-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VVraCe3OM9mE6IpJUMNtrkm8C6AJvjtcyg2k9zEgEbV3HQX8LX8dh4XEySCR/NHG aUTJDIOMit1iu0mkw33I9A== 0001014909-10-000014.txt : 20100420 0001014909-10-000014.hdr.sgml : 20100420 20100419203037 ACCESSION NUMBER: 0001014909-10-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100420 DATE AS OF CHANGE: 20100419 EFFECTIVENESS DATE: 20100420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAGNER INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001104257 IRS NUMBER: 840770536 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05199 FILM NUMBER: 10758223 BUSINESS ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 BUSINESS PHONE: 3037771800 MAIL ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 13F-HR 1 f13f_31march2010.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-00006 Expires: December 31, 2009 Estimated average burden hours per response..... 22.8 ---------------------------- SEC USE ONLY ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ] Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Name: Wagner Investment Management, Inc. Address: 3200 Cherry Creek South Drive, Suite 240 Denver, CO 80220 Form 13F File Number: 28-05199 The institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained therein is true, correct and complete, ant that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Reporting Manager: Wagner Investment Management, Inc. Name: Judith B. Wagner Title: President Phone: (303) 777-1800 Signature, Place, and Date of Signing: /s/ Judith B. Wagner - ------------------------------------------------- [Signature] Judith B. Wagner, President Denver, Colorado - ------------------------------------------------- [City, State] April 19, 2010 - ------------------------------------------------- [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 3,717,230 Form 13F Information Table Value Total: $164,813 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE REPORTING MANAGER: WAGNER INVESTMENT MANAGEMENT, INC. - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------- ---------- -------- ---------------------- TITLE OTHER VOTING AUTHORITY NAME OF ISSUER OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT MANA- ---------------------- CLASS NUMBER (X 1,000) PRN AMT PRN CALL DISCRETION GERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3M COMPANY COM 88579Y101 351 4200 SH SOLE 351 0 0 ABBOTT LABS COM 002824100 3053 57936 SH SOLE 3053 0 0 ACCENTURE LTD CL A CL A G1151C101 2584 61588 SH SOLE 2584 0 0 ADOBE SYSTEMS COM 00724F101 71 2000 SH SOLE 71 0 0 AETNA, INC. COM 00817Y108 23 632 SH SOLE 23 0 0 AIR PRODUCTS & CHEM COM 009158106 2582 34907 SH SOLE 2582 0 0 AKAMAI TECH COM 00971T101 1869 59458 SH SOLE 1869 0 0 ALLIANT ENERGY CORP COM 018802108 14 412 SH SOLE 14 0 0 ALLSTATE COM 020002101 6 184 SH SOLE 6 0 0 AMERICA MOVIL ADR SPON ADR L SHS 02364W105 3772 74930 SH SOLE 3772 0 0 AMGEN INC COM 031162100 2546 42536 SH SOLE 2546 0 0 AMPHENOL CORP CL A 032095101 2165 51302 SH SOLE 2165 0 0 APACHE CORPORATION COM 037411105 61 600 SH SOLE 