0001105907-14-000015.txt : 20140212 0001105907-14-000015.hdr.sgml : 20140212 20140212155138 ACCESSION NUMBER: 0001105907-14-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 EFFECTIVENESS DATE: 20140212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 14600065 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001105907 XXXXXXXX 12-31-2013 12-31-2013 BARD ASSOCIATES INC

135 S. LASALLE STREET SUITE 3700 CHICAGO IL 60603

13F HOLDINGS REPORT 028-11597 N Tim Johnson 312-782-9600 Tim Johnson Chicago IL 02-12-2014 0 185 240399 false INFORMATION TABLE 2 bard123113.xml ABAXIS INC ABAX COMMON 002567105 1199 30100 SH SOLE 3000 0 27100 ACACIA RESH CORP ACTG COMMON 003881307 384 26515 SH SOLE 1500 0 25015 ACME UTD CORP ACU COMMON 004816104 2561 171968 SH SOLE 4000 0 167968 ADAMIS PHARMACEUTICAL COMMON 00547W208 1094 170925 SH SOLE 7000 0 163925 ADVANTAGE OIL & GAS A COMMON 00765F101 362 83360 SH SOLE 0 0 83360 AMERICAN EAGLE ENERGY COMMON 02554F102 798 390959 SH SOLE 20000 0 370959 ARC LOGISTICS COMMON 03879N101 1782 81360 SH SOLE 0 0 81360 ARLINGTON ASSET INVT REAL ES 041356205 2141 81145 SH SOLE 0 0 81145 ASHFORD 8.45% D AHT-P PREFERR 044103406 837 33175 SH SOLE 0 0 33175 ASURE SOFTWARE INC AS COMMON 04649U102 680 121655 SH SOLE 10000 0 111655 ATLAS ENERGY COMMON 049298102 750 16000 SH SOLE 0 0 16000 ATLAS PIPELINE COMMON 049392103 2020 57640 SH SOLE 0 0 57640 ATLANTIC COAST FINL A COMMON 048426100 653 151900 SH SOLE 17400 0 134500 BALCHEM CORP BCPC COMMON 057665200 4211 72095 SH SOLE 5062 0 67033 BERKSHIRE HATHAWAY BR COMMON 084670702 1680 14166 SH SOLE 0 0 14166 BOSTON BEER INC SAM COMMON 100557107 822 3400 SH SOLE 0 0 3400 BOWL AMER INC BWL COMMON 102565108 644 44995 SH SOLE 0 0 44995 BREITBURN ENERGY COMMON 106776107 1769 86985 SH SOLE 0 0 86985 BRIDGELINE SOFTWARE B COMMON 10807Q205 280 257750 SH SOLE 30000 0 227750 BURCON NUTRASCIENCE B COMMON 120831102 285 94575 SH SOLE 15000 0 79575 CALUMET SPECIALTY LP COMMON 131476103 334 12835 SH SOLE 0 0 12835 CAMPUS CREST 8.00% A PREFERR 13466Y204 915 37050 SH SOLE 0 0 37050 CARRIAGE SVCS 7.00% C PREFERR 14444T309 2050 41000 SH SOLE 0 0 41000 CARRIAGE SVCS INC CSV COMMON 143905107 4354 222377 SH SOLE 6000 0 216377 CEDAR FAIR COMMON 150185106 2078 41920 SH SOLE 0 0 41920 CELADON GROUP INC CGI COMMON 150838100 977 49767 SH SOLE 6000 0 43767 CONTANGO OIL & GAS MC COMMON 21075N204 750 15859 SH SOLE 0 0 15859 CORENERGY INFRASTRUC REAL ES 21870U205 2652 373035 SH SOLE 8500 0 364535 CORPORATE OFF PPTYS T REAL ES 22002T108 669 28250 SH SOLE 0 0 28250 CPI AEROSTRUCTURES IN COMMON 125919308 1864 124325 SH SOLE 5000 0 119325 CUMBERLAND PHARMACEUT COMMON 230770109 