-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BzENBr4TLUjSuISNoJBbS4umaZlNd54VzGU+fJBwXmpdFnqd4ebs1ZHjNkK5WRCP WxCwxPPg5K1PyurdIRLJOg== 0001105907-10-000008.txt : 20100805 0001105907-10-000008.hdr.sgml : 20100805 20100805164658 ACCESSION NUMBER: 0001105907-10-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100805 DATE AS OF CHANGE: 20100805 EFFECTIVENESS DATE: 20100805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 10995085 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r13f-063010.txt 6/30/2010 HOLDINGS SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2010 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): []is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bard Associates Inc. Address: 135 South LaSalle Street, Suite 3700 Chicago, IL 60603 Form 13F File Number: 28-11597 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tim Johnson Title: President Phone: 312-782-9600 Signature, Place, and Date of Signing: /s/ Tim Johnson Chicago, IL AUGUST 5, 2010 [Signature] [City, State] [Date] Report Type (Check only one.): [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 178 Form 13F Information Table Value Total: $ 137,548 (thousands) List of Other Included Managers: None DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 06/30/2010 VOTING VOTING VOTING VOTING VOTING VOTING NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS) ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE ABAXIS INC ABAX COMMON 002567105 798 37,236 x 3,800 0 33,436 ACACIA RESH CORP ACTG COMMON 003881307 548 38,485 x 2,000 0 36,485 ADEONA PHARMA COMMON 00685T108 15 13,399 x 6,899 0 6,500 ADVANTAGE OIL & GAS A COMMON 00765F101 599 103,160 x 1,200 0 101,960 AERO GROW INTL AERO COMMON 00768M103 36 237,525 x 100,000 0 137,525 ALLIANCE RESOURCES COMMON 01877R108 2,053 45,660 x 400 0 45,260 APPLIED SIGNAL TECH A COMMON 038237103 1,049 53,385 x 2,100 0 51,285 ARGON ST STSTD COMMON 040149106 2,282 66,540 x 4,500 0 62,040 ASHFORD 8.45% D AHT-P PREFERR 044103406 718 35,475 x 0 0 35,475 ASPENBIO PHARMA INC A COMMON 045346103 361 368,015 x 20,000 0 348,015 ASTROTECH CORP ASTC COMMON 046484101 702 565,911 x 73,000 0 492,911 ASURE SOFTWARE INC AS COMMON 04649U102 56 25,325 x 5,500 0 19,825 ATLAS AMERICA INC COM COMMON 049298102 2,390 88,307 x 6,100 0 82,207 ATLAS PIPELINE COMMON 049392103 555 57,485 x 0 0 57,485 BAJA MINING CORP BAJ. COMMON 05709R103 230 394,800 x 48,000 0 346,800 BALCHEM CORP BCPC COMMON 057665200 2,537 101,466 x 6,662 0 94,804 IPATH DJAIG GAZ MUTUAL 06739H644 418 39,790 x 1,000 0 38,790 BERKSHIRE HATHAWAY BR COMMON 084670702 958 12,019 x 0 0 12,019 