-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2cjZliULfClgw20WQ1XMZ0hP7tihSZ6sLkFhLXD+54wJhsOtSN9SUwl8Xfc0lft Cwg3xJHSmBIFT0vI+JvZNA== 0001014909-10-000002.txt : 20100115 0001014909-10-000002.hdr.sgml : 20100115 20100114203659 ACCESSION NUMBER: 0001014909-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100115 DATE AS OF CHANGE: 20100114 EFFECTIVENESS DATE: 20100115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAGNER INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001104257 IRS NUMBER: 840770536 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05199 FILM NUMBER: 10528677 BUSINESS ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 BUSINESS PHONE: 3037771800 MAIL ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 13F-HR 1 f13f_30dec2009.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-00006 Expires: December 31, 2009 Estimated average burden hours per response..... 22.8 ---------------------------- SEC USE ONLY ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ] Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Name: Wagner Investment Management, Inc. Address: 3200 Cherry Creek South Drive, Suite 240 Denver, CO 80220 Form 13F File Number: 28-05199 The institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained therein is true, correct and complete, ant that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Reporting Manager: Wagner Investment Management, Inc. Name: Judith B. Wagner Title: President Phone: (303) 777-1800 Signature, Place, and Date of Signing: /s/ Judith B. Wagner - ------------------------------------------------- [Signature] Judith B. Wagner, President Denver, Colorado - ------------------------------------------------- [City, State] January 14, 2010 - ------------------------------------------------- [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 3,764,509 Form 13F Information Table Value Total: $159,590 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE REPORTING MANAGER: WAGNER INVESTMENT MANAGEMENT, INC. - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------- ---------- -------- ---------------------- TITLE OTHER VOTING AUTHORITY NAME OF ISSUER OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT MANA- ---------------------- CLASS NUMBER (X 1,000) PRN AMT PRN CALL DISCRETION GERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 3M COMPANY COM 88579Y101 356 4300 SH SOLE 356 0 0 ABBOTT LABS COM 002824100 3289 60916 SH SOLE 3289 0 0 ACCENTURE LTD CL A CL A G1151C101 2657 64013 SH SOLE 2657 0 0 ADOBE SYSTEMS COM 00724F101 74 2000 SH SOLE 74 0 0 AETNA, INC. COM 00817Y108 21 632 SH SOLE 21 0 0 AIR PRODUCTS & CHEM COM 009158106 2905 35827 SH SOLE 2905 0 0 AKAMAI TECH COM 00971T101 1560 61533 SH SOLE 1560 0 0 ALLIANT ENERGY CORP COM 018802108 13 412 SH SOLE 13 0 0 AMERICA MOVIL ADR SPON ADR L SHS 02364W105 3668 78055 SH SOLE 3668 0 0 AMGEN INC COM 031162100 2494 44071 SH SOLE 2494 0 0 AMPHENOL CORP CL A 032095101 2377 51462 SH SOLE 2377 0 0 APACHE CORPORATION COM 037411105 73 700 SH SOLE 73 0 0 APPLE COMPUTER COM 037833100 4165 19764 SH SOLE 4165 0 0 APPLIED MATERIALS INC COM 038222105 11 775 SH SOLE 11 0 0 AT & T (New) COM 00206R102 292 10386 SH SOLE 292 0 0 AUTODESK INC COM 052769106 1847 72675 SH SOLE 1847 0 0 BANK OF AMERICA CORP COM 060505104 46 3000 SH SOLE 46 0 0 BANK OF NEW YORK COM 064058100 16 550 SH SOLE 16 0 0 BAXTER INTERNATIONAL COM 071813109 102 1725 SH SOLE 102 0 0 BECTON DICKINSON COM 075887109 106 1333 SH SOLE 106 0 0 BED, BATH & BEYOND COM 075896100 1499 38802 SH SOLE 1499 0 0 BERKSHIRE HATHAWAY CL B CL B 084670207 277 84 SH SOLE 277 0 0 BERKSHIRE HATHAWAY, INC CL A CL A 084670108 199 2 SH SOLE 199 0 0 BEST BUY INC COM 086516101 64 1620 SH SOLE 64 0 0 BOEING CO. COM 097023105 55 1000 SH SOLE 55 0 0 BP PLC ADR SPONSORED ADR 055622104 102 1752 SH SOLE 102 0 0 BRISTOL MYERS SQUIBB COM 110122108 156 6152 SH SOLE 156 0 0 BROADCOM CORP CL A 111320107 48 1500 SH SOLE 48 0 0 BURLINGTON NORTHERN SANTA FE COM 12189T104 3048 30902 SH SOLE 3048 0 0 CARDINAL HEALTH INC COM 14149Y108 22 669 SH SOLE 22 0 0 CAREFUSION CORPORATION COM 14170t101 9 334 SH SOLE 9 0 0 CATERPILLAR INC DEL COM 149123101 109 1900 SH SOLE 109 0 0 CHEVRONTEXACO CORP COM 166764100 130 1684 SH SOLE 130 0 0 CHIPOTLE MEXICAN GRILL CL A 169656105 5 50 SH SOLE 5 0 0 CHUBB CORP COM 171232101 5 100 SH SOLE 5 0 0 CISCO SYSTEMS COM 17275R102 3668 153178 SH SOLE 3668 0 0 COACH INC COM 189754104 1508 41275 SH SOLE 1508 0 0 COBIZ INC COM 190897108 86 18016 SH SOLE 86 0 0 COCA COLA CO COM 191216100 204 3567 SH SOLE 204 0 0 COMCAST CORP NEW CL A CL A 20030N101 9 502 SH SOLE 9 0 0 CONOCOPHILLIPS COM COM 20825C104 34 657 SH SOLE 34 0 0 COSTCO WHSL CORP COM 22160K105 24 400 SH SOLE 24 0 0 COVENTRY HEALTH CARE INC COM 222862104 20 805 SH SOLE 20 0 0 CULLEN/FROST BNKRS COM 229899109 2010 40190 SH SOLE 2010 0 0 DICKS SPORTING GOODS COM 253393102 1892 76075 SH SOLE 1892 0 0 DIRECTV CL A COM CL A 25490A101 22 651 SH SOLE 22 0 0 DISNEY COM DISNEY 254687106 25 764 SH SOLE 25 0 0 DJ WILSHIRE INTL REAL ESTATE S DJWS INTL REAL 78463X863 760 21755 SH SOLE 760 0 0 DONALDSON INC COM 257651109 2509 58964 SH SOLE 2509 0 0 DOVER CORP COM 260003108 105 2500 SH SOLE 105 0 0 DU PONT, E.I. DE NEMOURS & CO COM 263534109 135 4000 SH SOLE 135 0 0 DUKE ENERGY CORP COM 26441C105 14 800 SH SOLE 14 0 0 E M C CORP COM 268648102 2112 120874 SH SOLE 2112 0 0 EATON CORP COM 278058102 10 150 SH SOLE 10 0 0 ECOLAB INC COM 278865100 2745 61555 SH SOLE 2745 0 0 EMERSON ELECTRIC COM 291011104 2834 66518 SH SOLE 2834 0 0 ENERGY SELECT SECTOR FUND SBI INT-ENERGY 81369Y506 25 425 SH SOLE 25 0 0 ESTEE LAUDER CO CL A 518439104 1626 33608 SH SOLE 1626 0 0 EXXONMOBIL COM 30231G102 3717 54501 SH SOLE 3717 0 0 FASTENAL COM 311900104 1675 40207 SH SOLE 1675 0 0 FEDEX CORP COM 31428X106 17 200 SH SOLE 17 0 0 FIRST SOLAR, INC COM 336433107 540 3986 SH SOLE 540 0 0 FREEPORT-MCMORAN COPPER & GOLD CL B 35671D857 5 56 SH SOLE 5 0 0 GENERAL ELEC CO COM 369604103 2634 174036 SH SOLE 2634 0 0 GILEAD SCIENCES INC COM 375558103 7 150 SH SOLE 7 0 0 GOLDMAN SACHS COM 38141G104 6 35 SH SOLE 6 0 0 GOOGLE INC CL A 38259P508 3828 6173 SH SOLE 3828 0 0 HALLIBURTON CO COM 406216101 13 400 SH SOLE 13 0 0 HARRIS CORP COM 413875105 1581 33235 SH SOLE 1581 0 0 HEWLETT PACKARD CO COM 428236103 13 250 SH SOLE 13 0 0 HOME