0001105907-14-000015.txt : 20140212
0001105907-14-000015.hdr.sgml : 20140212
20140212155138
ACCESSION NUMBER: 0001105907-14-000015
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140212
DATE AS OF CHANGE: 20140212
EFFECTIVENESS DATE: 20140212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 14600065
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001105907
XXXXXXXX
12-31-2013
12-31-2013
BARD ASSOCIATES INC
135 S. LASALLE STREET
SUITE 3700
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11597
N
Tim Johnson
President
312-782-9600
Tim Johnson
Chicago
IL
02-12-2014
0
185
240399
false
INFORMATION TABLE
2
bard123113.xml
ABAXIS INC ABAX
COMMON
002567105
1199
30100
SH
SOLE
3000
0
27100
ACACIA RESH CORP ACTG
COMMON
003881307
384
26515
SH
SOLE
1500
0
25015
ACME UTD CORP ACU
COMMON
004816104
2561
171968
SH
SOLE
4000
0
167968
ADAMIS PHARMACEUTICAL
COMMON
00547W208
1094
170925
SH
SOLE
7000
0
163925
ADVANTAGE OIL & GAS A
COMMON
00765F101
362
83360
SH
SOLE
0
0
83360
AMERICAN EAGLE ENERGY
COMMON
02554F102
798
390959
SH
SOLE
20000
0
370959
ARC LOGISTICS
COMMON
03879N101
1782
81360
SH
SOLE
0
0
81360
ARLINGTON ASSET INVT
REAL ES
041356205
2141
81145
SH
SOLE
0
0
81145
ASHFORD 8.45% D AHT-P
PREFERR
044103406
837
33175
SH
SOLE
0
0
33175
ASURE SOFTWARE INC AS
COMMON
04649U102
680
121655
SH
SOLE
10000
0
111655
ATLAS ENERGY
COMMON
049298102
750
16000
SH
SOLE
0
0
16000
ATLAS PIPELINE
COMMON
049392103
2020
57640
SH
SOLE
0
0
57640
ATLANTIC COAST FINL A
COMMON
048426100
653
151900
SH
SOLE
17400
0
134500
BALCHEM CORP BCPC
COMMON
057665200
4211
72095
SH
SOLE
5062
0
67033
BERKSHIRE HATHAWAY BR
COMMON
084670702
1680
14166
SH
SOLE
0
0
14166
BOSTON BEER INC SAM
COMMON
100557107
822
3400
SH
SOLE
0
0
3400
BOWL AMER INC BWL
COMMON
102565108
644
44995
SH
SOLE
0
0
44995
BREITBURN ENERGY
COMMON
106776107
1769
86985
SH
SOLE
0
0
86985
BRIDGELINE SOFTWARE B
COMMON
10807Q205
280
257750
SH
SOLE
30000
0
227750
BURCON NUTRASCIENCE B
COMMON
120831102
285
94575
SH
SOLE
15000
0
79575
CALUMET SPECIALTY LP
COMMON
131476103
334
12835
SH
SOLE
0
0
12835
CAMPUS CREST 8.00% A
PREFERR
13466Y204
915
37050
SH
SOLE
0
0
37050
CARRIAGE SVCS 7.00% C
PREFERR
14444T309
2050
41000
SH
SOLE
0
0
41000
CARRIAGE SVCS INC CSV
COMMON
143905107
4354
222377
SH
SOLE
6000
0
216377
CEDAR FAIR
COMMON
150185106
2078
41920
SH
SOLE
0
0
41920
CELADON GROUP INC CGI
COMMON
150838100
977
49767
SH
SOLE
6000
0
43767
CONTANGO OIL & GAS MC
COMMON
21075N204
750
15859
SH
SOLE
0
0
15859
CORENERGY INFRASTRUC
REAL ES
21870U205
2652
373035
SH
SOLE
8500
0
364535
CORPORATE OFF PPTYS T
REAL ES
22002T108
669
28250
SH
SOLE
0
0
28250
CPI AEROSTRUCTURES IN
COMMON
125919308
1864
124325
SH
SOLE
