0001127602-16-055353.txt : 20160610 0001127602-16-055353.hdr.sgml : 20160610 20160610175307 ACCESSION NUMBER: 0001127602-16-055353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160608 FILED AS OF DATE: 20160610 DATE AS OF CHANGE: 20160610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J M SMUCKER Co CENTRAL INDEX KEY: 0000091419 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 340538550 STATE OF INCORPORATION: OH FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: ONE STRAWBERRY LANE CITY: ORRVILLE STATE: OH ZIP: 44667 BUSINESS PHONE: 3306823000 MAIL ADDRESS: STREET 1: ONE STRAWBERRY LANE CITY: ORRVILLE STATE: OH ZIP: 44667 FORMER COMPANY: FORMER CONFORMED NAME: SMUCKER J M CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMUCKER RICHARD K CENTRAL INDEX KEY: 0001105078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05111 FILM NUMBER: 161709456 MAIL ADDRESS: STREET 1: C/ WM WRIGLEY JR CO STREET 2: 410 N MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60611 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-06-08 0000091419 J M SMUCKER Co SJM 0001105078 SMUCKER RICHARD K ONE STRAWBERRY LANE ORRVILLE OH 44667-0280 1 1 Executive Chairman Common Shares 2015-11-03 5 G 0 E 2175 0 D 639403 D Common Shares 2015-11-03 5 G 0 E 870 0 D 641578 D Common Shares 2016-06-08 4 A 0 40505 0 A 679908 D Common Shares 2016-06-08 4 F 0 17713 132.46 D 662195 D Common Shares 9176.766 I By 401(k) Common Shares 13164.8206 I By Esop Common Shares 477796 I By Trust Fbo Daughter Common Shares 100000 I By Wife Common Shares 84730.795 I by Wife as Trustee for the Benefit of Grandchildren Common Shares 477798 I Co-trustee Fbo Brother Common Shares 477798 I Co-trustee Fbo Sister Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent. This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent. I disclaim beneficial ownership of these shares. /s/ Jeannette L. Knudsen, POA 2016-06-10