0001103882-14-000004.txt : 20140814 0001103882-14-000004.hdr.sgml : 20140814 20140814164815 ACCESSION NUMBER: 0001103882-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNRISE PARTNERS LIMITED PARTNERSHIP /CT CENTRAL INDEX KEY: 0001103882 IRS NUMBER: 061374252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05431 FILM NUMBER: 141043800 BUSINESS ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 BUSINESS PHONE: 2038628000 MAIL ADDRESS: STREET 1: TWO AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06836-2571 FORMER COMPANY: FORMER CONFORMED NAME: SUNRISE PARTNERS LLC /CT DATE OF NAME CHANGE: 20000121 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103882 XXXXXXXX 06-30-2014 06-30-2014 SUNRISE PARTNERS LIMITED PARTNERSHIP /CT
TWO AMERICAN LANE GREENWICH CT 06836-2571
13F COMBINATION REPORT 028-05431 0001385702 028-12344 MAK CAPITAL ONE LLC 0001467888 028-13693 Realm Partners LLC 0001515685 028-14442 LMR Master Fund Ltd 0001542420 028-15310 Cipher Capital LP N
RANDALL U. TAM VICE PRESIDENT 203-861-3288 RANDALL U. TAM GREENWICH CT 08-14-2014 3 1452 2438936 false 1 0001569136 028-15313 Ergoteles LLC 2 0001597036 028-15947 Schecter Capital LP 3 0001599268 028-15946 Rockville Capital, LLC
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INCCOM20564W1052817926SHOTR01079260 CONAGRA FOODS INCCOM205887102112237800SHOTR010378000 CONAGRA FOODS INCCOM205887102742500SHSOLE250000 CONATUS PHARMACEUTICALS INCCOM20600T10823425721SHOTR010257210 CONCERT PHARMACEUTICALS INCCOM20602210528828512SHOTR010285120 CONCHO RESOURCES INCCOM20605P101152410544SHSOLE1054400 CONMED CORPCOM2074101012555774SHOTR01057740 CONOCOPHILLIPSCOM20825C1047038200SHOTR082000 CONOCOPHILLIPSCOM20825C104162919000SHCallOTR000 CONOCOPHILLIPSCOM20825C104288133600SHPutOTR000 CONOCOPHILLIPSCOM20825C10443500SHSOLE50000 CONS TOMOKA LAND CO-FLORIDACOM2102261063357298SHOTR01072980 CONSOL ENERGY INCCOM20854P10946110000SHOTR0100000 CONSOL ENERGY INCCOM20854P1095100SHOTR0101000 CONSOL ENERGY INCCOM20854P1091653585SHSOLE358500 CONSOLIDATED EDISON INCCOM2091151044457700SHOTR077000 CONSOLIDATED WATER CO-ORD SHCOMG2377310774062866SHOTR010628660 CONTINENTAL BUILDING PRODUCTCOM2111711031399045SHOTR01090450 CONTINENTAL BUILDING PRODUCTCOM2111711031107171SHSOLE717100 CONVERGYS CORPCOM21248510665230414SHOTR010304140 COOPER COMPANIES INCCOM2166484027715689SHOTR01056890 COOPER TIRE AND RUBBER COCOM2168311072257503SHOTR01075030 CORELOGIC INCCOM21871D1032538324SHOTR01083240 CORINTHIAN COLLEGES INCCOM218868107101341331SHOTR0103413310 CORNING INCCOM21935010524311066SHOTR010110660 CORNING INCCOM2193501051768000SHSOLE800000 CORONADO BIOSCIENCES INCCOM21976U109255148234SHOTR0101482340 COSTAR