5000
0
119325
CUMBERLAND PHARMACEUT
COMMON
230770109
460
89953
SH
SOLE
0
0
89953
DAKTRONICS DAKT
COMMON
234264109
2676
171320
SH
SOLE
9700
0
161620
DELPHI ENERGY CORP DP
COMMON
247128101
642
346000
SH
SOLE
15000
0
331000
DESTINATION XL GROUP
COMMON
25065K104
799
124815
SH
SOLE
15000
0
109815
DHX MEDIA LTD DHX.T
COMMON
252406103
5678
1088400
SH
SOLE
60000
0
1028400
DORCHESTER MINERALS
COMMON
25820R105
2256
86820
SH
SOLE
0
0
86820
DOUBLE EAGLE 9.25% A
PREFERR
258570407
1170
50630
SH
SOLE
0
0
50630
DYNAMICS RESH CORP DR
COMMON
268057106
263
22910
SH
SOLE
0
0
22910
ENSIGN GROUP INC ENSG
COMMON
29358P101
3795
86020
SH
SOLE
5625
0
80395
ENVIROSTAR INC EVI
COMMON
29414M100
1481
493779
SH
SOLE
35000
0
458779
ERICKSON AIR-CRANE IN
COMMON
29482P100
957
46300
SH
SOLE
4000
0
42300
EVOLUT PETRO 8.50% A
PREFERR
30049A206
1183
45950
SH
SOLE
0
0
45950
EVOLUTION PETROLEUM E
COMMON
30049A107
6232
503000
SH
SOLE
30400
0
472600
FID/CLAY MLP FMO
COMMON
31647Q106
419
16474
SH
SOLE
0
0
16474
FID/CLAY PFD FFC
PREFERR
338478100
781
44625
SH
SOLE
0
0
44625
FIRST MAJESTIC SILVER
COMMON
32076V103
2597
263943
SH
SOLE
16490
0
247453
FIRST POTOMAC 7.75% A
PREFERR
33610F307
1087
44575
SH
SOLE
0
0
44575
FIRST POTOMAC RLTY TR
REAL ES
33610F109
674
57930
SH
SOLE
0
0
57930
FLEXIBLE SOLUTIONS FS
COMMON
33938T104
434
452525
SH
SOLE
10000
0
442525
FRANCO NEVADA CORP CO
COMMON
351858105
638
15468
SH
SOLE
1046
0
14422
GASTAR EXPLOR 8.620%
PREFERR
36729P207
1116
46520
SH
SOLE
0
0
46520
GENERAL FINANCE CORP
COMMON
369822101
1230
203350
SH
SOLE
10000
0
193350
GLACIER WATER 9.06% A
PREFERR
376398202
749
28865
SH
SOLE
0
0
28865
GLADSTONE CAPITAL COR
REAL ES
376535100
207
21625
SH
SOLE
0
0
21625
GLADSTONE COML CORP G
REAL ES
376536108
1562
86939
SH
SOLE
0
0
86939
GLADSTONE LD CORP LAN
REAL ES
376549101
2436
150900
SH
SOLE
3000
0
147900
GLOBAL AIRCRAFT SOL G
COMMON
378964100
0
50650
SH
SOLE
0
0
50650
GMX BONDS 18.75 4.50%
CONVERT
38011MAJ7
0
666000
SH
SOLE
0
0
666000
GOLDCORP INC NEW GG
COMMON
380956409
968
44046
SH
SOLE
4300
0
39746
GP STRATEGIES CORP GP
COMMON
36225V104
351
11775
SH
SOLE
0
0
11775
GRACE ACQUI 8.750% P
PREFERR
982568206
308
26080
SH
SOLE
0
0
26080
GRAMERCY PPTY 8.125%
PREFERR
38489R209
672
19435
SH
SOLE
0
0
19435
GRAMERCY PPTY TR INC
REAL ES
38489R100
2002
348200
SH
SOLE
0
0
348200
GRAN TIERRA ENERGY IN
COMMON
38500T101
347
47453
SH
SOLE
0
0
47453
GSE SYS INC GVP
COMMON
36227K106
782
485265
SH
SOLE
30000
0
455265
H & Q LIFE SCIENCES H
MUTUAL
404053100
873
42688
SH
SOLE
0
0
42688
HAIN CELESTIAL GROUP
COMMON
405217100
1600
17600
SH
SOLE
2000
0
15600
HARVARD APPARATUS HAR
COMMON
41690A106
198
41932
SH
SOLE
2500
0
39432
HARVARD BIOSCIENCE HB