61 0 0 APPLE COMPUTER COM 037833100 4590 19528 SH SOLE 4590 0 0 AT & T (New) COM 00206R102 270 10411 SH SOLE 270 0 0 AUTODESK INC COM 052769106 2079 70735 SH SOLE 2079 0 0 BANK OF AMERICA CORP COM 060505104 54 3000 SH SOLE 54 0 0 BANK OF NEW YORK COM 064058100 16 500 SH SOLE 16 0 0 BAXTER INTERNATIONAL COM 071813109 101 1725 SH SOLE 101 0 0 BECTON DICKINSON COM 075887109 105 1333 SH SOLE 105 0 0 BED, BATH & BEYOND COM 075896100 1601 36582 SH SOLE 1601 0 0 BERKSHIRE HATHAWAY CLASS B NEW CL B NEW 084670702 420 5159 SH SOLE 420 0 0 BERKSHIRE HATHAWAY, INC CL A CL A 084670108 244 2 SH SOLE 244 0 0 BEST BUY INC COM 086516101 69 1620 SH SOLE 69 0 0 BOEING CO. COM 097023105 73 1000 SH SOLE 73 0 0 BP PLC ADR SPONSORED ADR 055622104 10 1752 SH SOLE 100 0 0 BRISTOL MYERS SQUIBB COM 110122108 145 5419 SH SOLE 145 0 0 BROADCOM CORP CL A 111320107 50 1500 SH SOLE 50 0 0 CATERPILLAR INC DEL COM 149123101 120 1900 SH SOLE 120 0 0 CHEVRONTEXACO CORP COM 166764100 231 3040 SH SOLE 231 0 0 CHIPOTLE MEXICAN GRILL CL A 169656105 6 50 SH SOLE 6 0 0 CHUBB CORP COM 171232101 6 100 SH SOLE 6 0 0 CISCO SYSTEMS COM 17275R102 3969 152458 SH SOLE 3969 0 0 COACH INC COM 189754104 1575 39845 SH SOLE 1575 0 0 COBIZ INC COM 190897108 113 18016 SH SOLE 113 0 0 COCA COLA CO COM 191216100 232 4211 SH SOLE 232 0 0 COLGATE-PALMOLIVE COM 194162103 35 400 SH SOLE 35 0 0 COMCAST CORP NEW CL A CL A 20030N101 10 502 SH SOLE 10 0 0 CONOCOPHILLIPS COM COM 20825C104 29 557 SH SOLE 29 0 0 COVENTRY HEALTH CARE INC COM 222862104 20 805 SH SOLE 20 0 0 CULLEN/FROST BNKRS COM 229899109 2096 37545 SH SOLE 2096 0 0 DICKS SPORTING GOODS COM 253393102 1925 73700 SH SOLE 1925 0 0 DIRECTV CL A CL A COM 25490A101 23 651 SH SOLE 23 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 2 78 SH SOLE 2 0 0 DISNEY COM DISNEY 254687106 18 514 SH SOLE 18 0 0 DJ WILSHIRE INTL REAL ESTATE S DJWS INTL REAL 78463X863 752 21418 SH SOLE 752 0 0 DONALDSON INC COM 257651109 2625 58159 SH SOLE 2625 0 0 DOVER CORP COM 260003108 117 2500 SH SOLE 117 0 0 DU PONT, E.I. DE NEMOURS & CO COM 263534109 149 4000 SH SOLE 149 0 0 DUKE ENERGY CORP COM 26441C105 14 800 SH SOLE 14 0 0 E M C CORP COM 268648102 2128 117919 SH SOLE 2128 0 0 EATON CORP COM 278058102 12 150 SH SOLE 12 0 0 ECOLAB INC COM 278865100 2642 60095 SH SOLE 2642 0 0 EMERSON ELECTRIC COM 291011104 3124 62053 SH SOLE 3124 0 0 ESTEE LAUDER CO CL A 518439104 2108 32488 SH SOLE 2108 0 0 EXXONMOBIL COM 30231G102 3426 51139 SH SOLE 3426 0 0 FASTENAL COM 311900104 1866 38867 SH SOLE 1866 0 0 FEDEX CORP COM 31428X106 10 100 SH SOLE 10 0 0 FIRST SOLAR, INC COM 336433107 650 5294 SH SOLE 650 0 0 FREEPORT-MCMORAN COPPER & GOLD CL B 35671D857 5 56 SH SOLE 5 0 0 GENERAL ELEC CO COM 369604103 3129 171873 SH SOLE 3129 0 0 GOLDMAN SACHS COM 38141G104 6 35 SH SOLE 6 0 0 GOOGLE INC CL A 38259P508 3518 6203 SH SOLE 3518 0 0 HALLIBURTON CO COM 406216101 13 400 SH SOLE 13 0 0 HARRIS CORP COM 413875105 1562 32874 SH SOLE 1562 0 0 HEINZ COM 423074103 7 150 SH SOLE 7 0 0 HEWLETT PACKARD CO COM 428236103 14 250 SH SOLE 14 0 0 HOME DEPOT COM 437076102 38 1155 