0001105907-11-000006.txt : 20110512
0001105907-11-000006.hdr.sgml : 20110512
20110512151850
ACCESSION NUMBER: 0001105907-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110512
DATE AS OF CHANGE: 20110512
EFFECTIVENESS DATE: 20110512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 11835519
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
r13f-03312011.txt
MARCH 31, 2011 HOLDINGS
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: MARCH 31,2011
Check here if Amendment [ ]; Amendment Number: 1
This Amendment (Check only one.): [ ]is a restatement.
[ ]adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Bard Associates Inc.
Address: 135 South LaSalle Street, Suite 3700
Chicago, IL 60603
Form 13F File Number: 28-11597
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained herein
is true, correct and complete and that it is understood that all
required items, statements, schedules, lists and tables are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tim Johnson
Title: President
Phone: 312-782-9600
Signature, Place, and Date of Signing:
/s/ Tim Johnson Chicago, IL MAY 12, 2011
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x]13F HOLDINGS REPORT
[ ]13F NOTICE
[ ]13F COMBINATION REPORT
List of Other managers Reporting for this Manager:
None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 177
Form 13F Information Table Value Total: $ 191,304
(thousands)
List of Other Included Managers:
None
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 3/31/2011
VOTING VOTING VOTING
NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH
OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS)
ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE
ABAXIS INC ABAX COMMON 002567105 1,085 37,636 x 3,000 0 34,636
ACACIA RESH CORP ACTG COMMON 003881307 1,237 36,000 x 1,500 0 34,500
ACME UTD CORP ACU COMMON 004816104 1,410 145,990 x 2,000 0 143,990
ADEONA PHARMA COMMON 00685T108 23 13,399 x 6,899 0 6,500
ADVANTAGE OIL & GAS A COMMON 00765F101 932 103,910 x 0 0 103,910
ALLIANCE RESOURCES COMMON 01877R108 3,495 42,920 x 0 0 42,920
ASHFORD 8.45% D AHT-P PREFERR 044103406 858 35,175 x 0 0 35,175
ASTROTECH CORP ASTC COMMON 046484101 623 584,061 x 60,000 0 524,061
ASURE SOFTWARE INC AS COMMON 04649U102 82 31,200 x 5,500 0 25,700
ATLAS ENERGY COMMON 04930A104 754 33,747 x 0 0 33,747
ATLAS PIPELINE COMMON 049392103 2,043 59,210 x 0 0 59,210
AUTOMATED BENEFITS CO COMMON 05280P104 19 75,000 x 0 0 75,000
BAJA MINING CORP BAJ. COMMON 05709R103 1,050 972,450 x 60,000 0 912,450
BALCHEM CORP BCPC COMMON 057665200 3,578 95,356 x 5,062 0 90,294
BERKSHIRE HATHAWAY BR COMMON 084670702 1,220 14,584 x 0 0 14,584