COMMON
416906105
1914
407725
SH
SOLE
10000
0
397725
HEALTH CARE REIT INC
REAL ES
42217K106
1642
30645
SH
SOLE
0
0
30645
HENRY JACK & ASSOC JK
COMMON
426281101
968
16350
SH
SOLE
0
0
16350
HI-CRUSH PARTNERS
COMMON
428337109
2785
73330
SH
SOLE
0
0
73330
HUDSON TECHNOLOGIES I
COMMON
444144109
2583
698550
SH
SOLE
20000
0
678550
I D SYSTEMS INC IDSY
COMMON
449489103
1003
172850
SH
SOLE
7000
0
165850
ICON PLC SHS ICLR
COMMON
G4705A100
436
10800
SH
SOLE
0
0
10800
IDEX CORP IEX
COMMON
45167R104
1271
17205
SH
SOLE
0
0
17205
II-VI INC IIVI
COMMON
902104108
4526
258474
SH
SOLE
7800
0
250674
IMAGE SENSING SYS INC
COMMON
45244C104
357
71960
SH
SOLE
3000
0
68960
IMPRIMIS PHARMA IMMY
COMMON
45323A201
408
111053
SH
SOLE
7000
0
104053
INDEPENDENCE RLTY IRT
REAL ES
45378A106
1310
157100
SH
SOLE
0
0
157100
INTEST CORP INTT
COMMON
461147100
1547
406835
SH
SOLE
15000
0
391835
INVENTURE FOODS INC S
COMMON
461212102
293
22100
SH
SOLE
0
0
22100
ISHARES SILVER TRUST
MUTUAL
46428Q109
723
38630
SH
SOLE
0
0
38630
JAPAN SMALLER CAPTL J
FOREIGN
47109U104
366
39957
SH
SOLE
0
0
39957
KAYNE ANDERSON MLP KYN
MUTUAL
486606106
1302
32670
SH
SOLE
0
0
32670
KAYNE MIDSTREAM FUND
MUTUAL
48661E106
270
7855
SH
SOLE
0
0
7855
KIMCO PFD H 6.90% H K
PREFERR
49446R828
812
34100
SH
SOLE
0
0
34100
KMG CHEMICALS INC KMG
COMMON
482564101
2208
131100
SH
SOLE
5000
0
126100
KRATOS DEFENSE & SEC
COMMON
50077B207
1335
174302
SH
SOLE
7000
0
167302
LASALLE HOTEL 7.50% H
PREFERR
517942702
1266
51375
SH
SOLE
0
0
51375
LASALLE HOTEL PPTY LH
REAL ES
517942108
470
15230
SH
SOLE
0
0
15230
LAYNE CHRISTENSEN CO
COMMON
521050104
431
25230
SH
SOLE
0
0
25230
LEXINGTON PPTYS LXP
REAL ES
529043101
566
55463
SH
SOLE
0
0
55463
LUMINA COPPER LCC.V
COMMON
55025N104
2501
427975
SH
SOLE
30000
0
397975
MAC-GRAY CORP TUC
COMMON
554153106
773
36415
SH
SOLE
0
0
36415
MAGNUM HUN RE 10.25%
PREFERR
55973B201
1120
44170
SH
SOLE
0
0
44170
MAGNUM HUNTER MHR
COMMON
55973B102
1849
251293
SH
SOLE
11964
0
239329
MV GOLD STX ETF GDX
MUTUAL
57060U100
241
11390
SH
SOLE
0
0
11390
MV JR GOLD MINERS GDXJ
MUTUAL
57060U589
1550
49919
SH
SOLE
0
0
49919
MARLIN MIDSTREAM
COMMON
57118V100
253
15075
SH
SOLE
0
0
15075
MARTEN TRANS LTD MRTN
COMMON
573075108
1059
52437
SH
SOLE
0
0
52437
MARTIN MIDSTREAM
COMMON
573331105
1644
38415
SH
SOLE
0
0
38415
MEDICAL PPTYS TRUST I
REAL ES
58463J304
1487
121690
SH
SOLE
0
0
121690
MICRONET $6.25 04/15/
WARRANT
595117110
52
48015
SH
SOLE
3000
0
45015
MICRONET ENERTEC TECH
COMMON
595117102
877
172090
SH
SOLE
6000
0
166090
MILLER INDS INC TENN
COMMON
600551204
1005
53960
SH
SOLE
0
0
53960
MOCON INC MOCO
COMMON
607494101
1766
111342
SH
SOLE
5000
0
106342
MONMOUTH PFD-B 7.88%
PREFERR