DEPOT COM 437076102 34 1155 SH SOLE 34 0 0 HSBC HLDGS PLC ADS SPON ADR NEW 404280406 2274 39828 SH SOLE 2274 0 0 I B M COM 459200101 446 3402 SH SOLE 446 0 0 I SHARES TR COHEN & STEER RLTY COHEN&ST RLTY 464287564 796 15144 SH SOLE 796 0 0 ILLINOIS TOOL WORKS COM 452308109 84 1750 SH SOLE 84 0 0 INTEL CORP COM 458140100 2595 127187 SH SOLE 2595 0 0 ISHARES S&P NATL MUNI BOND FUN S&P NTL AMTFREE 464288414 32 303 SH SOLE 32 0 0 ISHARES US TREAS INFLTN PRTCTD US TIPS BD FD 464287176 5 45 SH SOLE 5 0 0 IVANHOE MINES LTD COM 46579N103 4 260 SH SOLE 4 0 0 J P MORGAN CHASE & CO COM 46625H100 243 5808 SH SOLE 243 0 0 JACOBS ENGR GRP COM 469814107 2607 69307 SH SOLE 2607 0 0 JAPAN SMALLER CAP FUND COM 47109U104 22 3000 SH SOLE 22 0 0 JF CHINA REGION FUND COM 46614T107 51 3634 SH SOLE 51 0 0 JOHNSON & JOHNSON COM 478160104 817 12671 SH SOLE 817 0 0 KIMBERLY CLARK COM 494368103 2491 39085 SH SOLE 2491 0 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 13 200 SH SOLE 13 0 0 KRAFT FOODS INC CL A CL A 50075N104 11 400 SH SOLE 11 0 0 LEUCADIA NATL CORP COM 527288104 18 750 SH SOLE 18 0 0 LILLY ELI & CO COM 532457108 289 8086 SH SOLE 289 0 0 LIN TV CORP CL A 532774106 4 820 SH SOLE 4 0 0 LOCKHEED MARTIN CORP COM 539830109 6 75 SH SOLE 6 0 0 LOWES COMPANIES COM 548661107 1631 69726 SH SOLE 1631 0 0 LSI LOGIC CORP COM 502161102 1 58 SH SOLE 1 0 0 MARSH & MCLENNAN CO COM 571748102 1 1 SH SOLE 1 0 0 MEDCO HEALTH SOLUTIONS COM 58405U102 67 1048 SH SOLE 67 0 0 MEDTRONIC COM 585055106 2205 50122 SH SOLE 2205 0 0 MERCK & CO INC COM 58933Y105 147 4000 SH SOLE 147 0 0 METLIFE INC COM 59156R108 11 300 SH SOLE 11 0 0 MICROSOFT CORP COM 594918104 617 20234 SH SOLE 617 0 0 MSCI EAFE INDEX FND MSCI EAFE IDX 464287465 5795 104829 SH SOLE 5795 0 0 MSCI EMERGING MKTS I SHARE MSCI EMERG MKT 464287234 5863 141256 SH SOLE 5863 0 0 NATIONAL OILWELL VARCO SPONSORED ADR 637071101 2852 64685 SH SOLE 2852 0 0 NIKE CL B 654106103 2648 40065 SH SOLE 2648 0 0 NORTHERN TRUST COM 665859104 11 200 SH SOLE 11 0 0 NOVARTIS AG SPNSRD ADR SPONSORED ADR 66987V109 14 250 SH SOLE 14 0 0 NOVO NORDISK A/S ADR ADR 670100205 2996 46910 SH SOLE 2996 0 0 NUVEEN SEN INC OPPORTUNITY FD COM SHS 6706EN100 17 1545 SH SOLE 17 0 0 NVIDIA COM 67066G104 10 500 SH SOLE 10 0 0 O REILLY AUTO COM 686091109 2853 74829 SH SOLE 2853 0 0 OCCIDENTAL PETROLEUM COM 674599105 21 250 SH SOLE 21 0 0 OMNICOM GROUP INC COM 681919106 36 900 SH SOLE 36 0 0 ONEOK PARTNERS LP UT LTD PARTNER 68268N103 13 200 SH SOLE 13 0 0 ORACLE COM 68389X105 3179 129593 SH SOLE 3179 0 0 PEABODY ENERGY COM 704549104 3399 75174 SH SOLE 3399 0 0 PEETS COFFEE & TEA INC COM 705560100 4 100 SH SOLE 4 0 0 PEPSICO INC COM 713448108 3107 51097 SH SOLE 3107 0 0 PETSMART INC COM 716768106 2027 75910 SH SOLE 2027 0 0 PFIZER INC COM 717081103 96 5269 SH SOLE 96 0 0 PIONEER NAT RES COM 723787107 2 29 SH SOLE 2 0 0 PRAXAIR INC COM 74005P104 48 590 SH SOLE 48 0 0 PREMIER FINL BANCORP COM 74050M105 1 49 SH SOLE 1 0 0 PRINCIPAL FINANCIAL GROUP INC COM 74251V102 120 4960 SH SOLE 120 0 0 PROCTER & GAMBLE COM 742718109 3029 49955 SH SOLE 3029 0 0 PROGRESS ENERGY COM 743263105 6 135 SH SOLE 6 0 0 PROGRESSIVE CORP COM 743315103 