BOSTON BEER INC SAM COMMON 100557107 434 4,690 x 0 0 4,690
BOWL AMER INC BWL COMMON 102565108 578 46,190 x 0 0 46,190
BRIDGELINE SOFTWARE B COMMON 10807Q205 305 276,899 x 20,000 0 256,899
CAPITAL LEASING FDG L REAL ES 140288101 233 42,535 x 0 0 42,535
CARRIAGE SVCS 7.00% C PREFERR 14444T309 1,619 47,625 x 0 0 47,625
CARRIAGE SVCS INC CSV COMMON 143905107 1,216 220,650 x 3,000 0 217,650
CASUAL MALE RETAIL GR COMMON 148711302 526 107,050 x 15,000 0 92,050
CEDAR FAIR COMMON 150185106 981 51,070 x 0 0 51,070
CE FRANKLIN LTD CFK COMMON 125151100 401 40,735 x 0 0 40,735
CELADON GROUP INC CGI COMMON 150838100 493 30,359 x 2,000 0 28,359
CGX ENERGY INC OYL.V COMMON 125405100 732 644,000 x 30,000 0 614,000
COGDELL SPENCER INC C REAL ES 19238U107 370 62,295 x 0 0 62,295
CONSTELLATION ENERGY COMMON 21038E101 66 29,530 x 0 0 29,530
COMMONWEALTH REIT CWH REAL ES 203233101 1,490 57,365 x 0 0 57,365
COMMONWEALTH REIT PFD PREFERR 203233309 262 10,490 x 0 0 10,490
CORPORATE OFF PPTYS T REAL ES 22002T108 861 23,830 x 0 0 23,830
CRIMSON EXPLORATION C COMMON 22662K207 801 196,400 x 10,000 0 186,400
CUMBERLAND PHARMACEUT COMMON 230770109 408 73,850 x 0 0 73,850
CURRENCYSHS JAPAN YEN MUTUAL 23130A102 440 3,708 x 0 0 3,708
DAKTRONICS DAKT COMMON 234264109 1,620 150,670 x 9,700 0 140,970
DEER CONSUMER PRODS D COMMON 24379J200 472 65,080 x 2,000 0 63,080
PS AGRI LG ETN AGF MUTUAL 25154H533 713 33,150 x 0 0 33,150
DHX MEDIA LTD DHX.T COMMON 252406103 554 599,300 x 40,000 0 559,300
DORCHESTER MINERALS COMMON 25820R105 2,667 91,220 x 0 0 91,220
DOUBLE EAGLE 9.25% A PREFERR 258570407 1,121 42,965 x 0 0 42,965
DYNAVOX INC DVOX COMMON 26817F104 673 121,875 x 4,000 0 117,875
ENERGYCONNECT GROUP E COMMON 292748100 202 942,366 x 59,000 0 883,366
ENSIGN GROUP INC ENSG COMMON 29358P101 2,199 68,870 x 5,625 0 63,245
ENVIROSTAR INC EVI COMMON 29414M100 431 314,800 x 30,000 0 284,800
EVOLUTION PETROLEUM E COMMON 30049A107 3,758 481,775 x 30,400 0 451,375
EXCEL MARITIME CARRIE COMMON V3267N107 197 45,916 x 4,500 0 41,416
FID/CLAY MLP FMO COMMON 31647Q106 339 4,940 x 0 0 4,940
FID/CLAY PFD FFC PREFERR 338478100 685 40,080 x 0 0 40,080
FIRST MAJESTIC SILVER COMMON 32076V103 3,911 184,575 x 13,650 0 170,925
FIRST POTOMAC RLTY TR REAL ES 33610F109 674 42,765 x 0 0 42,765
FLEXIBLE SOLUTIONS FS COMMON 33938T104 683 461,475 x 10,000 0 451,475
GENERAL FINANCE CORP COMMON 369822101 695 205,724 x 4,000 0 201,724
GLACIER WATER 9.06% A PREFERR 376398202 649 26,050 x 0 0 26,050
GLADSTONE COML CORP G REAL ES 376536108 1,268 69,544 x 0 0 69,544
GLOBAL AIRCRAFT SOL G COMMON 378964100 0 55,650 x 0 0 55,650
GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 659 796,000 x 0 0 796,000
GMX BONDS 32.50 5.00% CONVERT 38011MAB4 402 420,000 x 0 0 420,000
GMX RES INC 9.25% B G PREFERR 38011M405 472 19,650 x 0 0 19,650
GOLDCORP INC NEW GG COMMON 380956409 2,563 51,458 x 4,300 0 47,158
GRACE ACQUI 8.75% WGC PREFERR 982568206 18 27,080 x 0 0 27,080
GRAMERCY 8.125%A GKK- PREFERR 384871307 519 24,735 x 0 0 24,735
GRAN TIERRA ENERGY IN COMMON 38500T101 409 50,628 x 0 0 50,628
GSE SYS INC GVP COMMON 36227K106 358 158,390 x 14,000 0 144,390
H & Q LIFE SCIENCES H MUTUAL 404053100 661 54,989 x 0 0 54,989
HAIN CELESTIAL GROUP COMMON 405217100 838 25,961 x 2,000 0 23,961
HALLADOR ENERGY HNRG COMMON 40609P105 2,246 193,640 x 4,000 0 189,640
HAMPSHIRE GROUP LTD H COMMON 408859106 236 64,655 x 3,000 0 61,655
HARD CREEK NICKEL COR COMMON 411637101 114 246,450 x 0 0 246,450
HARVARD BIOSCIENCE HB COMMON 416906105 2,009 353,675 x 6,000 0 347,675
HEALTH CARE REIT INC REAL ES 42217K106 1,810 34,523 x 0 0 34,523
HEARX LTD EAR COMMON 422360305 219 430,250 x 30,000 0 400,250
HENRY JACK & ASSOC JK COMMON 426281101 636 18,770 x 0 0 18,770
HUDSON TECHNOLOGIES I COMMON 444144109 1,153 591,200 x 20,000 0 571,200
ICON PUB LTD CO ICLR COMMON 45103T107 298 13,800 x 0 0 13,800
IDEX CORP IEX COMMON 45167R104 893 20,467 x 0 0 20,467
II-VI INC IIVI COMMON 902104108 6,076 122,137 x 3,900 0 118,237
IMAGE SENSING SYS INC COMMON 45244C104 1,152 83,870 x 4,000 0 79,870
INDIA FD INC IFN FOREIGN 454089103 373 11,330 x 0 0 11,330
INTERNATIONAL COAL GR COMMON 45928H106 2,262 200,155 x 9,000 0 191,155
INTEST CORP INTT COMMON 461147100 1,231 334,635 x 10,000 0 324,635
INTL COAL 6.10 9.00% CONVERT 45928HAD8 1,278 710,000 x 0 0 710,000
INVENTURE FOODS INC S COMMON 461212102 90 23,500 x 0 0 23,500
ISHARES SILVER TRUST MUTUAL 46428Q109 1,267 34,465 x 0 0 34,465
ITERIS INC ITI COMMON 46564T107 21 14,600 x 0 0 14,600
J ALEXANDER CORP JAX COMMON 466096104 635 103,237 x 10,000 0 93,237
JAGUAR MNG INC JAG COMMON 47009M103 542 103,925 x 3,125 0 100,800
KAYNE ANDERSON MLP KY MUTUAL 486606106 1,099 33,635 x 0 0 33,635
KENSEY NASH CORP KNSY COMMON 490057106 940 37,745 x 2,000 0 35,745
KIMCO PFD H 7.90% H K PREFERR 49446R828 886 35,600 x 0 0 35,600
KMG CHEMICALS INC KMG COMMON 482564101 2,461 125,185 x 5,000 0 120,185
KRATOS DEFENSE & SEC COMMON 50077B207 1,476 103,768 x 4,275 0 99,493
LASALLE HOTEL PPTY LH REAL ES 517942108 252 9,350 x 0 0 9,350
LAYNE CHRISTENSEN CO COMMON 521050104 726 21,050 x 2,100 0 18,950
LEXINGTON CORP 8.05% PREFERR 529043200 708 28,265 x 0 0 28,265
LEXINGTON PPTYS LXP REAL ES 529043101 446 47,752 x 0 0 47,752
LIME ENERGY CO LIME COMMON 53261U205 935 192,717 x 7,142 0 185,575