GROUP INCCOM22160N1091077868144SHOTR010681440 COURIER CORPCOM22266010273649299SHOTR010492990 COVIDIEN PLCCOMG2554F11319389215000SHOTR0202150000 COVIDIEN PLCCOMG2554F1139676107300SHSOLE10730000 CRACKER BARREL OLD COUNTRY STOCOM22410J1064324339SHOTR01043390 CROCS INCCOM22704610918312177SHOTR010121770 CROWN HOLDINGSCOM22836810680616192SHOTR010161920 CULLEN/FROST BANKERS INCCOM2298991094595783SHOTR01057830 CUMMINS INCCOM23102110615319922SHOTR01099220 CUMMINS INCCOM2310211064472900SHOTR029000 CUMMINS INCCOM23102110656362SHSOLE36200 CURIS INCCOM231269101683367133SHOTR0103671330 CUTERA INCCOM23210910865763196SHOTR010631960 CVS CAREMARK CORPCOM126650100724396101SHOTR010961010 CVS CAREMARK CORPCOM1266501002703584SHSOLE358400 CYBERONICSCOM23251P1025408641SHOTR01086410 CYBERONICSCOM23251P102661050SHSOLE105000 CYTEC INDUSTRIES INCCOM2328201005625330SHOTR01053300 DANA HOLDING CORPCOM23582520528311596SHOTR010115960 DAVITA HEALTHCARE PARTNERS INCCOM23918K1086739300SHOTR093000 DAVITA HEALTHCARE PARTNERS INCCOM23918K10872995SHSOLE99500 DEERE & COCOM244199105297632869SHOTR010328690 DEERE & COCOM244199105203722500SHCallOTR000 DEERE & COCOM2441991057528300SHPutOTR000 DEERE & COCOM2441991051321455SHSOLE145500 DELPHI AUTOMOTIVE PLCCOMG2782310615074219288SHOTR0102192880 DELPHI AUTOMOTIVE PLCCOMG2782310650732SHSOLE73200 DELTA AIR LINES INCCOM2473617021975100SHOTR051000 DELTA AIR LINES INCCOM2473617025453140838SHOTR0101408380 DELTA AIR LINES INCCOM2473617021904900SHSOLE490000 DELTA NATURAL GAS CO INCCOM24774810664829524SHOTR010295240 DELUXE CORPCOM2480191015329079SHOTR01090790 DENBURY RESOURCES INCCOM24791620832717704SHOTR010177040 DESTINATION XL GROUP INCCOM25065K10419435193SHOTR010351930 DEUTSCHE BANK AG -REGCOMD1819089852815000SHSOLE1500000 DEVON ENERGY CORPORATIONCOM25179M1034926200SHOTR062000 DEVON ENERGY CORPORATIONCOM25179M1035967500SHCallOTR000 DEVON ENERGY CORPORATIONCOM25179M103158820000SHPutOTR000 DEVON ENERGY CORPORATIONCOM25179M1031031300SHSOLE130000 DEX MEDIA INCCOM25213A10713011709SHOTR010117090 DIAMOND OFFSHORE DRILLINGCOM25271C10260512200SHOTR0122000 DIAMOND OFFSHORE DRILLINGCOM25271C10207SHSOLE700 DIAMONDROCK HOSPITALITY COCOM25278430131524581SHOTR010245810 DIEBOLD INCCOM2536511033518734SHOTR01087340 DIRECTVCOM25490A30916152190000SHOTR0201900000 DIRECTVCOM25490A3096637800SHOTR078000 DIRECTVCOM25490A3093404000SHCallOTR000 DIRECTVCOM25490A3099379110332SHSOLE11033200 DIREXION DAILY FIN BULL 3XCOM25459Y694334933500SHPutOTR000 DIREXION DAILY FINL BEAR 3XCOM25459Y4472998169000SHPutOTR000 DISCOVER FINANCIAL SERVICESCOM254709108243839328SHOTR010393280 DISCOVER FINANCIAL SERVICESCOM25470910843700SHSOLE70000 DISCOVERY COMMUNICATIONS-ACOM25470F104201427110SHOTR010271100 