0001127602-13-020107.txt : 20130611 0001127602-13-020107.hdr.sgml : 20130611 20130611183036 ACCESSION NUMBER: 0001127602-13-020107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130607 FILED AS OF DATE: 20130611 DATE AS OF CHANGE: 20130611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMUCKER J M CO CENTRAL INDEX KEY: 0000091419 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 340538550 STATE OF INCORPORATION: OH FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: STRAWBERRY LN CITY: ORRVILLE STATE: OH ZIP: 44667 BUSINESS PHONE: 3306823000 MAIL ADDRESS: STREET 1: STRAWBERRY LANE, P.O. BOX 280 CITY: ORRVILLE STATE: OH ZIP: 44667 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMUCKER RICHARD K CENTRAL INDEX KEY: 0001105078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05111 FILM NUMBER: 13907102 MAIL ADDRESS: STREET 1: C/ WM WRIGLEY JR CO STREET 2: 410 N MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60611 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-06-07 0000091419 SMUCKER J M CO SJM 0001105078 SMUCKER RICHARD K ONE STRAWBERRY LANE ORRVILLE OH 44667-0280 1 1 Chief Executive Officer Common Shares 2013-06-07 4 A 0 32604 0 A 623911 D Common Shares 2013-06-10 4 F 0 13699 100.54 D 610212 D Common Shares 8314.211 I By 401(k) Common Shares 12051.6976 I By Esop Common Shares 477796 I By Trust Fbo Daughter Common Shares 100000 I By Wife Common Shares 80000 I by Wife as Trustee for the Benefit of Grandchildren Common Shares 477798 I Co-trustee Fbo Brother Common Shares 477798 I Co-trustee Fbo Sister Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent. This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent. I disclaim beneficial ownership of these shares. /s/ Jeannette L. Knudsen, POA 2013-06-11