LINN ENERGY LLC LINE COMMON 536020100 437 11,235 x 0 0 11,235
LUMINA COPPER LCC.V COMMON 55025N104 3,297 460,850 x 30,000 0 430,850
MAC-GRAY CORP TUC COMMON 554153106 925 57,345 x 5,000 0 52,345
MAGNUM HUN RE 10.25% PREFERR 55973B201 913 35,670 x 0 0 35,670
MAGNUM HUNTER MHR COMMON 55973B102 175 20,400 x 0 0 20,400
MARTEN TRANS LTD MRTN COMMON 573075108 833 37,375 x 0 0 37,375
MARTIN MIDSTREAM COMMON 573331105 1,620 40,472 x 0 0 40,472
MEDICAL PPTYS TRUST I REAL ES 58463J304 1,199 103,595 x 0 0 103,595
MEDICIS PHARMACEUTICA COMMON 584690309 1,185 36,990 x 0 0 36,990
MILLER INDS INC TENN COMMON 600551204 1,037 63,885 x 0 0 63,885
MOCON INC MOCO COMMON 607494101 1,547 108,587 x 5,000 0 103,587
MONMOUTH REAL ESTATE REAL ES 609720107 1,320 160,725 x 0 0 160,725
MPG OFFICE 7.625% MPG PREFERR 553274200 473 27,420 x 0 0 27,420
MTS SYS CORP MTSC COMMON 553777103 1,015 22,275 x 2,500 0 19,775
MV GOLD STX ETF GDX MUTUAL 57060U100 651 10,825 x 0 0 10,825
MV JR GOLD MINERS GDXJ MUTUAL 57060U589 951 24,260 x 0 0 24,260
NATURAL RES PTNRS COMMON 63900P103 1,262 35,980 x 0 0 35,980
NCI INC NCIT COMMON 62886K104 1,471 60,355 x 3,000 0 57,355
NEOGENOMICS INC NGNM COMMON 64049M209 867 632,750 x 50,000 0 582,750
NEOSTEM INC NBS COMMON 640650305 96 55,625 x 4,000 0 51,625
NEWMONT MNG CORP NEM COMMON 651639106 516 9,450 x 1,600 0 7,850
NGAS RESOURCES INC NG COMMON 62912T103 236 342,100 x 0 0 342,100
NGP CAP RES CO NGPC MUTUAL 62912R107 245 25,425 x 0 0 25,425
NORTHERN OIL & GAS NO COMMON 665531109 2,364 88,550 x 3,000 0 85,550
OMEGA NAVIGATION CL A COMMON Y6476R105 47 47,455 x 0 0 47,455
OPHTHALMIC IMAGING SY COMMON 683737209 577 712,150 x 50,000 0 662,150
PARAMOUNT GOLD & SILV COMMON 69924P102 1,568 404,200 x 20,000 0 384,200
PETMED EXPRESS INC PE COMMON 716382106 1,113 70,205 x 3,000 0 67,205
PICO HLDGS INC PICO COMMON 693366205 2,523 83,942 x 5,000 0 78,942
POWERSHS DB AG DBA MUTUAL 73936B408 858 25,054 x 0 0 25,054
POWERSHS SMCAP UTIL COMMON 73937B837 1,375 48,040 x 0 0 48,040
PRIVATEBANC 10.00% A PREFERR 74272L208 1,025 39,030 x 0 0 39,030
PSIVIDA CORP PSDV COMMON 74440J101 370 94,409 x 20,000 0 74,409
PURE TECHNOLOGIES LTD COMMON 745915108 1,483 302,425 x 20,000 0 282,425
PURECYCLE CORP PCYO COMMON 746228303 397 102,000 x 0 0 102,000
QUAKER CHEM CORP KWR COMMON 747316107 1,580 39,325 x 2,000 0 37,325
QUALSTAR CORP QBAK COMMON 74758R109 476 266,110 x 10,000 0 256,110
RAND LOGISTICS CORP R COMMON 752182105 812 111,081 x 16,000 0 95,081
RCM TECHNOLOGIES INC COMMON 749360400 563 110,677 x 10,000 0 100,677
ROYCE MICRO TRUST COMMON 780915104 2,224 217,169 x 0 0 217,169
ROBBINS & MYERS INC R COMMON 770196103 323 7,030 x 1,788 0 5,242