460 89953 SH SOLE 0 0 89953 DAKTRONICS DAKT COMMON 234264109 2676 171320 SH SOLE 9700 0 161620 DELPHI ENERGY CORP DP COMMON 247128101 642 346000 SH SOLE 15000 0 331000 DESTINATION XL GROUP COMMON 25065K104 799 124815 SH SOLE 15000 0 109815 DHX MEDIA LTD DHX.T COMMON 252406103 5678 1088400 SH SOLE 60000 0 1028400 DORCHESTER MINERALS COMMON 25820R105 2256 86820 SH SOLE 0 0 86820 DOUBLE EAGLE 9.25% A PREFERR 258570407 1170 50630 SH SOLE 0 0 50630 DYNAMICS RESH CORP DR COMMON 268057106 263 22910 SH SOLE 0 0 22910 ENSIGN GROUP INC ENSG COMMON 29358P101 3795 86020 SH SOLE 5625 0 80395 ENVIROSTAR INC EVI COMMON 29414M100 1481 493779 SH SOLE 35000 0 458779 ERICKSON AIR-CRANE IN COMMON 29482P100 957 46300 SH SOLE 4000 0 42300 EVOLUT PETRO 8.50% A PREFERR 30049A206 1183 45950 SH SOLE 0 0 45950 EVOLUTION PETROLEUM E COMMON 30049A107 6232 503000 SH SOLE 30400 0 472600 FID/CLAY MLP FMO COMMON 31647Q106 419 16474 SH SOLE 0 0 16474 FID/CLAY PFD FFC PREFERR 338478100 781 44625 SH SOLE 0 0 44625 FIRST MAJESTIC SILVER COMMON 32076V103 2597 263943 SH SOLE 16490 0 247453 FIRST POTOMAC 7.75% A PREFERR 33610F307 1087 44575 SH SOLE 0 0 44575 FIRST POTOMAC RLTY TR REAL ES 33610F109 674 57930 SH SOLE 0 0 57930 FLEXIBLE SOLUTIONS FS COMMON 33938T104 434 452525 SH SOLE 10000 0 442525 FRANCO NEVADA CORP CO COMMON 351858105 638 15468 SH SOLE 1046 0 14422 GASTAR EXPLOR 8.620% PREFERR 36729P207 1116 46520 SH SOLE 0 0 46520 GENERAL FINANCE CORP COMMON 369822101 1230 203350 SH SOLE 10000 0 193350 GLACIER WATER 9.06% A PREFERR 376398202 749 28865 SH SOLE 0 0 28865 GLADSTONE CAPITAL COR REAL ES 376535100 207 21625 SH SOLE 0 0 21625 GLADSTONE COML CORP G REAL ES 376536108 1562 86939 SH SOLE 0 0 86939 GLADSTONE LD CORP LAN REAL ES 376549101 2436 150900 SH SOLE 3000 0 147900 GLOBAL AIRCRAFT SOL G COMMON 378964100 0 50650 SH SOLE 0 0 50650 GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 0 666000 SH SOLE 0 0 666000 GOLDCORP INC NEW GG COMMON 380956409 968 44046 SH SOLE 4300 0 39746 GP STRATEGIES CORP GP COMMON 36225V104 351 11775 SH SOLE 0 0 11775 GRACE ACQUI 8.750% P PREFERR 982568206 308 26080 SH SOLE 0 0 26080 GRAMERCY PPTY 8.125% PREFERR 38489R209 672 19435 SH SOLE 0 0 19435 GRAMERCY PPTY TR INC REAL ES 38489R100 2002 348200 SH SOLE 0 0 348200 GRAN TIERRA ENERGY IN COMMON 38500T101 347 47453 SH SOLE 0 0 47453 GSE SYS INC GVP COMMON 36227K106 782 485265 SH SOLE 30000 0 455265 H & Q LIFE SCIENCES H MUTUAL 404053100 873 42688 SH SOLE 0 0 42688 HAIN CELESTIAL GROUP COMMON 405217100 1600 17600 SH SOLE 2000 0 15600 HARVARD APPARATUS HAR COMMON 41690A106 198 41932 SH SOLE 2500 0 39432 HARVARD BIOSCIENCE HB COMMON 416906105 1914 407725 