414M100 1686 500279 SH SOLE 35000 0 465279 ERICKSON AIR-CRANE IN COMMON 29482P100 807 41800 SH SOLE 4000 0 37800 EVOLUT PETRO 8.50% A PREFERR 30049A206 1174 45950 SH SOLE 0 0 45950 EVOLUTION PETROLEUM E COMMON 30049A107 6364 499925 SH SOLE 30400 0 469525 FID/CLAY MLP FMO COMMON 31647Q106 428 16474 SH SOLE 0 0 16474 FID/CLAY PFD FFC PREFERR 338478100 858 44625 SH SOLE 0 0 44625 FIRST MAJESTIC SILVER COMMON 32076V103 2568 266343 SH SOLE 16490 0 249853 FIRST POTOMAC 7.75% A PREFERR 33610F307 1127 44475 SH SOLE 0 0 44475 FIRST POTOMAC RLTY TR REAL ES 33610F109 748 57930 SH SOLE 0 0 57930 FLEXIBLE SOLUTIONS FS COMMON 33938T104 346 437525 SH SOLE 10000 0 427525 FRANCO NEVADA CORP CO COMMON 351858105 709 15468 SH SOLE 1046 0 14422 GSE SYS COMMON 36227K106 838 481765 SH SOLE 30000 0 451765 GASTAR EXPLOR 8.620% PREFERR 36729P207 1260 47915 SH SOLE 0 0 47915 GENERAL FINANCE CORP COMMON 369822101 1613 204200 SH SOLE 10000 0 194200 GLACIER WATER 9.06% A PREFERR 376398202 753 28865 SH SOLE 0 0 28865 GLADSTONE CAPITAL COR REAL ES 376535100 218 21625 SH SOLE 0 0 21625 GLADSTONE COML CORP G REAL ES 376536108 1501 86539 SH SOLE 0 0 86539 GLADSTONE LD CORP LAN REAL ES 376549101 2130 150650 SH SOLE 3000 0 147650 GLOBAL AIRCRAFT SOL G COMMON 378964100 0 50650 SH SOLE 0 0 50650 GOLDCORP INC NEW GG COMMON 380956409 1078 44046 SH SOLE 4300 0 39746 GP STRATEGIES CORP GP COMMON 36225V104 321 11775 SH SOLE 0 0 11775 GRACE ACQUI 8.750% P PREFERR 982568206 443 26080 SH SOLE 0 0 26080 GRAMERCY PPTY 8.125% PREFERR 38489R209 484 19435 SH SOLE 0 0 19435 GRAMERCY PPTY TR INC REAL ES 38489R100 1794 347700 SH SOLE 0 0 347700 GRAN TIERRA ENERGY IN COMMON 38500T101 355 47453 SH SOLE 0 0 47453 H & Q LIFE SCIENCES H MUTUAL 404053100 303 13933 SH SOLE 0 0 13933 HAIN CELESTIAL GROUP COMMON 405217100 1600 17500 SH SOLE 2000 0 15500 HARVARD APPARATUS HAR COMMON 41690A106 170 18777 SH SOLE 2500 0 16277 HARVARD BIOSCIENCE HB COMMON 416906105 1923 405725 SH SOLE 10000 0 395725 HEALTH CARE REIT INC REAL ES 42217K106 1822 30564 SH SOLE 0 0 30564 HENRY JACK & ASSOC JK COMMON 426281101 878 15750 SH SOLE 0 0 15750 HI-CRUSH PARTNERS COMMON 428337109 2957 73330 SH SOLE 0 0 73330 HUDSON TECHNOLOGIES I COMMON 444144109 1973 704550 SH SOLE 20000 0 684550 I D SYSTEMS INC IDSY COMMON 449489103 977 172025 SH SOLE 7000 0 165025 ICON PLC SHS ICLR COMMON G4705A100 490 10300 SH SOLE 0 0 10300 IDEX CORP IEX COMMON 45167R104 1188 16305 SH SOLE 0 0 16305 II-VI INC IIVI COMMON 902104108 