0001105907-13-000008.txt : 20130815 0001105907-13-000008.hdr.sgml : 20130815 20130815101906 ACCESSION NUMBER: 0001105907-13-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130815 EFFECTIVENESS DATE: 20130815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 131040962 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001105907 XXXXXXXX 06-30-2013 06-30-2013 BARD ASSOCIATES INC

135 S. LASALLE STREET SUITE 3700 CHICAGO IL 60603

13F HOLDINGS REPORT 028-11597 N Tim Johnson 312-782-9600 Tim Johnson Chicago IL 08-15-2013 0 182 213845 false INFORMATION TABLE 2 bard63013.xml ABAXIS INC ABAX COMMON 002567105 1531 32232 SH SOLE 3000 0 29232 ABERDEEN LATIN AMER L FOREIGN 00306K106 235 7505 SH SOLE 0 0 7505 ACACIA RESH CORP ACTG COMMON 003881307 628 28115 SH SOLE 1500 0 26615 ACME UTD CORP ACU COMMON 004816104 2261 175818 SH SOLE 4000 0 171818 ADVANTAGE OIL & GAS A COMMON 00765F101 378 95960 SH SOLE 0 0 95960 ARLINGTON ASSET INVT REAL ES 041356205 2216 82870 SH SOLE 0 0 82870 ASHFORD 8.45% D AHT-P PREFERR 044103406 844 33375 SH SOLE 0 0 33375 ASTROTECH CORP ASTC COMMON 046484101 225 321375 SH SOLE 60000 0 261375 ASURE SOFTWARE INC AS COMMON 04649U102 705 122055 SH SOLE 10000 0 112055 ATLAS ENERGY COMMON 049298102 799 16300 SH SOLE 0 0 16300 ATLAS PIPELINE COMMON 049392103 2264 59290 SH SOLE 0 0 59290 BALCHEM CORP BCPC COMMON 057665200 3487 77925 SH SOLE 5062 0 72863 BERKSHIRE HATHAWAY BR COMMON 084670702 1597 14266 SH SOLE 0 0 14266 BOSTON BEER INC SAM COMMON 100557107 753 4415 SH SOLE 0 0 4415 BOWL AMER INC BWL COMMON 102565108 597 45945 SH SOLE 0 0 45945 BREITBURN ENERGY COMMON 106776107 1606 87985 SH SOLE 0 0 87985 BRIDGELINE SOFTWARE B COMMON 10807Q205 315 262750 SH SOLE 30000 0 232750 BURCON NUTRASCIENCE B COMMON 120831102 224 92375 SH SOLE 15000 0 77375 CALUMET SPECIALTY LP COMMON 131476103 465 12785 SH SOLE 0 0 12785 CAMDEN PPTY TR CPT REAL ES 133131102 220 3175 SH SOLE 0 0 3175 CAMPUS CREST 8.00% A PREFERR 13466Y204 992 37650 SH SOLE 0 0 37650 CAPITAL LEASING FDG L REAL ES 140288101 467 55360 SH SOLE 0 0 55360 CARRIAGE SVCS 7.00% C PREFERR 14444T309 2168 44250 SH SOLE 0 0 44250 CARRIAGE SVCS INC CSV COMMON 143905107 3967 234022 SH SOLE 6000 0 228022 CEDAR FAIR COMMON 150185106 1889 45620 SH SOLE 0 0 45620 CELADON GROUP INC CGI COMMON 150838100 914 50067 SH SOLE 6000 0 44067 COMMONWEALTH CWH REAL ES 203233101 1488 64346 SH SOLE 0 0 64346 CORENERGY INFRASTRUC REAL ES 21870U205 2649 380635 SH SOLE 8500 0 372135 CORPORATE OFF PPTYS T REAL ES 22002T108 735 28825 SH SOLE 0 0 28825 CPI AEROSTRUCTURES IN COMMON 125919308 1367 125950 SH SOLE 5000 0 120950 