SH SOLE 10000 0 397725 HEALTH CARE REIT INC REAL ES 42217K106 1642 30645 SH SOLE 0 0 30645 HENRY JACK & ASSOC JK COMMON 426281101 968 16350 SH SOLE 0 0 16350 HI-CRUSH PARTNERS COMMON 428337109 2785 73330 SH SOLE 0 0 73330 HUDSON TECHNOLOGIES I COMMON 444144109 2583 698550 SH SOLE 20000 0 678550 I D SYSTEMS INC IDSY COMMON 449489103 1003 172850 SH SOLE 7000 0 165850 ICON PLC SHS ICLR COMMON G4705A100 436 10800 SH SOLE 0 0 10800 IDEX CORP IEX COMMON 45167R104 1271 17205 SH SOLE 0 0 17205 II-VI INC IIVI COMMON 902104108 4526 258474 SH SOLE 7800 0 250674 IMAGE SENSING SYS INC COMMON 45244C104 357 71960 SH SOLE 3000 0 68960 IMPRIMIS PHARMA IMMY COMMON 45323A201 408 111053 SH SOLE 7000 0 104053 INDEPENDENCE RLTY IRT REAL ES 45378A106 1310 157100 SH SOLE 0 0 157100 INTEST CORP INTT COMMON 461147100 1547 406835 SH SOLE 15000 0 391835 INVENTURE FOODS INC S COMMON 461212102 293 22100 SH SOLE 0 0 22100 ISHARES SILVER TRUST MUTUAL 46428Q109 723 38630 SH SOLE 0 0 38630 JAPAN SMALLER CAPTL J FOREIGN 47109U104 366 39957 SH SOLE 0 0 39957 KAYNE ANDERSON MLP KYN MUTUAL 486606106 1302 32670 SH SOLE 0 0 32670 KAYNE MIDSTREAM FUND MUTUAL 48661E106 270 7855 SH SOLE 0 0 7855 KIMCO PFD H 6.90% H K PREFERR 49446R828 812 34100 SH SOLE 0 0 34100 KMG CHEMICALS INC KMG COMMON 482564101 2208 131100 SH SOLE 5000 0 126100 KRATOS DEFENSE & SEC COMMON 50077B207 1335 174302 SH SOLE 7000 0 167302 LASALLE HOTEL 7.50% H PREFERR 517942702 1266 51375 SH SOLE 0 0 51375 LASALLE HOTEL PPTY LH REAL ES 517942108 470 15230 SH SOLE 0 0 15230 LAYNE CHRISTENSEN CO COMMON 521050104 431 25230 SH SOLE 0 0 25230 LEXINGTON PPTYS LXP REAL ES 529043101 566 55463 SH SOLE 0 0 55463 LUMINA COPPER LCC.V COMMON 55025N104 2501 427975 SH SOLE 30000 0 397975 MAC-GRAY CORP TUC COMMON 554153106 773 36415 SH SOLE 0 0 36415 MAGNUM HUN RE 10.25% PREFERR 55973B201 1120 44170 SH SOLE 0 0 44170 MAGNUM HUNTER MHR COMMON 55973B102 1849 251293 SH SOLE 11964 0 239329 MV GOLD STX ETF GDX MUTUAL 57060U100 241 11390 SH SOLE 0 0 11390 MV JR GOLD MINERS GDXJ MUTUAL 57060U589 1550 49919 SH SOLE 0 0 49919 MARLIN MIDSTREAM COMMON 57118V100 253 15075 SH SOLE 0 0 15075 MARTEN TRANS LTD MRTN COMMON 573075108 1059 52437 SH SOLE 0 0 52437 MARTIN MIDSTREAM COMMON 573331105 1644 38415 SH SOLE 0 0 38415 MEDICAL PPTYS TRUST I REAL ES 58463J304 1487 121690 SH SOLE 0 0 121690 MICRONET $6.25 04/15/ WARRANT 595117110 52 48015 SH SOLE 3000 0 45015 MICRONET ENERTEC TECH COMMON 595117102 877 172090 SH SOLE 6000 0 166090 MILLER INDS INC TENN COMMON 600551204 1005 53960 SH SOLE 0 0 53960 MOCON INC MOCO COMMON 607494101 1766 111342 SH SOLE 5000 0 106342 MONMOUTH PFD-B 7.88% PREFERR 609720305 704 