0001105806-14-000008.txt : 20140212 0001105806-14-000008.hdr.sgml : 20140212 20140212155347 ACCESSION NUMBER: 0001105806-14-000008 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ACTIVE POWER INC CENTRAL INDEX KEY: 0001044435 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 742642142 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59961 FILM NUMBER: 14600082 BUSINESS ADDRESS: STREET 1: 2128 WEST BRAKER LANE, BK12 CITY: AUSTIN STATE: TX ZIP: 78758 BUSINESS PHONE: 5128366464 MAIL ADDRESS: STREET 1: 2128 WEST BRAKER LANE, BK12 CITY: AUSTIN STATE: TX ZIP: 78758 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LYTTON LAURENCE W CENTRAL INDEX KEY: 0001105806 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 467 CPW CITY: NY STATE: NY ZIP: 10025 SC 13G/A 1 acpw.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment 1) (Name of Issuer) Active Power, Inc. (Title of Class of Securities) Common Stock (CUSIP Number) 00504W308 (Date of Event Which Requires Filing of this Statement) December 13, 2013 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ]Rule 13d-1(b) [ X ]Rule 13d-1(c) [ ]Rule 13d-1(d) CUSIP No. 00504W308 1.Names of Reporting Persons. Laurence W.Lytton 2. Check the Appropriate Box if a Member of a Group (See Instructions) a).......................................................................... (b).......................................................................... 3.SEC Use Only 4.Citizenship or Place of Organization USA 5.Sole Voting Power 1,503,363 6.Shared Voting Power 48,000 7.Sole Dispositive Power 1,503,363 8.Shared Dispositive Power 48,000 9.Aggregate Amount Beneficially Owned by Each Reporting Person 1,551,363 10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)................................. 11.Percent of Class Represented by Amount in Row (9) 8.0% 12.Type of Reporting Person (See Instructions) IN Item 1. (a)Name of Issuer Active Power, Inc. (b)Address of Issuer's Principal Executive Offices 2128 W. Braker Lane, BK12, Austin, Texas 78758 Item 2. (a)Name of Person Filing Laurence W. Lytton (b)Address of Principal Business Office or, if none, Residence 467 CPW N.Y., NY 10025 (c)Citizenship USA (d)Title of Class of Securities Common (e)CUSIP Number 00504W308 Item 3. not applicable Item 4.Ownership. (a)Amount beneficially owned: 1,551,363 shares consisting of 1,351,481 shares held by the reporting person, 104,082 held in the AWL Family LLC, 40,000 held in the IKL Trust, 28,000 held in the KLL Family Trust, 14,000 held in the WWL Family Trust, and 13,800 shares held in other related accounts. (b)Percent of class: 8.0% (c)Number of shares as to which the person has: (i)Sole power to vote or to direct the vote 1,503,363. (ii)Shared power to vote or to direct the vote 48,000. (iii)Sole power to dispose or to direct the disposition of 1,503,363. (iv)Shared power to dispose or to direct the disposition of 48,000. Item 5.Ownership of Five Percent or Less of a Class: Item 6.Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8.Identification and Classification of Members of the Group Not applicable Item 9.Notice of Dissolution of Group Not applicable Item 10.Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ___02/11/14____________________________ Date ____s/ Laurence W. Lytton____________________________ Signature _____Laurence W. Lytton___________________________ Name/Title