SH SOLE 38 0 0 HSBC HLDGS PLC ADS SPON ADR NEW 404280406 2069 40800 SH SOLE 2069 0 0 I B M COM 459200101 527 4109 SH SOLE 527 0 0 I SHARES TR COHEN & STEER RLTY COHEN&ST RLTY 464287564 848 14795 SH SOLE 848 0 0 ILLINOIS TOOL WORKS COM 452308109 83 1750 SH SOLE 83 0 0 INTEL CORP COM 458140100 2760 123802 SH SOLE 2760 0 0 ISHRS ALL COUNTRY EX JAPAN MSCI ACJPN IDX 464288182 32 553 SH SOLE 32 0 0 IVANHOE MINES LTD COM 46579N103 5 260 SH SOLE 5 0 0 J P MORGAN CHASE & CO COM 46625H100 1990 44455 SH SOLE 1990 0 0 JACOBS ENGR GRP COM 469814107 3058 67652 SH SOLE 3058 0 0 JF CHINA REGION FUND COM 46614T107 49 3634 SH SOLE 49 0 0 JOHNSON & JOHNSON COM 478160104 827 12671 SH SOLE 827 0 0 KIMBERLY CLARK COM 494368103 2443 38850 SH SOLE 2443 0 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 27 400 SH SOLE 27 0 0 KRAFT FOODS INC CL A CL A 50075N104 13 400 SH SOLE 13 0 0 LEUCADIA NATL CORP COM 527288104 19 750 SH SOLE 19 0 0 LILLY ELI & CO COM 532457108 293 8086 SH SOLE 293 0 0 LIN TV CORP CL A 532774106 5 820 SH SOLE 5 0 0 LOCKHEED MARTIN CORP COM 539830109 7 75 SH SOLE 7 0 0 LOWES COMPANIES COM 548661107 1668 68801 SH SOLE 1668 0 0 LSI LOGIC CORP COM 502161102 1 58 SH SOLE 1 0 0 MARSH & MCLENNAN CO COM 571748102 1 1 SH SOLE 1 0 0 MEDCO HEALTH SOLUTIONS COM 58405U102 70 1072 SH SOLE 70 0 0 MEDTRONIC COM 585055106 2132 47337 SH SOLE 2132 0 0 MERCK & CO INC COM 58933Y105 139 3700 SH SOLE 139 0 0 METLIFE INC COM 59156R108 14 300 SH SOLE 14 0 0 MICROSOFT CORP COM 594918104 570 19439 SH SOLE 570 0 0 MORGAN STANLEY COM NEW 617446448 5 156 SH SOLE 5 0 0 MSCI EAFE INDEX FND MSCI EAFE IDX 464287465 5922 105784 SH SOLE 5922 0 0 MSCI EMERGING MKTS I SHARE MSCI EMERG MKT 464287234 6094 144656 SH SOLE 6094 0 0 NATIONAL OILWELL VARCO SPONSORED ADR 637071101 2597 63995 SH SOLE 2597 0 0 NIKE CL B 654106103 2861 38920 SH SOLE 2861 0 0 NORTHERN TRUST COM 665859104 12 200 SH SOLE 12 0 0 NOVO NORDISK A/S ADR ADR 670100205 3504 45435 SH SOLE 3504 0 0 NUVEEN SEN INC OPPORTUNITY FD COM SHS 6706EN100 19 1545 SH SOLE 19 0 0 NVIDIA COM 67066G104 9 500 SH SOLE 9 0 0 O REILLY AUTO COM 686091109 2971 71209 SH SOLE 2971 0 0 OCCIDENTAL PETROLEUM COM 674599105 22 250 SH SOLE 22 0 0 OMNICOM GROUP INC COM 681919106 35 900 SH SOLE 35 0 0 ONEOK PARTNERS LP UT LTD PARTNER 68268N103 13 200 SH SOLE 13 0 0 ORACLE COM 68389X105 3101 120613 SH SOLE 3101 0 0 PEABODY ENERGY COM 704549104 3299 72174 SH SOLE 3299 0 0 PEETS COFFEE & TEA INC COM 705560100 4 100 SH SOLE 4 0 0 PEPSICO INC COM 713448108 3315 50102 SH SOLE 3315 0 0 PETSMART INC COM 716768106 2383 74555 SH SOLE 2383 0 0 PFIZER INC COM 717081103 114 6610 SH SOLE 114 0 0 PIONEER NAT RES COM 723787107 2 29 SH SOLE 2 0 0 POWERSHARES DB PRECIOUS METALS DB PREC MTLS 73936B200 25 645 SH SOLE 25 0 0 PRAXAIR INC COM 74005P104 50 595 SH SOLE 50 0 0 PREMIER FINL BANCORP COM 74050M105 1 49 SH SOLE 1 0 0 PRINCIPAL FINANCIAL GROUP INC COM 74251V102 145 4960 SH SOLE 145 0 0 PROCTER & GAMBLE COM 742718109 3035 47963 SH SOLE 3035 0 0 PROGRESSIVE CORP COM 743315103 1218 63753 SH SOLE 1218 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 