28200 SH SOLE 0 0 28200 MONMOUTH REAL ESTATE REAL ES 609720107 1612 177355 SH SOLE 0 0 177355 MONROE CAPITAL COMMON 610335101 1674 137250 SH SOLE 0 0 137250 NEOGENOMICS INC NEO COMMON 64049M209 1909 522000 SH SOLE 50000 0 472000 NGP CAP RES CO NGPC MUTUAL 62912R107 333 44515 SH SOLE 0 0 44515 NORTHERN OIL & GAS NO COMMON 665531109 1307 86850 SH SOLE 3000 0 83850 NOVELOS THERAPEUTICS COMMON 67000M209 224 607248 SH SOLE 50000 0 557248 OCULUS INNOVATIVE SCI COMMON 67575P207 708 204111 SH SOLE 8571 0 195540 OXFORD LANE CAPITAL COMMON 691543102 1814 104590 SH SOLE 0 0 104590 PARAMOUNT GOLD & SILV COMMON 69924P102 395 418050 SH SOLE 20000 0 398050 PICO HLDGS INC PICO COMMON 693366205 2949 127521 SH SOLE 5000 0 122521 POWERSHS DB AG DBA MUTUAL 73936B408 573 23612 SH SOLE 0 0 23612 POWERSHS SMCAP UTIL PSCU COMMON 73937B837 2434 69490 SH SOLE 0 0 69490 PREFERRED APT COMM AP REAL ES 74039L103 1388 172595 SH SOLE 0 0 172595 PRIVATEBANC 10.00% A PREFERR 74272L208 1054 40855 SH SOLE 0 0 40855 PS AGRI LG ETN AGF MUTUAL 25154H533 381 30135 SH SOLE 0 0 30135 PROFESSIONAL DIVERSIT COMMON 74312Y103 327 72650 SH SOLE 5000 0 67650 PSIVIDA CORP PSDV COMMON 74440J101 328 78884 SH SOLE 20000 0 58884 PURE TECHNOLOGIES LTD COMMON 745915108 2291 369675 SH SOLE 20000 0 349675 PURECYCLE CORP PCYO COMMON 746228303 713 112600 SH SOLE 0 0 112600 QR ENERGY COMMON 74734R108 1293 75515 SH SOLE 0 0 75515 QUADRANT 4 SYSTEMS QF COMMON 74735A104 4180 4180000 SH SOLE 200000 0 3980000 QUAKER CHEM CORP KWR COMMON 747316107 2840 37055 SH SOLE 2000 0 35055 QUALSTAR CORP QBAK COMMON 74758R109 234 206520 SH SOLE 20000 0 186520 RAND LOGISTICS CORP R COMMON 752182105 1329 228761 SH SOLE 20000 0 208761 RCM TECHNOLOGIES INC COMMON 749360400 645 92745 SH SOLE 10000 0 82745 RICEBRAN TECHNOLOGIES COMMON 762831204 337 67325 SH SOLE 5000 0 62325 RICEBRAN WT EXP 00001 WARRANT 762831113 64 46500 SH SOLE 5000 0 41500 RIO ALTO MNG LTD NEW COMMON 76689T104 36 20200 SH SOLE 6000 0 14200 ROYAL GOLD INC RGLD COMMON 780287108 1000 21395 SH SOLE 1500 0 19895 ROYCE MICRO TRUST COMMON 780915104 3022 239640 SH SOLE 0 0 239640 SANDSTORM GOLD LTD CO COMMON 80013R206 533 124090 SH SOLE 4700 0 119390 SARATOGA RES INC TEX COMMON 803521103 217 191850 SH SOLE 14400 0 177450 SAUL CENTERS 8.00% A PREFERR 804095200 344 13455 SH SOLE 0 0 13455 SEABRIDGE GOLD INC SA COMMON 811916105 385 52805 SH SOLE 0 0 52805 SEASPAN CORP SSW COMMON Y75638109 708 30959 SH SOLE 3000 0 27959 SENIOR HSG PPTYS SNH REAL ES 81721M109 472 21215 SH SOLE 0 0 21215 SIGNATURE BK NEW YORK COMMON 82669G104 303 2775 SH SOLE 325 0 2450 SILVER WHEATON CORP S COMMON 828336107 1651 81613 SH SOLE 1850 0 79763 