BOOTS & COOTS WEL COMMON 099469504 50 17,000 x 0 0 17,000 BOSTON BEER INC SAM COMMON 100557107 316 4,690 x 0 0 4,690 BOWL AMER INC BWL COMMON 102565108 567 40,240 x 0 0 40,240 BRIDGELINE SOFTWARE B COMMON 10807Q205 265 225,349 x 10,000 0 215,349 CAPITAL LEASING FDG L REAL ES 140288101 197 42,685 x 0 0 42,685 CARRIAGE SVCS 7.00% C PREFERR 14444T309 1,429 47,625 x 300 0 47,325 CASUAL MALE RETAIL GR COMMON 148711302 293 85,650 x 5,000 0 80,650 CEDAR FAIR COMMON 150185106 599 48,630 x 500 0 48,130 CE FRANKLIN LTD CFK COMMON 125151100 242 37,710 x 0 0 37,710 CELADON GROUP INC CGI COMMON 150838100 356 25,144 x 2,000 0 23,144 CGX ENERGY INC CGXEF COMMON 125405100 367 644,000 x 30,000 0 614,000 COGDELL SPENCER INC C REAL ES 19238U107 436 64,545 x 700 0 63,845 CONSTELLATION ENERGY COMMON 21038E101 154 48,055 x 1,500 0 46,555 CORPORATE OFF PPTYS T REAL ES 22002T108 851 22,535 x 400 0 22,135 CRIMSON EXPLORATION C COMMON 22662K207 551 206,450 x 11,000 0 195,450 CUMBERLAND PHARMACEUT COMMON 230770109 420 65,480 x 600 0 64,880 CURRENCYSHS JAPAN YEN MUTUAL 23130A102 437 3,898 x 50 0 3,848 DAKTRONICS DAKT COMMON 234264109 1,095 146,020 x 11,300 0 134,720 PS AGRI LG ETN AGF MUTUAL 25154H533 425 32,225 x 800 0 31,425 DORCHESTER MINERALS COMMON 25820R105 2,301 90,140 x 1,000 0 89,140 DHX MEDIA LTD DHX.T COMMON 252406103 436 565,300 x 40,000 0 525,300 DOUBLE EAGLE 9.25% A PREFERR 258570407 1,046 41,415 x 400 0 41,015 DYNAMEX INC DDMX COMMON 26784F103 700 57,360 x 2,100 0 55,260 DYNAVOX INC DVOX COMMON 26817F104 534 33,380 x 1,500 0 31,880 ENERGYCONNECT GROUP E COMMON 292748100 144 947,366 x 59,000 0 888,366 ENSIGN GROUP INC ENSG COMMON 29358P101 1,069 64,735 x 6,225 0 58,510 ENVIROSTAR INC EVI COMMON 29414M100 324 287,050 x 37,000 0 250,050 EVOLUTION PETROLEUM E COMMON 30049A107 2,401 479,175 x 34,400 0 444,775 EXCEL MARITIME CARRIE COMMON V3267N107 299 58,445 x 4,976 0 53,469 FID/CLAY MLP FMO COMMON 31647Q106 258 13,329 x 0 0 13,329 FID/CLAY PFD FFC PREFERR 338478100 452 28,880 x 0 0 28,880 FIRST MAJESTIC SILVER COMMON 32076V103 876 217,600 x 9,100 0 208,500 FIRST POTOMAC RLTY TR REAL ES 33610F109 573 39,865 x 0 0 39,865 FLEXIBLE SOLUTIONS FS COMMON 33938T104 757 448,175 x 14,000 0 434,175 GENERAL FINANCE CORP COMMON 369822101 255 203,674 x 6,000 0 197,674 GLACIER WATER 9.06% A PREFERR 376398202 568 24,850 x 0 0 24,850 GLADSTONE COML CORP G REAL ES 376536108 1,083 66,294 x 600 0 65,694 GLOBAL AIRCRAFT SOL G COMMON 378964100 0 55,650 x 0 0 55,650 GLOBUS MARITIME GBMLF COMMON G39929107 68 32,620 x 0 0 32,620 GMX BONDS 18.75 4.50% CONVERT 38011MAJ7 573 796,000 x 0 0 796,000 GMX BONDS 32.50 5.00% CONVERT 