609720305
704
28200
SH
SOLE
0
0
28200
MONMOUTH REAL ESTATE
REAL ES
609720107
1612
177355
SH
SOLE
0
0
177355
MONROE CAPITAL
COMMON
610335101
1674
137250
SH
SOLE
0
0
137250
NEOGENOMICS INC NEO
COMMON
64049M209
1909
522000
SH
SOLE
50000
0
472000
NGP CAP RES CO NGPC
MUTUAL
62912R107
333
44515
SH
SOLE
0
0
44515
NORTHERN OIL & GAS NO
COMMON
665531109
1307
86850
SH
SOLE
3000
0
83850
NOVELOS THERAPEUTICS
COMMON
67000M209
224
607248
SH
SOLE
50000
0
557248
OCULUS INNOVATIVE SCI
COMMON
67575P207
708
204111
SH
SOLE
8571
0
195540
OXFORD LANE CAPITAL
COMMON
691543102
1814
104590
SH
SOLE
0
0
104590
PARAMOUNT GOLD & SILV
COMMON
69924P102
395
418050
SH
SOLE
20000
0
398050
PICO HLDGS INC PICO
COMMON
693366205
2949
127521
SH
SOLE
5000
0
122521
POWERSHS DB AG DBA
MUTUAL
73936B408
573
23612
SH
SOLE
0
0
23612
POWERSHS SMCAP UTIL PSCU
COMMON
73937B837
2434
69490
SH
SOLE
0
0
69490
PREFERRED APT COMM AP
REAL ES
74039L103
1388
172595
SH
SOLE
0
0
172595
PRIVATEBANC 10.00% A
PREFERR
74272L208
1054
40855
SH
SOLE
0
0
40855
PS AGRI LG ETN AGF
MUTUAL
25154H533
381
30135
SH
SOLE
0
0
30135
PROFESSIONAL DIVERSIT
COMMON
74312Y103
327
72650
SH
SOLE
5000
0
67650
PSIVIDA CORP PSDV
COMMON
74440J101
328
78884
SH
SOLE
20000
0
58884
PURE TECHNOLOGIES LTD
COMMON
745915108
2291
369675
SH
SOLE
20000
0
349675
PURECYCLE CORP PCYO
COMMON
746228303
713
112600
SH
SOLE
0
0
112600
QR ENERGY
COMMON
74734R108
1293
75515
SH
SOLE
0
0
75515
QUADRANT 4 SYSTEMS QF
COMMON
74735A104
4180
4180000
SH
SOLE
200000
0
3980000
QUAKER CHEM CORP KWR
COMMON
747316107
2840
37055
SH
SOLE
2000
0
35055
QUALSTAR CORP QBAK
COMMON
74758R109
234
206520
SH
SOLE
20000
0
186520
RAND LOGISTICS CORP R
COMMON
752182105
1329
228761
SH
SOLE
20000
0
208761
RCM TECHNOLOGIES INC
COMMON
749360400
645
92745
SH
SOLE
10000
0
82745
RICEBRAN TECHNOLOGIES
COMMON
762831204
337
67325
SH
SOLE
5000
0
62325
RICEBRAN WT EXP 00001
WARRANT
762831113
64
46500
SH
SOLE
5000
0
41500
RIO ALTO MNG LTD NEW
COMMON
76689T104
36
20200
SH
SOLE
6000
0
14200
ROYAL GOLD INC RGLD
COMMON
780287108
1000
21395
SH
SOLE
1500
0
19895
ROYCE MICRO TRUST
COMMON
780915104
3022
239640
SH
SOLE
0
0
239640
SANDSTORM GOLD LTD CO
COMMON
80013R206
533
124090
SH
SOLE
4700
0
119390
SARATOGA RES INC TEX
COMMON
803521103
217
191850
SH
SOLE
14400
0
177450
SAUL CENTERS 8.00% A
PREFERR
804095200
344
13455
SH
SOLE
0
0
13455
SEABRIDGE GOLD INC SA
COMMON
811916105
385
52805
SH
SOLE
0
0
52805
SEASPAN CORP SSW
COMMON
Y75638109
708
30959
SH
SOLE
3000
0
27959
SENIOR HSG PPTYS SNH
REAL ES
81721M109
472
21215
SH
SOLE
0
0
21215
SIGNATURE BK NEW YORK
COMMON
82669G104
303
2775
SH
SOLE
325
0
2450
SILVER WHEATON CORP S
COMMON
828336107
1651
81613
SH
SOLE
1850