SILVERCREST MINES SVL COMMON 828365106 89 51600 SH SOLE 15000 0 36600 SMARTPROS LTD SPRO COMMON 83171G103 411 165100 SH SOLE 5000 0 160100 SP PLUS CORP SP COMMON 78469C103 2719 104530 SH SOLE 4000 0 100530 SPARTON CORP SPA COMMON 847235108 4708 168475 SH SOLE 7000 0 161475 SPDR GOLD TRUST COMMON 78463V107 286 2466 SH SOLE 0 0 2466 SPECTRUM PHARMA SPPI COMMON 84763A108 2247 254045 SH SOLE 3500 0 250545 STAR BUFFET INC STRZQ COMMON 855086104 39 33625 SH SOLE 0 0 33625 STERICYCLE INC SRCL COMMON 858912108 5549 47740 SH SOLE 3200 0 44540 STORM CAT ENERGY CORP COMMON 862168101 0 193700 SH SOLE 0 0 193700 STRATEGIC HTL 8.25% C PREFERR 86272T502 920 38790 SH SOLE 0 0 38790 SUNOPTA INC STKL COMMON 8676EP108 1810 181502 SH SOLE 10000 0 171502 SUPERCONDUCTOR TECH S COMMON 867931404 493 228465 SH SOLE 5000 0 223465 S&W SEED CO SANW COMMON 785135104 2189 316475 SH SOLE 14250 0 302225 SAN JUAN COMMON 798241105 1535 91670 SH SOLE 0 0 91670 T3 I WARR $3.50 5/13/ WARRANT 89853X124 2 177100 SH SOLE 5000 0 172100 T3 MOTION INC TTTM COMMON 89853X306 20 204200 SH SOLE 0 0 204200 TARGA RESOURCES COMMON 87611X105 2920 55825 SH SOLE 0 0 55825 TEAM INC TISI COMMON 878155100 4141 97795 SH SOLE 6000 0 91795 TORTOISE ENERGY INFRA TYG COMMON 89147L100 212 4450 SH SOLE 0 0 4450 TORTOISE MLP FD NTG MUTUAL 89148B101 2560 93612 SH SOLE 0 0 93612 TRAVELCENTERS OF AMERICA COMMON 894174101 86 10000 SH SOLE 10000 0 0 TRIANGLE PETROLEUM TP COMMON 89600B201 3858 465350 SH SOLE 19000 0 446350 TRUETT-HURST INC THST COMMON 897871109 1007 239800 SH SOLE 8000 0 231800 TYLER TECHNOLOGIES TY COMMON 902252105 7598 74300 SH SOLE 3000 0 71300 USA COMPRESSION COMMON 90290N109 555 20700 SH SOLE 0 0 20700 U M H PROPERTIES UMH REAL ES 903002103 655 69575 SH SOLE 0 0 69575 U S PHYSICAL THERAPY COMMON 90337L108 3402 96898 SH SOLE 4000 0 92898 UROPLASTY INC UPI COMMON 917277204 880 312672 SH SOLE 15000 0 297672 VANGUARD NAT RES COMMON 92205F106 1958 66320 SH SOLE 0 0 66320 VENAXIS INC COM APPY COMMON 92262A107 1027 474584 SH SOLE 30500 0 444084 WAVE SYSTEMS WAVX COMMON 943526400 65 72030 SH SOLE 5000 0 67030 WESDOME GOLD MINES WD COMMON 95083R100 248 451500 SH SOLE 21700 0 429800 WILLDAN GROUP INC WLD COMMON 96924N100 1460 276544 SH SOLE 15000 0 261544 WINTHROP RLTY 9.25% D PREFERR 976391508 1487 56725 SH SOLE 0 0 56725 WORLDWIDE ENERGY WEMU COMMON 98158R104 0 95225 SH SOLE 0 0 95225 XG TECH $6.87 7/15/18 WARRANT 98372A408 5 11250 SH SOLE 0 0 11250 XG TECHNOLOGY INC XGT COMMON 98372A309 569 355200 SH SOLE 20000 0 335200 XPLORE TECHNOLOGIES X COMMON 983950700 1207 193075 SH SOLE 0 0 193075 YAMANA GOLD INC AUY COMMON 98462Y100 583 67234 SH SOLE 4656 0 62578