-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GDWWp3TclNCRiH2964HEZgoLkuI6+zLe5NjqrPV18eaNPFE3pYTJTpsghMkIU7Lk fm/u+DfbYq8xhw/FRH2o4A== 0001105907-09-000006.txt : 20090512 0001105907-09-000006.hdr.sgml : 20090512 20090512125253 ACCESSION NUMBER: 0001105907-09-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090512 DATE AS OF CHANGE: 20090512 EFFECTIVENESS DATE: 20090512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 09817926 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 r13f-033109.txt 3/31/09 HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): []is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bard Associates Inc. Address: 135 South LaSalle Street, Suite 3700 Chicago, IL 60603 Form 13F File Number: 28-11597 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete and that it is understood that all required items, statements, schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tim Johnson Title: President Phone: 312-782-9600 Signature, Place, and Date of Signing: /s/ Tim Johnson Chicago, IL May 12,2009 [Signature] [City, State] [Date] Report Type (Check only one.): [x]13F HOLDINGS REPORT [ ]13F NOTICE [ ]13F COMBINATION REPORT List of Other managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 151 Form 13F Information Table Value Total: $ 66,796 (thousands) List of Other Included Managers: None DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 3/31/2009 VOTING VOTING VOTING NAME TITLE FAIR SHARES OR INVESTMENT AUTH AUTH AUTH OF OF CUSIP MARKET PRINCIPAL DISCRETION OTH (SHRS) (SHRS) (SHRS) ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED MGR SOLE SHARED NONE ABAXIS INC ABAX COMMON 002567105 651 37,736 x 3,800 0 33,936 ACACIA RESH CORP ACTG COMMON 003881307 145 35,635 x 2,000 0 33,635 ADEONA PHARMA COMMON 00685T108 2 13,399 x 6,899 0 6,500 ADVANTAGE ENERGY FD COMMON 00762L101 266 109,560 x 1,200 0 108,360 AERO GROW INTL AERO COMMON 00768M103 27 137,125 x 12,000 0 125,125 ALLIANCE RESOURCES COMMON 01877R108 1,428 49,060 x 400 0 48,660 APPLIED SIGNAL TECH A COMMON 038237103 1,101 54,435 x 2,100 0 52,335 ARGON ST STSTD COMMON 040149106 1,111 58,580 x 4,500 0 54,080 ASHFORD 8.45% D AHT-P PREFERR 044103406 278 38,400 x 0 0 38,400 ASPENBIO PHARMA INC A COMMON 045346103 273 164,415 x 18,000 0 146,415 ASTROTECH CORP SPAB COMMON 046484101 202 469,356 x 76,000 0 393,356 ATLAS AMERICA ATLS COMMON 049167109 810 92,566 x 6,524 0 86,042 ATLAS PIPELINE COMMON 049392103 150 38,160 x 0 0 38,160 BAJA MINING CORP BAJ. COMMON 05709R103 68 196,500 x 28,000 0 168,500 BALCHEM CORP BCPC COMMON 57665200 1,826 72,643 x 4,725 0 67,918 BOOTS & COOTS WEL COMMON 99469504 466 372,600 x 19,000 0 353,600 BOWL AMER INC BWL COMMON 102565108 181 18,430 x 0 0 18,430 BRIDGELINE SOFTWARE B COMMON 10807Q205 128 111,300 x 10,000 0 101,300 CAPITAL LEASING FDG L REAL ES 140288101 80 40,610 x 0 0 40,610 CARRIAGE SVCS 