4010 259874 SH SOLE 7800 0 252074 IMAGE SENSING SYS INC COMMON 45244C104 362 68960 SH SOLE 0 0 68960 IMPRIMIS PHARMA IMMY COMMON 45323A201 745 111053 SH SOLE 7000 0 104053 INDEPENDENCE RLTY IRT REAL ES 45378A106 1386 155600 SH SOLE 0 0 155600 INTEST CORP INTT COMMON 461147100 1628 406035 SH SOLE 15000 0 391035 INVENTURE FOODS INC S COMMON 461212102 309 22100 SH SOLE 0 0 22100 ISHARES SILVER TRUST MUTUAL 46428Q109 690 36230 SH SOLE 0 0 36230 JAPAN SMALLER CAPTL J FOREIGN 47109U104 350 39957 SH SOLE 0 0 39957 KAYNE ANDERSON MLP KYN MUTUAL 486606106 1159 31570 SH SOLE 0 0 31570 KAYNE MIDSTREAM FUND MUTUAL 48661E106 316 9305 SH SOLE 0 0 9305 KIMCO PFD H 6.90% H K PREFERR 49446R828 876 34000 SH SOLE 0 0 34000 KMG CHEMICALS INC KMG COMMON 482564101 2042 130200 SH SOLE 5000 0 125200 KRATOS DEFENSE & SEC COMMON 50077B207 1312 174002 SH SOLE 7000 0 167002 LASALLE HOTEL 7.50% H PREFERR 517942702 1325 51275 SH SOLE 0 0 51275 LASALLE HOTEL PPTY LH REAL ES 517942108 477 15230 SH SOLE 0 0 15230 LAYNE CHRISTENSEN CO COMMON 521050104 448 24630 SH SOLE 0 0 24630 LEXINGTON PPTYS LXP REAL ES 529043101 604 55353 SH SOLE 0 0 55353 LUMINA COPPER LCC.V COMMON 55025N104 1762 427975 SH SOLE 30000 0 397975 MAGNUM HUN RE 10.25% PREFERR 55973B201 1141 44170 SH SOLE 0 0 44170 MAGNUM HUNTER MHR COMMON 55973B102 2160 254133 SH SOLE 11964 0 242169 MV GOLD STX ETF GDX MUTUAL 57060U100 257 10890 SH SOLE 0 0 10890 MV JR GOLD MINERS GDXJ MUTUAL 57060U589 1791 49457 SH SOLE 0 0 49457 MARLIN MIDSTREAM COMMON 57118V100 265 15075 SH SOLE 0 0 15075 MARTEN TRANS LTD MRTN COMMON 573075108 1063 49387 SH SOLE 0 0 49387 MARTIN MIDSTREAM COMMON 573331105 1625 37740 SH SOLE 0 0 37740 MEDICAL PPTYS TRUST I REAL ES 58463J304 1554 121490 SH SOLE 0 0 121490 MICRONET $6.25 04/15/ WARRANT 595117110 47 48015 SH SOLE 3000 0 45015 MICRONET ENERTEC TECH COMMON 595117102 829 172090 SH SOLE 6000 0 166090 MILLER INDS INC TENN COMMON 600551204 1000 51185 SH SOLE 0 0 51185 MOCON INC MOCO COMMON 607494101 1851 110992 SH SOLE 5000 0 105992 MONMOUTH PFD-B 7.88% PREFERR 609720305 721 28200 SH SOLE 0 0 28200 MONMOUTH REAL ESTATE REAL ES 609720107 1692 177355 SH SOLE 0 0 177355 MONROE CAPITAL COMMON 610335101 1835 135650 SH SOLE 0 0 135650 NEOGENOMICS INC NEO COMMON 64049M209 1774 511100 SH SOLE 50000 0 461100 NGP CAP RES CO NGPC MUTUAL 62912R107 301 44515 SH SOLE 0 0 44515 NORTHERN OIL & GAS NO COMMON 665531109 1270 86850 SH SOLE 3000 0 83850 OCULUS INNOVATIVE SCI COMMON 67575P207 