CRIMSON EXPLORATION C COMMON 22662K207 661 234325 SH SOLE 10000 0 224325 CUMBERLAND PHARMACEUT COMMON 230770109 474 92840 SH SOLE 0 0 92840 DAKTRONICS DAKT COMMON 234264109 1792 174620 SH SOLE 9700 0 164920 DELPHI ENERGY CORP DP COMMON 247128101 427 356000 SH SOLE 15000 0 341000 DESTINATION XL GROUP COMMON 25065K104 811 127917 SH SOLE 15000 0 112917 DHX MEDIA LTD DHX.T COMMON 252406103 3658 1211200 SH SOLE 60000 0 1151200 DORCHESTER MINERALS COMMON 25820R105 2126 86820 SH SOLE 0 0 86820 DOUBLE EAGLE 9.25% A PREFERR 258570407 1278 50880 SH SOLE 0 0 50880 DYNAMICS RESH CORP DR COMMON 268057106 136 24410 SH SOLE 0 0 24410 ENSIGN GROUP INC ENSG COMMON 29358P101 3086 87620 SH SOLE 5625 0 81995 ENVIROSTAR INC EVI COMMON 29414M100 884 502979 SH SOLE 35000 0 467979 ERICKSON AIR-CRANE IN COMMON 29482P100 1523 80950 SH SOLE 4000 0 76950 EVOLUT PETRO 8.50% A PREFERR 30049A206 1231 47350 SH SOLE 0 0 47350 EVOLUTION PETROLEUM E COMMON 30049A107 5638 516800 SH SOLE 30400 0 486400 FID/CLAY MLP FMO COMMON 31647Q106 463 16974 SH SOLE 0 0 16974 FID/CLAY PFD FFC PREFERR 338478100 872 46525 SH SOLE 0 0 46525 FIRST MAJESTIC SILVER COMMON 32076V103 2827 266985 SH SOLE 16490 0 250495 FIRST POTOMAC 7.75% A PREFERR 33610F307 1197 45375 SH SOLE 0 0 45375 FIRST POTOMAC RLTY TR REAL ES 33610F109 763 58455 SH SOLE 0 0 58455 FLEXIBLE SOLUTIONS FS COMMON 33938T104 416 526825 SH SOLE 10000 0 516825 FRANCO NEVADA CORP CO COMMON 351858105 564 15781 SH SOLE 1046 0 14735 GASTAR EXPLOR 8.620% PREFERR 36729P207 1155 47220 SH SOLE 0 0 47220 GENERAL FINANCE CORP COMMON 369822101 989 212750 SH SOLE 10000 0 202750 GLACIER WATER 9.06% A PREFERR 376398202 753 29065 SH SOLE 0 0 29065 GLADSTONE CAPITAL COR REAL ES 376535100 182 22275 SH SOLE 0 0 22275 GLADSTONE COML CORP G REAL ES 376536108 1638 87864 SH SOLE 0 0 87864 GLADSTONE LD CORP LAN REAL ES 376549101 2596 153350 SH SOLE 3000 0 150350 GLOBAL AIRCRAFT SOLUTIONS COMMON 378964100 0 50650 SH SOLE 0 0 50650 GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 40 666000 SH SOLE 0 0 666000 GOLDCORP INC NEW GG COMMON 380956409 1120 45296 SH SOLE 4300 0 40996 GP STRATEGIES CORP GP COMMON 36225V104 280 11775 SH SOLE 0 0 11775 GRACE ACQUI 8.750% P PREFERR 982568206 248 26080 SH SOLE 0 0 26080 GRAMERCY PPTY 8.125% PREFERR 38489R209 772 23100 SH SOLE 0 0 23100 GRAN TIERRA ENERGY IN COMMON 38500T101 289 48028 SH SOLE 0 0 48028 GSE SYS INC GVP COMMON 36227K106 738 489015 SH SOLE 30000 0 459015 H & Q LIFE SCIENCES H MUTUAL 404053100 861 48168 SH SOLE 0 0 48168 HAIN CELESTIAL GROUP COMMON 405217100 1517 23339 SH SOLE 2000 0 21339 HARVARD BIOSCIENCE HB COMMON 416906105 