DISCOVERY COMMUNICATIONS-ACOM25470F1041141531SHSOLE153100 DISCOVERY COMMUNICATIONS-CCOM25470F30280611110SHOTR010111100 DIVERSIFIED RESTAURANT HOLDICOM25532M10513728637SHOTR010286370 DOLLAR GENERAL CORPCOM256677105631100SHOTR01011000 DOLLAR GENERAL CORPCOM2566771051893300SHOTR033000 DOLLAR GENERAL CORPCOM256677105114SHSOLE1400 DOLLAR TREE STORES INCCOM256746108761400SHOTR01014000 DOLLAR TREE STORES INCCOM2567461082023700SHOTR037000 DOLLAR TREE STORES INCCOM2567461087125SHSOLE12500 DOMTAR CORPCOM25755920347111000SHOTR010110000 DONALDSON CO INCCOM25765110974917710SHOTR010177100 DORAL FINANCIAL CORPCOM25811P85212128121SHOTR010281210 DOW CHEMICAL COCOM260543103931800SHOTR01018000 DOW CHEMICAL COCOM2605431033276361SHSOLE636100 DUPONT EI DE NEMOURS & COCOM263534109200430618SHOTR010306180 DUPONT EI DE NEMOURS & COCOM2635341091342041SHSOLE204100 DYAX CORPCOM26746E10314314905SHOTR010149050 DYNAVAX TECHNOLOGIES CORPCOM2681581024528268SHOTR010282680 DYNEGY INCCOM26817R10840511625SHOTR010116250 E-HOUSE CHINA HOLDINGS-ADSCOM26852W10310311890SHOTR010118900 EAGLE PHARMACEUTICALS INCCOM26979610820614363SHOTR010143630 EARTHLINK HOLDINGS CORPCOM27033X1016116410SHOTR010164100 EAST WEST BANCORP INCCOM27579R1042206300SHOTR01063000 EASTMAN CHEMICAL COMPANYCOM2774321003323801SHOTR01038010 EASTMAN CHEMICAL COMPANYCOM2774321004505154SHSOLE515400 EATON VANCE CORPCOM27826510392124359SHOTR010243590 EBAY INCCOM278642103487697404SHOTR010974040 EBAY INCCOM27864210360612100SHOTR0121000 EBAY INCCOM2786421031513018SHSOLE301800 ECOLAB INCCOM2788651004684200SHOTR042000 ECOLAB INCCOM27886510047426SHSOLE42600 EDUCATION MANAGEMENT CORPCOM28140M1032514714SHOTR010147140 EDWARDS LIFESCIENCES CORPCOM28176E108251029235SHOTR010292350 EDWARDS LIFESCIENCES CORPCOM28176E10817200SHSOLE20000 EGAIN CORPCOM28225C80637855800SHOTR010558000 ELECTRO RENT CORPCOM28521810320312138SHOTR010121380 ELECTRO SCIENTIFIC INDUSTRIESCOM2852291007210630SHOTR010106300 ELECTRONICS FOR IMAGINGCOM2860821022014449SHOTR01044490 ELECTRONICS FOR IMAGINGCOM286082102124SHSOLE2400 ELLINGTON RESIDENTIAL MORTGACOM28857810747327776SHOTR010277760 EMC CORP-MASSCOM268648102196274500SHOTR0745000 EMC CORP-MASSCOM26864810216608SHSOLE60800 EMCOR GROUP INCCOM29084Q1003598068SHOTR01080680 EMERALD OIL INCCOM29101U20924732337SHOTR010323370 EMERITUS CORPCOM29100510649615680SHOTR010156800 EMERITUS CORPCOM291005106174155000SHOTR020550000 EMERSON ELECTRIC COCOM291011104202830566SHOTR010305660 EMERSON ELECTRIC COCOM29101110413200SHSOLE20000 EMULEX CORPCOM2924752098414754SHOTR010147540 ENDEAVOUR INTERNATIONAL CORPCOM29259G200298217471SHOTR0102174710 ENDO PHARMACEUT 1.75% 15APR15SDBCV29264FAB272213000000PRNSOLE300000000 