1184 65778 SH SOLE 1184 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 16 320 SH SOLE 16 0 0 PUBLIC STORAGE INC COM 74460D109 18 220 SH SOLE 18 0 0 QUALCOMM INC COM 747525103 10 200 SH SOLE 10 0 0 QUEST DIAGNOSTICS COM 74834L100 2952 48876 SH SOLE 2952 0 0 QWEST COM 749121109 1 27 SH SOLE 1 0 0 REALTY INCOME CORP COM 756109104 37 1428 SH SOLE 37 0 0 ROCKWELL AUTOMATION INC COM 773903109 5 100 SH SOLE 5 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 551 9151 SH SOLE 551 0 0 RUSSELL 2000 VALUE INDX ISHRS RUSL 2000 VALU 464287630 2801 48257 SH SOLE 2801 0 0 S&P 500 INDEX ISHARES S&P 500 INDEX 464287200 712 6367 SH SOLE 712 0 0 SANDISK CORP COM 80004C101 3 100 SH SOLE 3 0 0 SANOFI-AVENTIS ADR SPONSORED ADR 80105N105 7 176 SH SOLE 7 0 0 SCHLUMBERGER LTD COM 806857108 3655 56139 SH SOLE 3655 0 0 SELECTED AMERICAN SHRS FUND COM 816221105 40 1066 SH SOLE 40 0 0 SOURCE CAPITAL COM 836144105 22 500 SH SOLE 22 0 0 SOUTHWEST AIRLINES COM 844741108 1 35 SH SOLE 1 0 0 SOUTHWESTERN ENERGY CO COM 845467109 2230 46255 SH SOLE 2230 0 0 SPDR BARCLAYS CAPITAL MUNI BRCLYS MUNI ETF 78464A458 70 3080 SH SOLE 70 0 0 ST JUDE MEDICAL COM 790849103 8 200 SH SOLE 8 0 0 ST MARY LAND & EXPL CO COM 792228108 52 1500 SH SOLE 52 0 0 STANDEX INTL CORP COM 854231107 81 4000 SH SOLE 81 0 0 STATE STREET CORP COM 857477103 2143 49208 SH SOLE 2143 0 0 STRYKER CORP COM 863667101 2367 46985 SH SOLE 2367 0 0 SUNCOR ENERGY COM 867224107 43 1200 SH SOLE 43 0 0 SYMYX TECHNOLOGIES INC COM 87155s108 1 100 SH SOLE 1 0 0 SYSCO CORPORATION COM 871829107 20 700 SH SOLE 20 0 0 T ROWE PRICE GRP COM 74144T108 2839 53312 SH SOLE 2839 0 0 TANDY LEATHER FACTORY INC COM 87538X105 2 360 SH SOLE 2 0 0 TARGET CORP COM 87612E106 56 1143 SH SOLE 56 0 0 TECHNE CORP COM 878377100 2627 38310 SH SOLE 2627 0 0 TEMPLETON EMERGING MARKETS FUN COM 880191101 34 1700 SH SOLE 34 0 0 THE TRAVELERS COMPANIES COM 89417E109 5 100 SH SOLE 5 0 0 TRANSOCEAN OFFSHORE ORD H8817H100 3450 41656 SH SOLE 3450 0 0 U S BANCORP COM NEW 902973304 2033 90280 SH SOLE 2033 0 0 UNION PACIFIC CORP COM 907818108 58 900 SH SOLE 58 0 0 UNITED TECHNOLOGIES CORP COM 913017109 23 325 SH SOLE 23 0 0 VAN KAMPEN SEN INC TR COM 920961109 11 2514 SH SOLE 11 0 0 VANGUARD DIV APPR EFT DIV APP ETF 921908844 13 277 SH SOLE 13 0 0 VEECO INSTRS INC COM 922417100 4 100 SH SOLE 4 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 32 938 SH SOLE 32 0 0 VIACOM CL B (NEW) CL B 92553P201 5 150 SH SOLE 5 0 0 VISA INC CL A COM 92826C839 7 70 SH SOLE 7 0 0 VITAL IMAGES INC COM 92846N104 2 100 SH SOLE 2 0 0 VODAFONE GROUP PLC SPON ADR NEW 92857W209 43 1830 SH SOLE 43 0 0 WAL MART STORES INC COM 931142103 210 3924 SH SOLE 210 0 0 WALGREEN COM 931422109 2911 79250 SH SOLE 2911 0 0 WASHINGTON REAL ESTATE INVT SB SH BEN INT 939653101 6 200 SH SOLE 6 0 0 WATERS CORP COM 941848103 13 200 SH SOLE 13 0 0 WELLS FARGO - NEW COM 949746101 2170 80377 SH SOLE 2170 0 0 WESTERN UNION COM 959802109 29 1500 SH SOLE 29 0 0 WHOLE FOODS MKT COM 966837106 22 800 SH SOLE 22 0 0 XCEL ENERGY COM 98389B100 73 3408 SH SOLE 73 0 0 ------ ------- 159590 3764509 ====== =======
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