38011MAB4 518 700,000 x 0 0 700,000 GMX RES INC 9.25% B G PREFERR 38011M405 419 18,450 x 0 0 18,450 GOLDCORP INC NEW GG COMMON 380956409 2,265 51,656 x 4,300 0 47,356 GRACE ACQUI 8.75% WGC PREFERR 982568206 1 27,080 x 0 0 27,080 GRAMERCY 8.125%A GKK- PREFERR 384871307 242 24,935 x 0 0 24,935 GRAN TIERRA ENERGY IN COMMON 38500T101 257 51,728 x 0 0 51,728 GSE SYS INC GVP COMMON 36227K106 527 129,790 x 5,000 0 124,790 H & Q LIFE SCIENCES H MUTUAL 404053100 483 54,991 x 580 0 54,411 HAIN CELESTIAL GROUP COMMON 405217100 506 25,111 x 2,300 0 22,811 HALLADOR ENERGY COMPA COMMON 40609P105 952 106,321 x 0 0 106,321 HAMPSHIRE GROUP LTD H COMMON 408859106 286 59,055 x 4,600 0 54,455 HARD CREEK NICKEL COR COMMON 411637101 73 294,450 x 0 0 294,450 HEALTH CARE REIT INC REAL ES 42217K106 1,454 34,523 x 540 0 33,983 HEARX LTD EAR COMMON 422360305 406 432,150 x 35,000 0 397,150 HENRY JACK & ASSOC JK COMMON 426281101 486 20,370 x 0 0 20,370 HILLTOP HOLD 8.25% A PREFERR 432748200 758 29,970 x 600 0 29,370 HRPT PPTYS 7.125%C HR PREFERR 40426W408 234 10,290 x 0 0 10,290 HRPT PPTYS TR HRP REAL ES 40426W101 1,427 229,720 x 2,000 0 227,720 HUDSON TECHNOLOGIES I COMMON 444144109 714 349,800 x 13,000 0 336,800 ICON PUB LTD CO ICLR COMMON 45103T107 399 13,800 x 0 0 13,800 IDEX CORP IEX COMMON 45167R104 608 21,267 x 800 0 20,467 II-VI INC IIVI COMMON 902104108 3,708 125,137 x 5,500 0 119,637 IMAGE SENSING SYS INC COMMON 45244C104 1,017 75,650 x 4,700 0 70,950 INDIA FD INC IFN FOREIGN 454089103 347 11,460 x 0 0 11,460 INTELLIGROUP INC ITIG COMMON 45816A106 1,021 220,450 x 7,000 0 213,450 INTERNATIONAL COAL GR COMMON 45928H106 794 206,355 x 11,000 0 195,355 INTL COAL 6.10 9.00% CONVERT 45928HAD8 819 725,000 x 0 0 725,000 ISHARES SILVER TRUST MUTUAL 46428Q109 567 31,140 x 0 0 31,140 INVENTURE FOODS INC S COMMON 461212102 58 19,100 x 0 0 19,100 ITERIS INC ITI COMMON 46564T107 20 14,600 x 2,400 0 12,200 J ALEXANDER CORP JAX COMMON 466096104 457 93,612 x 10,000 0 83,612 JAGUAR MNG INC JAG COMMON 47009M103 893 101,125 x 4,525 0 96,600 KAYNE ANDERSON MLP KY MUTUAL 486606106 859 32,835 x 0 0 32,835 KENSEY NASH CORP KNSY COMMON 490057106 821 34,620 x 2,400 0 32,220 KMG CHEMICALS INC KMG COMMON 482564101 1,739 121,135 x 6,500 0 114,635 KRATOS DEFENSE & SEC COMMON 50077B207 451 42,915 x 3,250 0 39,665 LAYNE CHRISTENSEN CO COMMON 521050104 479 19,750 x 2,100 0 17,650 LEXINGTON CORP 8.05% PREFERR 529043200 583 26,265 x 0 0 26,265 LEXINGTON PPTYS LXP REAL ES 529043101 283 47,008 x 782 0 46,226 LIME ENERGY CO LIME COMMON 53261U205 676 197,023 x 8,570 0 188,453 LINN ENERGY LLC LINE COMMON 536020100 269 10,150 x 0 0 