ENERGEN CORPCOM29265N1082432736SHOTR01027360 ENERGY RECOVERY INCCOM29270J10014329026SHOTR010290260 ENERGY XXI BERMUDACOMG10082140177275000SHSOLE7500000 ENERSYSCOM29275Y10270110196SHOTR010101960 ENTEGRIS INCCOM29362U10424417740SHOTR010177400 ENTERGY CORPCOM29364G1034936000SHOTR060000 ENTROPIC COMMUNICATIONS INCCOM29384R1054914626SHOTR010146260 ENVENTIS CORPCOM29402J10139625000SHOTR020250000 ENVENTIS CORPCOM29402J101181107SHOTR01011070 ENZON PHARMACEUTICALSCOM293904108168161481SHOTR0101614810 EOG RESOURCES INCCOM26875P10135300SHOTR0103000 EOG RESOURCES INCCOM26875P101154313200SHCallOTR000 EOG RESOURCES INCCOM26875P1013513000SHPutOTR000 EOG RESOURCES INCCOM26875P1011771514SHSOLE151400 EQUITY RESIDENTIAL PROPS TRCOM29476L1072524000SHCallOTR000 EQUITY RESIDENTIAL PROPS TRCOM29476L1072524000SHPutOTR000 ESSA BANCORP INCCOM29667D10440936716SHOTR010367160 ESTEE LAUDER COMPANIES CL ACOM518439104103713963SHOTR010139630 ESTEE LAUDER COMPANIES CL ACOM5184391041932600SHOTR026000 ESTEE LAUDER COMPANIES CL ACOM51843910433444SHSOLE44400 EVEREST RE GROUP LTDCOMG3223R1085933693SHOTR01036930 EVERYWARE GLOBAL INCCOM3004391065239729SHOTR010397290 EXCO RESOURCES INCCOM26927940255494119SHOTR010941190 EXELON CORPCOM30161N10144112100SHOTR0121000 EXELON CORPCOM30161N10115400SHSOLE40000 EXPEDIA INCCOM30212P3032132700SHOTR027000 EXPEDIA INCCOM30212P30332400SHSOLE40000 EXPEDITORS INTL WASH INCCOM302130109163737066SHOTR010370660 EXPEDITORS INTL WASH INCCOM302130109471058SHSOLE105800 EXPRESS INCCOM30219E1035109300000SHOTR0303000000 EXPRESS SCRIPTS HOLDING COCOM30219G108761100SHOTR01011000 EXPRESS SCRIPTS HOLDING COCOM30219G1081942800SHOTR028000 EXXON MOBIL CORPCOM30231G10214816147157SHOTR0101471570 EXXON MOBIL CORPCOM30231G10210100SHSOLE10000 F5 NETWORKS INCCOM3156161026696000SHOTR060000 F5 NETWORKS INCCOM3156161021351212SHSOLE121200 FACTSET RESEARCH SYS INCCOM3030751057866534SHOTR01065340 FAIR ISAAC CORPCOM3032501043635690SHOTR01056900 FAIR ISAAC CORPCOM303250104466SHSOLE6600 FAMILY DOLLAR STORESCOM3070001092253400SHOTR034000 FAMILY DOLLAR STORESCOM30700010914205SHSOLE20500 FARMERS CAPITAL BANK CORPCOM30956210672732181SHOTR010321810 FEDEX CORPCOM31428X1066964600SHOTR046000 FEDEX CORPCOM31428X106106700SHSOLE70000 FELCOR LODGING TRUST INCCOM31430F10116815946SHOTR010159460 FERRO CORPCOM3154051001219642SHOTR01096420 FERRO CORPCOM315405100755951SHSOLE595100 FIBROCELL SCIENCE INCCOM31572120938395940SHOTR010959400 FIDELITY NATIONAL INFORMATIOCOM31620M10661911304SHOTR010113040 FIDELITY NATIONAL INFORMATIOCOM31620M10627500SHSOLE50000 FIDUS INVESTMENT CORPCOM316500107120858793SHOTR010587930 FIFTH STREET FINANCE CORPCOM31678A1035789588950SHOTR0105889500 FIFTH THIRD