0001490660-14-000155.txt : 20140730 0001490660-14-000155.hdr.sgml : 20140730 20140730200106 ACCESSION NUMBER: 0001490660-14-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140728 FILED AS OF DATE: 20140730 DATE AS OF CHANGE: 20140730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIBONI ROGER S CENTRAL INDEX KEY: 0001105624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 141004203 MAIL ADDRESS: STREET 1: 1900 SOUTH NORFOLK STREET CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-07-28 0 0001490660 Marketo, Inc. MKTO 0001105624 SIBONI ROGER S 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 1 0 0 0 Common Stock 2014-07-28 4 M 0 3100.0 2.74 A 7323 D Common Stock 2014-07-28 4 S 0 2900.0 27.5026 D 4423 D Common Stock 2014-07-28 4 S 0 200.0 28.16 D 4223 D Common Stock 2014-07-29 4 M 0 6900.0 2.74 A 11123 D Common Stock 2014-07-29 4 S 0 6900.0 27.0534 D 4223 D Non-Qualified Stock Option (right to buy) 2.74 2014-07-28 4 M 0 3100.0 0.0 D 2021-10-03 Common Stock 3100 91900 D Non-Qualified Stock Option (right to buy) 2.74 2014-07-29 4 M 0 6900.0 0.0 D 2021-10-03 Common Stock 6900 85000 D This transaction was executed in multiple trades at prices ranging from $27.13 to $28.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $27.00 to $27.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option is subject to an early exercise provision and is immediately exercisable. Beginning on November 4, 2011, 2,500 shares subject to the option vest monthly though October 4, 2014 and the remaining 25,000 shares vest ratably over the following twelve months. By: Margaretta Smith For: Roger Siboni 2014-07-30