742 196685 SH SOLE 5000 0 191685 OXFORD LANE CAPITAL COMMON 691543102 1735 103890 SH SOLE 0 0 103890 PARAMOUNT GOLD & SILV COMMON 69924P102 515 418650 SH SOLE 20000 0 398650 PICO HLDGS INC PICO COMMON 693366205 3346 128746 SH SOLE 5000 0 123746 POWERSHS DB AG DBA MUTUAL 73936B408 669 23612 SH SOLE 0 0 23612 POWERSHS SMCAP UTIL PSCU COMMON 73937B837 2442 68240 SH SOLE 0 0 68240 PREFERRED APT COMM AP REAL ES 74039L103 1387 172245 SH SOLE 0 0 172245 PRIVATEBANC 10.00% A PREFERR 74272L208 1084 40755 SH SOLE 0 0 40755 PS AGRI LG ETN AGF MUTUAL 25154H533 519 29510 SH SOLE 0 0 29510 PROFESSIONAL DIVERSIT COMMON 74312Y103 232 67350 SH SOLE 0 0 67350 PSIVIDA CORP PSDV COMMON 74440J101 323 78884 SH SOLE 20000 0 58884 PURE TECHNOLOGIES LTD COMMON 745915108 2255 372175 SH SOLE 20000 0 352175 PURECYCLE CORP PCYO COMMON 746228303 670 110800 SH SOLE 0 0 110800 QR ENERGY COMMON 74734R108 1321 73865 SH SOLE 0 0 73865 QUADRANT 4 SYSTEMS QF COMMON 74735A104 3158 5550000 SH SOLE 200000 0 5350000 QUAKER CHEM CORP KWR COMMON 747316107 2901 36805 SH SOLE 2000 0 34805 QUALSTAR CORP QBAK COMMON 74758R109 317 204520 SH SOLE 20000 0 184520 RAND LOGISTICS CORP R COMMON 752182105 1577 228601 SH SOLE 20000 0 208601 RCM TECHNOLOGIES INC COMMON 749360400 612 90745 SH SOLE 10000 0 80745 RICEBRAN TECHNOLOGIES COMMON 762831204 287 69125 SH SOLE 5000 0 64125 RICEBRAN WT EXP 00001 WARRANT 762831113 42 46500 SH SOLE 5000 0 41500 RIO ALTO MNG LTD NEW COMMON 76689T104 51 26200 SH SOLE 6000 0 20200 ROYAL GOLD INC RGLD COMMON 780287108 1374 21945 SH SOLE 1500 0 20445 ROYCE MICRO TRUST COMMON 780915104 2924 238924 SH SOLE 0 0 238924 SL GREEN REAL ES 78440X101 206 2050 SH SOLE 0 0 2050 SMTP INC COMMON 784589202 1352 214900 SH SOLE 11000 0 203900 SANDSTORM GOLD LTD CO COMMON 80013R206 686 123090 SH SOLE 4700 0 118390 SARATOGA RES INC TEX COMMON 803521103 234 173650 SH SOLE 0 0 173650 SAUL CENTERS 8.00% A PREFERR 804095200 344 13415 SH SOLE 0 0 13415 SEABRIDGE GOLD INC SA COMMON 811916105 373 52655 SH SOLE 0 0 52655 SEASPAN CORP SSW COMMON Y75638109 672 30459 SH SOLE 3000 0 27459 SENIOR HSG PPTYS SNH REAL ES 81721M109 477 21215 SH SOLE 0 0 21215 SIGNATURE BK NEW YORK COMMON 82669G104 339 2700 SH SOLE 325 0 2375 SILVER WHEATON CORP S COMMON 828336107 1881 82863 SH SOLE 1850 0 81013 SILVERCREST MINES SVL COMMON 828365106 109 59100 SH SOLE 15000 0 44100 SMARTPROS LTD SPRO COMMON 83171G103 380 165100 SH SOLE 5000 0 160100 SP PLUS CORP SP COMMON 78469C103 2733 104030 