BANCORPCOM31677310022610600SHOTR010106000 FIFTH THIRD BANCORPCOM31677310015700SHSOLE70000 FIREEYE INCCOM31816Q1014055100000SHOTR0301000000 FIREEYE INCCOM31816Q101113SHSOLE1300 FIRST AMERICAN FINANCIALCOM31847R10254919747SHOTR010197470 FIRST BANCORP/PUERTO RICOCOM3186727063927721803SHSOLE72180300 FIRST CASH FINL SVCS INCCOM31942D1072243888SHOTR01038880 FIRST COMMONWEALTH FINL CORPCOM31982910726728931SHOTR010289310 FIRST HORIZON NATIONAL CORPCOM32051710529725006SHOTR010250060 FIRST MARBLEHEAD CORP/THECOM32077120720639330SHOTR010393300 FIRST SECURITY GROUP INC/TNCOM336312202621286016SHOTR0102860160 FIRSTHAND TECHNOLOGY VALUECOM33766Y10083039067SHOTR010390670 FIRSTMERIT CORPORATIONCOM33791510245923259SHOTR010232590 FISERV INCCOM337738108182130187SHOTR010301870 FISERV INCCOM3377381082013325SHSOLE332500 FLEXTRONICS INTL COCOMY2573F10220518480SHOTR010184800 FMC CORPCOM3024913035918300SHOTR083000 FMC CORPCOM302491303871228SHSOLE122800 FOREST LABORATORIES INCCOM345838106655866244SHOTR010662440 FOREST LABORATORIES INCCOM34583810629700300000SHOTR0203000000 FOREST LABORATORIES INCCOM3458381061581600SHSOLE160000 FOREST OIL CORPCOM34609170511751115SHOTR010511150 FORTEGRA FINANCIAL CORPCOM34954W10421127660SHOTR010276600 FORTINET INCCOM34959E10962324800SHOTR010248000 FOSSIL GROUP INCCOM34988V1066065800SHOTR058000 FOSSIL GROUP INCCOM34988V106330SHOTR010300 FOSSIL GROUP INCCOM34988V1061331270SHSOLE127000 FOSTER WHEELER AGCOMH2717810414480425000SHOTR0204250000 FOSTER WHEELER AGCOMH271781044806141059SHSOLE14105900 FRANCESCAS HOLDINGS CORPCOM35179310417611927SHOTR010119270 FRANKLIN RESOURCES INCCOM354613101114619811SHOTR010198110 FRANKLIN RESOURCES INCCOM35461310117300SHSOLE30000 FRANKLIN STREET PROPERTIES CCOM35471R10615111966SHOTR010119660 FRANK'S INTERNATIONAL NVCOMN334621072219000SHOTR01090000 FREEPORT-MCMORAN INCCOM35671D8572045600SHOTR056000 FREEPORT-MCMORAN INCCOM35671D8571885151SHSOLE515100 FRESH DEL MONTE PRODUCE INCCOMG3673810537412209SHOTR010122090 FRONTIER COMMUNICATIONS CORPCOM35906A1088915200SHSOLE1520000 FULL CIRCLE CAPITAL CORPCOM35967110470490176SHOTR0901760 FULTON FIN CORPCOM36027110021517337SHOTR010173370 FUSION-IO INCCOM36112J1071203106500SHOTR0201065000 GAMESTOP CORPCOM36467W1092065100SHOTR051000 GAMESTOP CORPCOM36467W10903SHSOLE300 GAMING AND LEISURE PROPE-W/ICOM36467J10881323926SHOTR010239260 GARRISON CAPITAL INCCOM36655410339625864SHOTR010258640 GARTNER INCCOM3666511074205957SHOTR01059570 GASTAR EXPLORATION INCCOM36729W20258266865SHOTR010668650 GENCORP INC 4.0625% 31DEC39SDBCV368682AN0166197810000PRNSOLE781000000 GENERAL CABLE CORPCOM36930010828511124SHOTR010111240 GENERAL DYNAMICS CORPCOM3695501082532171SHSOLE217100 GENERAL ELECTRIC