7.00% C PREFERR 14444T309 1,286 47,625 x 300 0 47,325 CASUAL MALE RETAIL GR COMMON 148711104 40 81,750 x 10,000 0 71,750 CEDAR FAIR COMMON 150185106 423 45,555 x 500 0 45,055 CE FRANKLIN LTD CFK COMMON 125151100 117 28,235 x 0 0 28,235 CGX ENERGY INC CGXEF COMMON 125405100 646 641,500 x 30,000 0 611,500 COGDELL SPENCER INC C REAL ES 19238U107 304 59,570 x 700 0 58,870 CONSTELLATION ENERGY COMMON 21038E101 80 51,245 x 1,500 0 49,745 CORPORATE OFF PPTYS T REAL ES 22002T108 487 19,620 x 400 0 19,220 CRIMSON EXPLORATION C COMMON 22662K207 121 62,300 x 3,000 0 59,300 CURRENCYSHS JAPAN YEN MUTUAL 23130A102 454 4,519 x 50 0 4,469 DAKTRONICS DAKT COMMON 234264109 780 119,120 x 11,300 0 107,820 DORCHESTER MINERALS COMMON 25820R105 1,440 88,190 x 1,000 0 87,190 DOUBLE EAGLE 9.25% A PREFERR 258570407 590 37,830 x 400 0 37,430 DRYCLEAN USA INC DCU COMMON 262432107 159 180,600 x 42,000 0 138,600 ENERGYCONNECT GROUP E COMMON 292748100 134 1,344,866 x 109,000 0 1,235,866 ENSIGN GROUP INC ENSG COMMON 29358P101 656 42,440 x 6,225 0 36,215 EVOLUTION PETROLEUM E COMMON 30049A107 822 437,050 x 34,400 0 402,650 EXCEL MARITIME CARRIE COMMON V3267N107 266 58,821 x 4,976 0 53,845 FID/CLAY MLP FMO COMMON 31647Q106 158 11,814 x 0 0 11,814 FIRST MAJESTIC SILVER COMMON 32076V103 392 190,200 x 9,100 0 181,100 FIRST NATL BANCSHARES COMMON 32111B104 45 25,920 x 2,661 0 23,259 FIRST POTOMAC RLTY TR REAL ES 33610F109 211 28,725 x 0 0 28,725 FLEXIBLE SOLUTIONS FS COMMON 33938T104 643 342,100 x 19,300 0 322,800 FORGENT NETWORKS INC COMMON 34629U103 32 217,250 x 55,000 0 162,250 GENERAL FINANCE CORP COMMON 369822101 200 199,724 x 15,000 0 184,724 GLACIER WATER 9.06% A PREFERR 376398202 323 19,960 x 0 0 19,960 GLADSTONE COML CORP G REAL ES 376536108 546 61,535 x 600 0 60,935 GLOBAL AIRCRAFT SOL G COMMON 378964100 0 115,650 x 40,000 0 75,650 GLOBAL MED TECHNOLOGI COMMON 3.7935E+105 262 545,050 x 40,000 0 505,050 GLOBUS MARITIME GLBS. COMMON G39929107 53 102,340 x 11,200 0 91,140 GMX RES INC 9.25% B G PREFERR 38011M405 160 12,075 x 0 0 12,075 GOLDCORP INC NEW GG COMMON 380956409 1,735 52,081 x 4,300 0 47,781 GRACE ACQUI 8.75% WGC PREFERR 982568206 12 47,045 x 800 0 46,245 GRAMERCY 8.125%A GKK- PREFERR 384871307 70 26,235 x 0 0 26,235 H & Q LIFE SCIENCES H MUTUAL 404053100 307 39,380 x 568 0 38,812 HAIN CELESTIAL GROUP COMMON 405217100 331 23,276 x 2,300 0 20,976 HAMPSHIRE GROUP LTD H COMMON 408859106 308 58,755 x 6,600 0 52,155 HARD CREEK NICKEL COR COMMON 411637101 27 166,950 x 0 0 166,950 HEALTH CARE REIT INC REAL ES 42217K106 1,117 36,503 x 540 0 35,963 HEARX LTD EAR COMMON 422360305 189 386,100 x 35,000 0 351,100 HENRY JACK & ASSOC JK COMMON 426281101 344 21,070 x 0 0 21,070 HILLTOP HOLD 8.25% A PREFERR 432748200 523 28,285 x 600 0 27,685 HOST MARRIOTT 8.87% E PREFERR 44107P609 279 14,500 x 0 0 14,500 HRPT PPTYS TR HRP REAL ES 40426W101 704 220,770 x 2,000 0 218,770 