10,150 LUMINA COPPER LCC.V COMMON 55025N104 526 469,800 x 44,000 0 425,800 MAC-GRAY CORP TUC COMMON 554153106 603 54,120 x 5,000 0 49,120 MAGNUM HUN RE 10.25% PREFERR 55973B201 893 35,745 x 0 0 35,745 MAGNUM HUNTER MHR COMMON 55973B102 89 20,400 x 0 0 20,400 MARTEN TRANS LTD MRTN COMMON 573075108 785 37,775 x 0 0 37,775 MARTIN MIDSTREAM COMMON 573331105 1,216 39,455 x 400 0 39,055 MEDICAL PPTYS TRUST I REAL ES 58463J304 947 100,370 x 1,500 0 98,870 MILLER INDS INC TENN COMMON 600551204 853 63,310 x 1,000 0 62,310 MOCON INC MOCO COMMON 607494101 1,129 104,937 x 6,000 0 98,937 MONMOUTH REAL ESTATE REAL ES 609720107 1,131 153,025 x 1,000 0 152,025 MPG OFFICE 7.625% MPG PREFERR 553274200 394 27,770 x 0 0 27,770 MTS SYS CORP MTSC COMMON 553777103 646 22,275 x 2,850 0 19,425 MV GOLD STX ETF GDX MUTUAL 57060U100 569 10,950 x 0 0 10,950 MV JR GOLD MINERS GDXJ MUTUAL 57060U589 1,136 41,675 x 400 0 41,275 NATURAL RES PTNRS COMMON 63900P103 865 36,580 x 0 0 36,580 NCI INC NCIT COMMON 62886K104 1,357 60,105 x 3,700 0 56,405 NEOGENOMICS INC NGNM COMMON 64049M209 749 589,700 x 55,000 0 534,700 NEOSTEM INC NBS COMMON 640650305 92 50,375 x 4,000 0 46,375 NEWMONT MNG CORP NEM COMMON 651639106 608 9,850 x 1,600 0 8,250 NGAS RESOURCES INC NG COMMON 62912T103 495 471,050 x 31,500 0 439,550 NGP CAP RES CO NGPC MUTUAL 62912R107 236 32,950 x 0 0 32,950 NORTHERN OIL & GAS NO COMMON 665531109 1,177 91,675 x 4,600 0 87,075 OMEGA NAVIGATION CL A COMMON Y6476R105 146 75,105 x 1,800 0 73,305 OPHTHALMIC IMAGING SY COMMON 683737209 655 654,800 x 53,000 0 601,800 PACIFIC OFFICE PPTY P REAL ES 694714106 298 73,400 x 2,000 0 71,400 PARAMOUNT GOLD & SILV COMMON 69924P102 491 377,550 x 26,000 0 351,550 PATRICK INDS INC PATK COMMON 703343103 70 37,991 x 0 0 37,991 PETMED EXPRESS INC PE COMMON 716382106 1,097 61,630 x 3,800 0 57,830 PICO HLDGS INC PICO COMMON 693366205 2,328 77,682 x 5,500 0 72,182 POWERSHS DB AG DBA MUTUAL 73936B408 614 25,594 x 0 0 25,594 PRIVATEBANC 10.00% A PREFERR 74272L208 960 37,930 x 500 0 37,430 PROSHRS RUS2T2X UWM COMMON 74347R842 474 18,000 x 0 0 18,000 PSIVIDA CORP PSDV COMMON 74440J101 336 93,009 x 20,000 0 73,009 PURE TECHNOLOGIES LTD COMMON 745915108 863 227,600 x 24,000 0 203,600 QUAKER CHEM CORP KWR COMMON 747316107 1,092 40,325 x 2,400 0 37,925 QUALSTAR CORP QBAK COMMON 74758R109 493 263,885 x 13,000 0 250,885 RAND LOGISTICS CORP R COMMON 752182105 559 109,489 x 18,592 0 90,897 RCM TECHNOLOGIES INC COMMON 749360400 491 109,885 x 12,000 0 97,885 ROYCE MICRO TRUST COMMON 780915104 1,425 194,164 x 0 0 194,164 ROYAL GOLD INC RGLD COMMON 780287108 1,087 22,650 x 5,500 0 17,150 SAN JUAN