0
79763
SILVERCREST MINES SVL
COMMON
828365106
89
51600
SH
SOLE
15000
0
36600
SMARTPROS LTD SPRO
COMMON
83171G103
411
165100
SH
SOLE
5000
0
160100
SP PLUS CORP SP
COMMON
78469C103
2719
104530
SH
SOLE
4000
0
100530
SPARTON CORP SPA
COMMON
847235108
4708
168475
SH
SOLE
7000
0
161475
SPDR GOLD TRUST
COMMON
78463V107
286
2466
SH
SOLE
0
0
2466
SPECTRUM PHARMA SPPI
COMMON
84763A108
2247
254045
SH
SOLE
3500
0
250545
STAR BUFFET INC STRZQ
COMMON
855086104
39
33625
SH
SOLE
0
0
33625
STERICYCLE INC SRCL
COMMON
858912108
5549
47740
SH
SOLE
3200
0
44540
STORM CAT ENERGY CORP
COMMON
862168101
0
193700
SH
SOLE
0
0
193700
STRATEGIC HTL 8.25% C
PREFERR
86272T502
920
38790
SH
SOLE
0
0
38790
SUNOPTA INC STKL
COMMON
8676EP108
1810
181502
SH
SOLE
10000
0
171502
SUPERCONDUCTOR TECH S
COMMON
867931404
493
228465
SH
SOLE
5000
0
223465
S&W SEED CO SANW
COMMON
785135104
2189
316475
SH
SOLE
14250
0
302225
SAN JUAN
COMMON
798241105
1535
91670
SH
SOLE
0
0
91670
T3 I WARR $3.50 5/13/
WARRANT
89853X124
2
177100
SH
SOLE
5000
0
172100
T3 MOTION INC TTTM
COMMON
89853X306
20
204200
SH
SOLE
0
0
204200
TARGA RESOURCES
COMMON
87611X105
2920
55825
SH
SOLE
0
0
55825
TEAM INC TISI
COMMON
878155100
4141
97795
SH
SOLE
6000
0
91795
TORTOISE ENERGY INFRA TYG
COMMON
89147L100
212
4450
SH
SOLE
0
0
4450
TORTOISE MLP FD NTG
MUTUAL
89148B101
2560
93612
SH
SOLE
0
0
93612
TRAVELCENTERS OF AMERICA
COMMON
894174101
86
10000
SH
SOLE
10000
0
0
TRIANGLE PETROLEUM TP
COMMON
89600B201
3858
465350
SH
SOLE
19000
0
446350
TRUETT-HURST INC THST
COMMON
897871109
1007
239800
SH
SOLE
8000
0
231800
TYLER TECHNOLOGIES TY
COMMON
902252105
7598
74300
SH
SOLE
3000
0
71300
USA COMPRESSION
COMMON
90290N109
555
20700
SH
SOLE
0
0
20700
U M H PROPERTIES UMH
REAL ES
903002103
655
69575
SH
SOLE
0
0
69575
U S PHYSICAL THERAPY
COMMON
90337L108
3402
96898
SH
SOLE
4000
0
92898
UROPLASTY INC UPI
COMMON
917277204
880
312672
SH
SOLE
15000
0
297672
VANGUARD NAT RES
COMMON
92205F106
1958
66320
SH
SOLE
0
0
66320
VENAXIS INC COM APPY
COMMON
92262A107
1027
474584
SH
SOLE
30500
0
444084
WAVE SYSTEMS WAVX
COMMON
943526400
65
72030
SH
SOLE
5000
0
67030
WESDOME GOLD MINES WD
COMMON
95083R100
248
451500
SH
SOLE
21700
0
429800
WILLDAN GROUP INC WLD
COMMON
96924N100
1460
276544
SH
SOLE
15000
0
261544
WINTHROP RLTY 9.25% D
PREFERR
976391508
1487
56725
SH
SOLE
0
0
56725
WORLDWIDE ENERGY WEMU
COMMON
98158R104
0
95225
SH
SOLE
0
0
95225
XG TECH $6.87 7/15/18
WARRANT
98372A408
5
11250
SH
SOLE
0
0
11250
XG TECHNOLOGY INC XGT
COMMON
98372A309
569
355200
SH
SOLE
20000
0
335200
XPLORE TECHNOLOGIES X
COMMON
983950700
1207
193075
SH
SOLE
0
0
193075
YAMANA GOLD INC AUY
COMMON
98462Y100
583
67234
SH
SOLE
4656
0
62578