HUDSON TECHNOLOGIES I COMMON 444144109 326 217,200 x 13,000 0 204,200 HYDRALOGIC SYS INC HL COMMON 44874Q103 51 2,117,500 x 300,000 0 1,817,500 ICON PUB LTD CO ICLR COMMON 45103T107 223 13,800 x 0 0 13,800 IDEX CORP IEX COMMON 45167R104 488 22,322 x 800 0 21,522 II-VI INC IIVI COMMON 902104108 2,107 122,637 x 5,500 0 117,137 INDIA FD INC IFN MUTUAL 454089103 182 10,775 x 0 0 10,775 INTERNATIONAL COAL GR COMMON 45928H106 314 195,055 x 11,000 0 184,055 INTL COAL 6.10 9.00% CONVERT 45928HAD8 403 720,000 x 0 0 720,000 INTL COAL NC 10.25% 0 CONVERT 45928HAA4 224 350,000 x 0 0 350,000 ITERIS INC ITI COMMON 46564T107 19 14,600 x 2,400 0 12,200 J ALEXANDER CORP JAX COMMON 466096104 130 46,115 x 10,000 0 36,115 JAGUAR MNG INC JAG COMMON 47009M103 610 101,625 x 4,525 0 97,100 KAYNE ANDERSON MLP KY MUTUAL 486606106 689 34,660 x 0 0 34,660 KMG CHEMICALS INC KMG COMMON 482564101 539 106,435 x 6,500 0 99,935 KRATOS DEFENSE & SEC COMMON 50077B108 272 344,160 x 2,516 0 341,644 LAYNE CHRISTENSEN COMMON 521050104 182 11,350 x 2,100 0 9,250 LEXINGTON CORP 8.05% PREFERR 529043200 198 21,800 x 0 0 21,800 LEXINGTON PPTYS LXP REAL ES 529043101 106 44,475 x 700 0 43,775 LIME ENERGY CO LIME COMMON 53261U205 606 159,499 x 8,570 0 150,929 MAC-GRAY CORP TUC COMMON 554153106 166 31,340 x 5,000 0 26,340 MAGUIRE PPTYS INC MPG REAL ES 559775101 14 19,950 x 0 0 19,950 MAGUIRE PYS 7.625%A M PREFERR 559775200 39 29,000 x 0 0 29,000 MARTEN TRANS LTD MRTN COMMON 573075108 709 37,975 x 0 0 37,975 MARTIN MIDSTREAM COMMON 573331105 715 38,105 x 400 0 37,705 MEDICAL PPTYS TRUST I REAL ES 58463J304 312 85,390 x 1,500 0 83,890 MILLER INDS INC TENN COMMON 600551204 303 47,310 x 1,550 0 45,760 MOCON INC MOCO COMMON 607494101 721 87,782 x 6,000 0 81,782 MONMOUTH REAL ESTATE REAL ES 609720107 137 20,800 x 0 0 20,800 MTS SYS CORP MTSC COMMON 553777103 517 22,715 x 2,850 0 19,865 MV GOLD STX ETF GDX MUTUAL 57060U100 378 10,250 x 0 0 10,250 NATURAL RES PTNRS COMMON 63900P103 839 37,580 x 0 0 37,580 NCI INC NCIT COMMON 62886K104 1,665 64,030 x 3,700 0 60,330 NEOGENOMICS INC NGNM COMMON 64049M209 494 488,800 x 45,000 0 443,800 NEOSTEM INC NBS COMMON 640650305 48 49,375 x 4,000 0 45,375 NEWMONT MNG CORP NEM COMMON 651639106 443 9,900 x 1,600 0 8,300 NGAS RESOURCES INC NG COMMON 62912T103 340 281,050 x 24,000 0 257,050 NGP CAP RES CO NGPC MUTUAL 62912R107 141 28,325 x 0 0 28,325 NORTHERN OIL & GAS NO COMMON 665531109 306 84,875 x 4,200 0 80,675 OCULUS INNOVATIVE SCI COMMON 67575P108 136 108,250 x 5,000 0 103,250 OMEGA NAVIGATION CL A COMMON Y6476R105 309 83,505 x 4,800 0 78,705 OPHTHALMIC IMAGING SY COMMON 683737209 98 391,200 x 43,000 0 348,200 PACIFIC OFFICE PPTY P REAL ES 694714106 110 21,900 x 2,000 0 19,900 PATRICK INDS INC PATK COMMON 703343103 18 37,492 x 0 0 37,492 PETMED EXPRESS INC PE COMMON 716382106 731 44,335 x 3,800 0 40,535 PICO HLDGS INC PICO COMMON 693366205 1,648 54,817 