20 320 SH SOLE 20 0 0 PUBLIC STORAGE INC COM 74460D109 21 220 SH SOLE 21 0 0 QUALCOMM INC COM 747525103 9 200 SH SOLE 9 0 0 QUEST DIAGNOSTICS COM 74834L100 2823 48416 SH SOLE 2823 0 0 QWEST COM 749121109 1 27 SH SOLE 1 0 0 REALTY INCOME CORP COM 756109104 44 1428 SH SOLE 44 0 0 ROCKWELL AUTOMATION INC COM 773903109 6 100 SH SOLE 6 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 530 9151 SH SOLE 530 0 0 RUSSELL 2000 VALUE INDX ISHRS RUSL 2000 VALU 464287630 2949 46187 SH SOLE 2949 0 0 S&P 500 INDEX ISHARES S&P 500 INDEX 464287200 1103 9399 SH SOLE 1103 0 0 S&P LATIN AMER 40 INDEX S&P LTN AM 40 464287390 32 648 SH SOLE 32 0 0 SANDISK CORP COM 80004C101 4 100 SH SOLE 4 0 0 SANOFI-AVENTIS ADR SPONSORED ADR 80105N105 7 176 SH SOLE 7 0 0 SCHLUMBERGER LTD COM 806857108 3458 54480 SH SOLE 3458 0 0 SELECTED AMERICAN SHRS FUND COM 816221105 42 1066 SH SOLE 42 0 0 SOURCE CAPITAL COM 836144105 24 500 SH SOLE 24 0 0 SOUTHWEST AIRLINES COM 844741108 1 35 SH SOLE 1 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1885 46285 SH SOLE 1885 0 0 ST MARY LAND & EXPL CO COM 792228108 53 1500 SH SOLE 53 0 0 STANDEX INTL CORP COM 854231107 104 4000 SH SOLE 104 0 0 STANLEY BLACK & DECKER INC COM 854502101 115 2000 SH SOLE 115 0 0 STATE STREET CORP COM 857477103 2158 47798 SH SOLE 2158 0 0 STRYKER CORP COM 863667101 2535 44290 SH SOLE 2535 0 0 SUNCOR ENERGY COM 867224107 30 900 SH SOLE 30 0 0 SYMYX TECHNOLOGIES INC COM 87155s108 1 100 SH SOLE 1 0 0 SYSCO CORPORATION COM 871829107 21 700 SH SOLE 21 0 0 T ROWE PRICE GRP COM 74144T108 2807 51057 SH SOLE 2807 0 0 TANDY LEATHER FACTORY INC COM 87538X105 2 360 SH SOLE 2 0 0 TARGET CORP COM 87612E106 61 1143 SH SOLE 61 0 0 TECHNE CORP COM 878377100 2357 37060 SH SOLE 2357 0 0 TEMPLETON EMERGING MARKETS FUN COM 880191101 34 1700 SH SOLE 34 0 0 THE TRAVELERS COMPANIES COM 89417E109 6 100 SH SOLE 6 0 0 TRANSOCEAN OFFSHORE ORD H8817H100 3491 40413 SH SOLE 3491 0 0 U S BANCORP COM NEW 902973304 2280 88080 SH SOLE 2280 0 0 UNION PACIFIC CORP COM 907818108 2144 29240 SH SOLE 2144 0 0 VAN KAMPEN SEN INC TR COM 920961109 13 2514 SH SOLE 13 0 0 VANGUARD DIV APPR EFT DIV APP ETF 921908844 14 277 SH SOLE 14 0 0 VANGUARD ENERGY ETF ENERGY ETF 92204A306 51 597 SH SOLE 51 0 0 VEECO INSTRS INC COM 922417100 5 100 SH SOLE 5 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 36 1157 SH SOLE 36 0 0 VISA INC CL A COM 92826C839 7 70 SH SOLE 7 0 0 VITAL IMAGES INC COM 92846N104 2 100 SH SOLE 2 0 0 VODAFONE GROUP PLC SPON ADR NEW 92857W209 43 1830 SH SOLE 43 0 0 WAL MART STORES INC COM 931142103 202 3624 SH SOLE 202 0 0 WALGREEN COM 931422109 2946 79415 SH SOLE 2946 0 0 WASHINGTON REAL ESTATE INVT SB SH BEN INT 939653101 7 200 SH SOLE 7 0 0 WATERS CORP COM 941848103 16 225 SH SOLE 16 0 0 WELLS FARGO - NEW COM 949746101 2435 78228 SH SOLE 2435 0 0 WESTERN UNION COM 959802109 26 1500 SH SOLE 26 0 0 WHOLE FOODS MKT COM 966837106 29 800 SH SOLE 29 0 0 XCEL ENERGY COM 98389B100 78 3645 SH SOLE 78 0 0 ------ ------- 164813 3717230 ====== =======
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