COCOM36960410314787562680SHOTR0105626800 GENERAL ELECTRIC COCOM369604103331271SHSOLE127100 GENERAL MILLS INCCOM370334104238445368SHOTR010453680 GENERAL MILLS INCCOM3703341042164102SHSOLE410200 GENERAL MOLY INCCOM370373102284247310SHOTR0102473100 GENERAL MOTORS COCOM37045V10072620000SHCallSOLE000 GENESCO INCCOM3715321022362869SHOTR01028690 GENIE ENERGY LTD-BCOM37228420843855591SHOTR010555910 GENPACT LTDCOMG3922B107138378876SHOTR010788760 GENTEX CORPCOM3719011092689200SHOTR01092000 GENUINE PARTS COCOM3724601056157005SHOTR01070050 GENUINE PARTS COCOM37246010518200SHSOLE20000 GENWORTH FINANCIAL INC-CL ACOM37247D10618810783SHOTR010107830 GENWORTH FINANCIAL INC-CL ACOM37247D106462627SHSOLE262700 GIGAMON INCCOM37518B1023828200000SHOTR0302000000 GIGAMON INCCOM37518B1024976260000SHCallOTR03000 GILEAD SCIENCES INCCOM3755581036557900SHOTR079000 GILEAD SCIENCES INCCOM3755581031491800SHSOLE180000 GLADSTONE CAPITAL CORPCOM37653510091090434SHOTR010904340 GLADSTONE INVESTMENT CORPCOM376546107844114015SHOTR0101140150 GLOBAL CASH ACCESS INCCOM3789671039110247SHOTR010102470 GLOBALSTAR INCCOM3789734082877677000SHOTR06770000 GLOBE SPECIALTY METALS INCCOM37954N20621710455SHOTR010104550 GLYCOMIMETICS INCCOM38000Q10229134514SHOTR010345140 GNC HOLDINGS INCCOM36191G1072116187SHOTR01061870 GOLDCORP INC 2% 1AUG14SDBCV380956AB820782073000PRNOTR020730000 GOLDMAN SACHS GROUP INCCOM38141G1047744621SHOTR01046210 GOLDMAN SACHS GROUP INCCOM38141G104343320500SHCallOTR000 GOLDMAN SACHS GROUP INCCOM38141G104740144200SHPutOTR000 GOLDMAN SACHS GROUP INCCOM38141G10417100SHSOLE10000 GOLUB CAPITAL BDC INCCOM38173M1022838160350SHOTR0101603500 GOODYEAR TIRE & RUBBER COCOM3825501012147700SHOTR077000 GOODYEAR TIRE & RUBBER COCOM38255010125900SHOTR0109000 GOODYEAR TIRE & RUBBER COCOM3825501011475300SHSOLE530000 GORDMANS STORES INCCOM38269P10016438170SHOTR010381700 GRACO INCCOM3841091045346841SHOTR01068410 GRAFTECH INTERNATIONAL LTDCOM38431310213012441SHOTR010124410 GRAINGER WW INCCOM38480210416226378SHOTR01063780 GRAINGER WW INCCOM3848021046362500SHOTR025000 GRAINGER WW INCCOM384802104101397SHSOLE39700 GRANITE CONSTRUCTION INCCOM3873281072085777SHOTR01057770 GRAY TELEVISION INCCOM38937510613910603SHSOLE1060300 GREAT PLAINS ENERGY INCCOM39116410038414300SHOTR010143000 GREENHILL & CO INCCOM395259104106321591SHOTR010215910 GRIFFIN LAND & NURSERIESCOM39823110033411309SHOTR010113090 GSI TECHNOLOGY INCCOM36241U10652588105SHOTR010881050 GSV CAPITAL CORPCOM36191J10187983199SHOTR010831990 GTX INCCOM40052B108155111970SHOTR0101119700 GULFPORT ENERGY CORPCOM4026353045078078SHOTR01080780 GULFPORT ENERGY CORPCOM4026353041011615SHSOLE161500 H.B. 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