1933 411375 SH SOLE 10000 0 401375 HEALTH CARE REIT INC REAL ES 42217K106 2124 31684 SH SOLE 0 0 31684 HENRY JACK & ASSOC JK COMMON 426281101 790 16770 SH SOLE 0 0 16770 HI-CRUSH PARTNERS COMMON 428337109 489 20750 SH SOLE 0 0 20750 HUDSON TECHNOLOGIES I COMMON 444144109 2276 713400 SH SOLE 30150 0 683250 I D SYSTEMS INC IDSY COMMON 449489103 879 174800 SH SOLE 7000 0 167800 ICON PLC SHS ICLR COMMON G4705A100 418 11800 SH SOLE 0 0 11800 IDEX CORP IEX COMMON 45167R104 989 18380 SH SOLE 0 0 18380 II-VI INC IIVI COMMON 902104108 4249 261324 SH SOLE 7800 0 253524 IMAGE SENSING SYS INC COMMON 45244C104 542 73735 SH SOLE 3000 0 70735 IMPRIMIS PHARMA IMMY COMMON 45323A201 544 64100 SH SOLE 7000 0 57100 INTEST CORP INTT COMMON 461147100 1566 413285 SH SOLE 15000 0 398285 INVENTURE FOODS INC S COMMON 461212102 212 25400 SH SOLE 0 0 25400 ISHARES SILVER TRUST MUTUAL 46428Q109 742 39130 SH SOLE 0 0 39130 JAPAN SMALLER CAPTL J FOREIGN 47109U104 351 40957 SH SOLE 0 0 40957 KAYNE ANDERSON MLP KYN MUTUAL 486606106 1271 32670 SH SOLE 0 0 32670 KAYNE MIDSTREAM FUND MUTUAL 48661E106 264 8225 SH SOLE 0 0 8225 KEYNOTE SYS INC KEYN COMMON 493308100 218 11025 SH SOLE 0 0 11025 KIMCO PFD H 6.90% H K PREFERR 49446R828 872 34200 SH SOLE 0 0 34200 KMG CHEMICALS INC KMG COMMON 482564101 2863 135700 SH SOLE 5000 0 130700 KRATOS DEFENSE & SEC COMMON 50077B207 1166 179902 SH SOLE 7000 0 172902 LASALLE HOTEL 7.50% H PREFERR 517942702 1357 52175 SH SOLE 0 0 52175 LASALLE HOTEL PPTY LH REAL ES 517942108 376 15230 SH SOLE 0 0 15230 LAYNE CHRISTENSEN CO COMMON 521050104 661 33855 SH SOLE 2100 0 31755 LEXINGTON PPTYS LXP REAL ES 529043101 650 55657 SH SOLE 0 0 55657 LUMINA COPPER LCC.V COMMON 55025N104 2026 436575 SH SOLE 30000 0 406575 MAC-GRAY CORP TUC COMMON 554153106 840 59145 SH SOLE 6000 0 53145 MAGNUM HUN RE 10.25% PREFERR 55973B201 1140 45220 SH SOLE 0 0 45220 MAGNUM HUNTER MHR COMMON 55973B102 936 256340 SH SOLE 11964 0 244376 MV GOLD STX ETF GDX MUTUAL 57060U100 279 11390 SH SOLE 0 0 11390 MV JR GOLD MINERS GDXJ MUTUAL 57060U589 411 44815 SH SOLE 0 0 44815 MARTEN TRANS LTD MRTN COMMON 573075108 860 54862 SH SOLE 0 0 54862 MARTIN MIDSTREAM COMMON 573331105 1714 38865 SH SOLE 0 0 38865 MEDICAL PPTYS TRUST I REAL ES 58463J304 1767 123415 SH SOLE 0 0 123415 MERGE HEALTHCARE INC COMMON 589499102 340 94481 SH SOLE 8000 0 86481 MICRONET $6.25 04/15/ WARRANT 595117110 36 48315 SH SOLE 3000 0 45315 MICRONET ENERTEC TECH COMMON 595117102 781 172690 SH SOLE 6000 0 166690 MILLER INDS INC TENN COMMON 600551204 918 59660 SH SOLE 0 0 59660 MOCON INC MOCO COMMON 607494101 1540 113642 SH SOLE 5000 