ROYAL GOLD INC RGLD COMMON 780287108 1,182 22,550 x 1,500 0 21,050
SPDR GOLD TRUST COMMON 78463V107 243 1,740 x 0 0 1,740
SAN JUAN ROYALTY COMMON 798241105 2,378 86,305 x 0 0 86,305
SAUL CENTERS 8.00% A PREFERR 804095200 729 28,825 x 0 0 28,825
SCIENTIFIC LEARNING S COMMON 808760102 400 128,850 x 6,000 0 122,850
SEABRIDGE GOLD INC SA COMMON 811916105 3,108 97,670 x 4,000 0 93,670
SEASPAN CORP SSW COMMON Y75638109 1,335 68,635 x 3,000 0 65,635
SENIOR HSG PPTYS SNH REAL ES 81721M109 218 9,475 x 0 0 9,475
SILVER WHEATON CORP S COMMON 828336107 3,577 82,489 x 1,850 0 80,639
SMARTPROS LTD SPRO COMMON 83171G103 518 228,200 x 5,000 0 223,200
SPARTON CORP SPA COMMON 847235108 1,150 147,975 x 5,000 0 142,975
STANDARD PARKING CORP COMMON 853790103 1,491 83,925 x 2,500 0 81,425
STAR BUFFET INC STRZ COMMON 855086104 133 86,560 x 9,500 0 77,060
STERICYCLE INC SRCL COMMON 858912108 4,994 56,320 x 3,200 0 53,120
STORM CAT ENERGY CORP COMMON 862168101 0 207,450 x 0 0 207,450
STRATEGIC HOTEL8.25% PREFERR 86272T502 982 36,730 x 0 0 36,730
SUNOPTA INC STKL COMMON 8676EP108 1,376 185,165 x 10,000 0 175,165
SYNOVIS LIFE TECH SYN COMMON 87162G105 2,202 114,945 x 4,000 0 110,945
TARGA RESOURCES COMMON 87611X105 1,997 57,590 x 0 0 57,590
TEAM INC TISI COMMON 878155100 2,797 106,530 x 6,000 0 100,530
TORTOISE ENERGY TYG MUTUAL 89147L100 744 18,511 x 0 0 18,511
TORTOISE CAP RES TTO MUTUAL 89147N304 1,723 196,420 x 4,000 0 192,420
TORTOISE MLP FD NTG MUTUAL 89148B101 2,782 105,787 x 0 0 105,787
TRIANGLE PETROLEUM TP COMMON 89600B201 1,773 213,660 x 9,283 0 204,377
TSAKOS ENERGY NAVIGAT COMMON G9108L108 167 15,235 x 0 0 15,235
TYLER TECHNOLOGIES TY COMMON 902252105 2,359 99,500 x 3,000 0 96,500
U M H PROPERTIES UMH REAL ES 903002103 460 46,300 x 0 0 46,300
U S PHYSICAL THERAPY COMMON 90337L108 1,582 70,808 x 2,580 0 68,228
UROPLASTY INC UPI COMMON 917277204 2,083 315,181 x 15,000 0 300,181
US NATL GAS UNG MUTUAL 912318102 323 28,108 x 0 0 28,108
VANGUARD NAT RES COMMON 92205F106 1,807 56,850 x 0 0 56,850
VASCO DATA SEC INTL I COMMON 92230Y104 161 11,760 x 2,500 0 9,260
WAVE SYSTEMS CORP WAV COMMON 943526301 1,160 370,625 x 20,000 0 350,625
WCA WASTE CORP WCAA COMMON 92926K103 694 115,600 x 7,000 0 108,600
WESCORP ENERGY INC WS COMMON 95083L103 89 805,200 x 100,000 0 705,200
WESDOME GOLD MINES WD COMMON 95083R100 1,338 474,850 x 15,600 0 459,250
WILLDAN GROUP INC WLD COMMON 96924N100 1,325 328,760 x 10,000 0 318,760
WORLDWIDE ENERGY WEMU COMMON 98158R104 833 266,175 x 0 0 266,175
YAMANA GOLD INC AUY COMMON 98462Y100 1,062 86,297 x 4,470 0 81,827
YELLOW MEDIA INC YLO. COMMON 985521103 569 99,570 x 0 0 99,570
191,304