x 5,500 0 49,317 POWERSHS DB AGRICULTU MUTUAL 73936B408 257 10,478 x 0 0 10,478 PRIVATEBANC 10.00% A PREFERR 74272L208 662 35,780 x 500 0 35,280 PROSH RUSS 2000 2X UW MUTUAL 74347R842 213 15,755 x 0 0 15,755 PSIVIDA CORP PSDV COMMON 74440J101 66 65,309 x 20,000 0 45,309 PURE TECHNOLOGIES LTD COMMON 745915108 525 203,375 x 24,000 0 179,375 QUAKER CHEM CORP KWR COMMON 747316107 275 34,590 x 2,400 0 32,190 QUALSTAR CORP QBAK COMMON 74758R109 203 101,535 x 16,000 0 85,535 QUEST RESOURCE CORP Q COMMON 748349305 30 95,365 x 2,000 0 93,365 RAND LOGISTICS CORP R COMMON 752182105 232 85,827 x 8,592 0 77,235 RCM TECHNOLOGIES INC COMMON 749360400 100 96,735 x 12,000 0 84,735 ROYAL GOLD INC RGLD COMMON 780287108 1,032 22,075 x 1,900 0 20,175 SAN JUAN BASIN COMMON 798241105 906 63,400 x 800 0 62,600 SAUL CENTERS 8.00% A PREFERR 804095200 384 24,015 x 0 0 24,015 SCIENTIFIC LEARNING S COMMON 808760102 166 83,327 x 17,677 0 65,650 SEABRIDGE GOLD INC SA COMMON 811916105 1,851 81,715 x 4,200 0 77,515 SEASPAN CORP SSW COMMON Y75638109 579 70,410 x 4,500 0 65,910 SILVER WHEATON CORP S COMMON 828336107 856 103,985 x 6,750 0 97,235 SILVERSTONE RES CORP COMMON 82846B101 111 75,150 x 12,000 0 63,150 SPACEHAB 15 5.50% CONVERT 846243AD5 1,107 1,845,000 x 12,000 0 1,833,000 SPORT SUPPLY GROUP RB COMMON 84916A104 518 92,000 x 8,000 0 84,000 STAR BUFFET INC STRZ COMMON 855086104 87 71,660 x 12,000 0 59,660 STERICYCLE INC SRCL COMMON 858912108 2,921 61,200 x 4,400 0 56,800 STORM CAT ENERGY CORP COMMON 862168101 3 421,650 x 0 0 421,650 STRATEGIC HOTEL8.25% PREFERR 86272T502 99 39,655 x 400 0 39,255 SUNOPTA INC STKL COMMON 8676EP108 219 126,840 x 16,400 0 110,440 SYNOVIS LIFE TECH SYN COMMON 87162G105 592 42,775 x 3,100 0 39,675 TARGA RESOURCES COMMON 87611X105 452 50,335 x 1,000 0 49,335 TEAM INC TISI COMMON 878155100 945 80,610 x 6,000 0 74,610 TORTOISE ENERGY INFRA MUTUAL 89147L100 397 19,066 x 600 0 18,466 TRAN LUX NC 8.25% 03/ CONVERT 893247AE6 471 1,885,000 x 20,000 0 1,865,000 TYLER TECHNOLOGIES TY COMMON 902252105 1,471 100,550 x 4,500 0 96,050 U M H PROPERTIES UMH REAL ES 903002103 129 23,950 x 0 0 23,950 UROPLASTY INC UPI COMMON 917277204 142 191,706 x 20,000 0 171,706 UTEK CORP UTK COMMON 91759P106 193 30,840 x 2,500 0 28,340 VANGUARD NAT RES COMMON 92205F106 447 46,370 x 600 0 45,770 VASCO DATA SEC INTL I COMMON 92230Y104 62 10,810 x 2,500 0 8,310 WAVE SYSTEMS CORP WAV COMMON 943526301 192 355,748 x 25,000 0 330,748 WCA WASTE CORP WCAA COMMON 92926K103 164 103,210 x 4,400 0 98,810 WESCORP ENERGY INC WS COMMON 95083L103 163 493,000 x 36,000 0 457,000 WESTPORT INNOVATIONS COMMON 960908309 423 84,780 x 5,000 0 79,780 WILLDAN GROUP INC WLD COMMON 96924N100 166 97,735 x 8,475 0 89,260 YAMANA GOLD INC AUY COMMON 98462Y100 730 78,912 x 5,364 0 73,548 YELLOW PAGES INCOME F COMMON 985569102 281 58,670 x 900 0 57,770 66,796 -----END PRIVACY-ENHANCED MESSAGE-----