0 108642 MONMOUTH PFD-B 7.88% PREFERR 609720305 754 29200 SH SOLE 0 0 29200 MONMOUTH REAL ESTATE REAL ES 609720107 1779 180255 SH SOLE 0 0 180255 MONROE CAPITAL COMMON 610335101 1915 127850 SH SOLE 0 0 127850 NEOGENOMICS INC NEO COMMON 64049M209 2140 537700 SH SOLE 50000 0 487700 NEWMONT MINING COMMON 651639106 1990 8000 SH SOLE 1600 0 6400 NGP CAP RES CO NGPC MUTUAL 62912R107 273 44515 SH SOLE 0 0 44515 NORTHERN OIL & GAS NO COMMON 665531109 1191 89250 SH SOLE 3000 0 86250 NOVELOS THERAPEUTICS COMMON 67000M209 284 617248 SH SOLE 50000 0 567248 OCULUS INNOVATIVE SCI COMMON 67575P207 174 67611 SH SOLE 3571 0 64040 OXFORD LANE CAPITAL COMMON 691543102 1749 105665 SH SOLE 0 0 105665 PARAMOUNT GOLD & SILV COMMON 69924P102 494 415050 SH SOLE 20000 0 395050 PICO HLDGS INC PICO COMMON 693366205 2697 128671 SH SOLE 5000 0 123671 POWERSHS DB AG DBA MUTUAL 73936B408 593 23812 SH SOLE 0 0 23812 POWERSHS SMCAP UTIL PSCU COMMON 73937B837 2290 70490 SH SOLE 0 0 70490 PREFERRED APT COMM AP REAL ES 74039L103 1223 135845 SH SOLE 0 0 135845 PRIVATEBANC 10.00% A PREFERR 74272L208 1087 42055 SH SOLE 0 0 42055 PS AGRI LG ETN AGF MUTUAL 25154H533 602 37610 SH SOLE 0 0 37610 PROFESSIONAL DIVERSIT COMMON 74312Y103 302 72150 SH SOLE 5000 0 67150 PSIVIDA CORP PSDV COMMON 74440J101 323 83384 SH SOLE 20000 0 63384 PURE TECHNOLOGIES LTD COMMON 745915108 1614 373625 SH SOLE 20000 0 353625 PURECYCLE CORP PCYO COMMON 746228303 682 122000 SH SOLE 0 0 122000 QR ENERGY COMMON 74734R108 1328 75515 SH SOLE 0 0 75515 QUADRANT 4 SYSTEMS QF COMMON 74735A104 124 1912319 SH SOLE 35000 0 1877319 QUAKER CHEM CORP KWR COMMON 747316107 2341 37755 SH SOLE 2000 0 35755 QUALSTAR CORP QBAK COMMON 74758R109 369 263920 SH SOLE 20000 0 243920 RAND LOGISTICS CORP R COMMON 752182105 1190 231971 SH SOLE 20000 0 211971 RCM TECHNOLOGIES INC COMMON 749360400 514 94745 SH SOLE 10000 0 84745 RIO ALTO MNG LTD NEW COMMON 76689T104 37 20200 SH SOLE 6000 0 14200 ROYAL GOLD INC RGLD COMMON 780287108 903 21470 SH SOLE 1500 0 19970 ROYCE MICRO TRUST COMMON 780915104 2656 245680 SH SOLE 0 0 245680 S&W SEED CO SANW COMMON 785135104 2678 319525 SH SOLE 14250 0 305275 SAN JUAN COMMON 798241105 1482 92345 SH SOLE 0 0 92345 SANDSTORM GOLD LTD CO COMMON 80013R206 718 122790 SH SOLE 4700 0 118090 SARATOGA RES INC TEX COMMON 803521103 314 205150 SH SOLE 22400 0 182750 SAUL CENTERS 8.00% A PREFERR 804095200 354 13653 SH SOLE 0 0 13653 SEABRIDGE GOLD INC SA COMMON 811916105 554 58705 SH SOLE 0 0 58705 SEASPAN CORP SSW COMMON Y75638109 709 34170 SH SOLE 3000 0 31170 SENIOR HSG PPTYS SNH REAL ES 81721M109 556 21440 SH SOLE 0 0 21440 