ROY TRST COMMON 798241105 2,020 82,750 x 800 0 81,950 SAUL CENTERS 8.00% A PREFERR 804095200 702 27,825 x 0 0 27,825 SCIENTIFIC LEARNING S COMMON 808760102 659 125,200 x 8,000 0 117,200 SEABRIDGE GOLD INC SA COMMON 811916105 3,137 101,370 x 5,200 0 96,170 SEASPAN CORP SSW COMMON Y75638109 694 69,360 x 3,500 0 65,860 SILVER WHEATON CORP S COMMON 828336107 2,194 109,155 x 5,860 0 103,295 SMARTPROS LTD SPRO COMMON 83171G103 580 203,425 x 7,000 0 196,425 SPACEHAB 15 5.5% CONVERT 846243AD5 1,734 1,845,000 x 12,000 0 1,833,000 SPARTON CORP SPA COMMON 847235108 706 140,325 x 6,400 0 133,925 SPORT SUPPLY GROUP RB COMMON 84916A104 1,477 109,750 x 8,000 0 101,750 STANDARD PARKING CORP COMMON 853790103 1,233 77,900 x 3,300 0 74,600 STAR BUFFET INC STRZ COMMON 855086104 237 130,285 x 12,000 0 118,285 STERICYCLE INC SRCL COMMON 858912108 3,872 59,050 x 4,400 0 54,650 STORM CAT ENERGY CORP COMMON 862168101 1 207,450 x 0 0 207,450 STRATEGIC HOTEL8.25% PREFERR 86272T502 712 36,505 x 400 0 36,105 SUNOPTA INC STKL COMMON 8676EP108 795 181,540 x 11,400 0 170,140 SYNOVIS LIFE TECH SYN COMMON 87162G105 1,689 110,520 x 5,000 0 105,520 T-3 ENERGY SVCS TTES COMMON 87306E107 216 7,750 x 2,000 0 5,750 TARGA RESOURCES COMMON 87611X105 1,451 56,585 x 1,000 0 55,585 TEAM INC TISI COMMON 878155100 1,366 104,705 x 6,000 0 98,705 TEVA PHARMACEUTICALS COMMON 881624209 214 4,110 x 0 0 4,110 TORTOISE ENERGY TYG MUTUAL 89147L100 597 18,461 x 600 0 17,861 TORTOISE CAP RES TTO MUTUAL 89147N304 967 177,465 x 4,000 0 173,465 TSAKOS ENERGY NAVIGAT COMMON G9108L108 149 10,485 x 0 0 10,485 TYLER TECHNOLOGIES TY COMMON 902252105 1,564 100,750 x 4,500 0 96,250 U M H PROPERTIES UMH REAL ES 903002103 423 41,975 x 0 0 41,975 UROPLASTY INC UPI COMMON 917277204 1,022 214,781 x 19,000 0 195,781 US NATL GAS UNG MUTUAL 912318102 454 58,615 x 0 0 58,615 VANGUARD NAT RES COMMON 92205F106 1,140 54,565 x 600 0 53,965 VASCO DATA SEC INTL I COMMON 92230Y104 68 11,010 x 2,500 0 8,510 WAVE SYSTEMS CORP WAV COMMON 943526301 1,317 406,625 x 25,000 0 381,625 WCA WASTE CORP WCAA COMMON 92926K103 516 115,650 x 9,400 0 106,250 WESCORP ENERGY INC WS COMMON 95083L103 173 863,200 x 106,000 0 757,200 WESDOME GOLD MINES WD COMMON 95083R100 968 437,700 x 15,600 0 422,100 WESTPORT INNOVATIONS COMMON 960908309 1,354 86,300 x 4,200 0 82,100 WILLDAN GROUP INC WLD COMMON 96924N100 337 122,160 x 1,200 0 120,960 WORLDWIDE ENERGY WEMU COMMON 98158R104 447 114,625 x 1,400 0 113,225 YAMANA GOLD INC AUY COMMON 98462Y100 904 87,760 x 5,364 0 82,396 YELLOW PAGES INCOME F COMMON 985569102 532 94,770 x 900 0 93,870 137,548 -----END PRIVACY-ENHANCED MESSAGE-----