SH SOLE 4000 0 100030 SPARTON CORP SPA COMMON 847235108 4866 166175 SH SOLE 7000 0 159175 SPDR GOLD TRUST COMMON 78463V107 243 1966 SH SOLE 0 0 1966 SPECTRUM PHARMA SPPI COMMON 84763A108 1989 253735 SH SOLE 3500 0 250235 STAR BUFFET INC STRZQ COMMON 855086104 40 33625 SH SOLE 0 0 33625 STERICYCLE INC SRCL COMMON 858912108 5312 46750 SH SOLE 3200 0 43550 STORM CAT ENERGY CORP COMMON 862168101 1 193700 SH SOLE 0 0 193700 STRATEGIC HTL 8.25% C PREFERR 86272T502 975 38690 SH SOLE 0 0 38690 SUNOPTA INC STKL COMMON 8676EP108 2137 180952 SH SOLE 10000 0 170952 SUPERCONDUCTOR TECH S COMMON 867931404 613 227199 SH SOLE 5000 0 222199 S&W SEED CO SANW COMMON 785135104 2327 313975 SH SOLE 14250 0 299725 SAN JUAN COMMON 798241105 1599 90595 SH SOLE 0 0 90595 T3 I WARR $3.50 5/13/ WARRANT 89853X124 4 176950 SH SOLE 5000 0 171950 T3 MOTION INC TTTM COMMON 89853X306 18 203200 SH SOLE 0 0 203200 TARGA RESOURCES COMMON 87611X105 3108 55250 SH SOLE 0 0 55250 TEAM INC TISI COMMON 878155100 4174 97395 SH SOLE 6000 0 91395 TEVA PHARMA COMMON 881624209 209 3960 SH SOLE 0 0 3960 TORTOISE ENERGY INFRA TYG COMMON 89147L100 204 4450 SH SOLE 0 0 4450 TORTOISE MLP FD NTG MUTUAL 89148B101 2435 91162 SH SOLE 0 0 91162 TRAVELCENTERS OF AMERICA COMMON 894174101 82 10000 SH SOLE 10000 0 0 TRIANGLE PETROLEUM TP COMMON 89600B201 3802 461450 SH SOLE 19000 0 442450 TRUETT-HURST INC THST COMMON 897871109 1192 239300 SH SOLE 8000 0 231300 TYLER TECHNOLOGIES TY COMMON 902252105 6079 72650 SH SOLE 3000 0 69650 USA COMPRESSION COMMON 90290N109 543 20700 SH SOLE 0 0 20700 U M H PROPERTIES UMH REAL ES 903002103 678 69325 SH SOLE 0 0 69325 U S PHYSICAL THERAPY COMMON 90337L108 3330 96323 SH SOLE 4000 0 92323 UROPLASTY INC UPI COMMON 917277204 1129 310972 SH SOLE 15000 0 295972 VANGUARD NAT RES COMMON 92205F106 1942 65220 SH SOLE 0 0 65220 VENAXIS INC COM APPY COMMON 92262A107 1241 471700 SH SOLE 30500 0 441200 WAVE SYSTEMS WAVX COMMON 943526400 63 68780 SH SOLE 5000 0 63780 WESDOME GOLD MINES WD COMMON 95083R100 301 451500 SH SOLE 21700 0 429800 WILLDAN GROUP INC WLD COMMON 96924N100 1241 273944 SH SOLE 15000 0 258944 WINTHROP RLTY 9.25% D PREFERR 976391508 1507 56625 SH SOLE 0 0 56625 WORLDWIDE ENERGY WEMU COMMON 98158R104 0 95225 SH SOLE 0 0 95225 XG TECHNOLOGY INC XGT COMMON 98372A309 971 354400 SH SOLE 20000 0 334400 XPLORE TECHNOLOGIES X COMMON 983950700 1258 198075 SH SOLE 5000 0 193075 YAMANA GOLD INC AUY COMMON 98462Y100 590 67235 SH SOLE 4656 0 62579