SIGNATURE BK NEW YORK COMMON 82669G104 230 2775 SH SOLE 325 0 2450 SILVER WHEATON CORP S COMMON 828336107 1611 81913 SH SOLE 1850 0 80063 SILVERCREST MINES SVL COMMON 828365106 65 46600 SH SOLE 15000 0 31600 SMARTPROS LTD SPRO COMMON 83171G103 290 165475 SH SOLE 5000 0 160475 SPARTON CORP SPA COMMON 847235108 3124 181225 SH SOLE 7000 0 174225 SPDR GOLD TRUST COMMON 78463V107 299 2511 SH SOLE 0 0 2511 SPECTRUM PHARMA SPPI COMMON 84763A108 1918 257095 SH SOLE 3500 0 253595 STANDARD PARKING CORP COMMON 853790103 2278 106155 SH SOLE 4000 0 102155 STAR BUFFET INC STRZQ COMMON 855086104 73 33625 SH SOLE 0 0 33625 STERICYCLE INC SRCL COMMON 858912108 5360 48540 SH SOLE 3200 0 45340 STORM CAT ENERGY CORP COMMON 862168101 0 193700 SH SOLE 0 0 193700 STRATEGIC HTL 8.25% C PREFERR 86272T502 948 39490 SH SOLE 0 0 39490 SUNOPTA INC STKL COMMON 8676EP108 1416 186602 SH SOLE 10000 0 176602 SUPERCONDUCTOR TECH S COMMON 867931404 310 98461 SH SOLE 5000 0 93461 SYMBILITY SOLUTIONS A COMMON 87150W104 10 25000 SH SOLE 0 0 25000 T3 I WARR $3.50 5/13/16 WARRANT 89853X124 5 177100 SH SOLE 5000 0 172100 T3 MOTION INC TTTM COMMON 89853X306 10 283900 SH SOLE 40800 0 243100 TARGA RESOURCES COMMON 87611X105 2998 59425 SH SOLE 0 0 59425 TEAM INC TISI COMMON 878155100 3741 98845 SH SOLE 6000 0 92845 TORTOISE ENERGY INFRA TYG COMMON 89147L100 207 4450 SH SOLE 0 0 4450 TORTOISE MLP FD NTG MUTUAL 89148B101 2749 94047 SH SOLE 0 0 94047 TRAVELCENTERS OF AMERICA COMMON 894174101 109 10000 SH SOLE 10000 0 0 TRIANGLE PETROLEUM TP COMMON 89600B201 3503 499777 SH SOLE 19000 0 480777 TRUETT-HURST INC THST COMMON 897871109 1415 239850 SH SOLE 8000 0 231850 TYLER TECHNOLOGIES TY COMMON 902252105 5731 83600 SH SOLE 3000 0 80600 USA COMPRESSION COMMON 90290N109 487 20700 SH SOLE 0 0 20700 U M H PROPERTIES UMH REAL ES 903002103 720 70125 SH SOLE 0 0 70125 U S PHYSICAL THERAPY COMMON 90337L108 2717 98298 SH SOLE 4000 0 94298 UROPLASTY INC UPI COMMON 917277204 673 325022 SH SOLE 15000 0 310022 VANGUARD NAT RES COMMON 92205F106 1878 67320 SH SOLE 0 0 67320 VENAXIS INC COM APPY COMMON 92262A107 581 476584 SH SOLE 30500 0 446084 WAVE SYSTEMS CORP WAV COMMON 943526301 109 364125 SH SOLE 20000 0 344125 WESDOME GOLD MINES WD COMMON 95083R100 168 479300 SH SOLE 21700 0 457600 WILLDAN GROUP INC WLD COMMON 96924N100 867 287944 SH SOLE 15000 0 272944 WINTHROP RLTY 9.25% D PREFERR 976391508 1543 57925 SH SOLE 0 0 57925 WORLDWIDE ENERGY WEMU COMMON 98158R104 0 95475 SH SOLE 0 0 95475 XPLORE TECHNOLOGIES X COMMON 983950700 687 200775 SH SOLE 5000 0 195775 YAMANA GOLD INC AUY COMMON 98462Y100 650 68308 SH SOLE 4656 0 63652