0001103646-19-000006.txt : 20190515 0001103646-19-000006.hdr.sgml : 20190515 20190515145801 ACCESSION NUMBER: 0001103646-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 19827357 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 03-31-2019 03-31-2019 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchel Bialek 312 542-8575 /s/Mitchel Bialek Chicago IL 05-09-2019 0 526 1666495 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 51JOB INCNOTE 3.250% 4/1316827AC854583000000PRNSOLE-300000000ABBVIE INCCOM00287Y1092342899SHSOLE-289900ABERDEEN ASIA PACIFIC INCOMCOM00300910713532000SHSOLE-3200000ABERDEEN EMRG MRKTS EQT INMCOM00301W105142941966238SHSOLE-196623800ABERDEEN GLOBAL DYNAMIC DIVICOM00302M10632634452SHSOLE-3445200ABERDEEN GLOBAL PREMIER PPTYCOM SH BEN INT00302L10817428912SHSOLE-2891200ABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT00326L10040048425SHSOLE-4842500ACCELERATE DIAGNOSTICS INCCOM00430H10235116700SHPutSOLE-1670000ACORDA THERAPEUTICS INCCOM00484M10613310000SHCallSOLE-1000000ACORDA THERAPEUTICS INCNOTE 1.750% 6/100484MAA450785735000PRNSOLE-573500000ADAM NAT RES FD INCCOM00548F1051715102276SHSOLE-10227600ADAMS DIVERSIFIED EQUITY FDCOM00621210490762856SHSOLE-6285600ADVANCED MICRO DEVICES INCCOM00790310748519000SHPutSOLE-1900000ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD8294349007000PRNSOLE-900700000ADVENT CLAYMORE CV SECS & INCOM00764C10931721457SHSOLE-2145700ALEXANDRIA REAL ESTATE EQ INPFD CONV SER D0152715053258637SHSOLE-863700ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102377720700SHPutSOLE-2070000ALLEGION PUB LTD COORD SHSG0176J1096957663SHSOLE-766300ALLY FINL INCCOM02005N100150254644SHSOLE-5464400ALPHABET INCCAP STK CL C02079K10712071029SHSOLE-102900ALPS ETF TRALERIAN MLP00162Q86615015000SHPutSOLE-1500000ALTABA INCCOM021346101780821053458SHSOLE-105345800ALTABA INCCOM02134610197113100SHPutSOLE-1310000ALTRA INDL MOTION CORPCOM02208R106146047044SHSOLE-4704400AMERICAN AIRLS GROUP INCCOM02376R102289491100SHPutSOLE-9110000AMERICAN AIRLS GROUP INCCOM02376R102882412778370SHSOLE-277837000AMERICAN AIRLS GROUP INCCOM02376R10268921700SHCallSOLE-2170000AMERICAN ELEC PWR CO INCUNIT 03/15/20220255371275059881SHSOLE-988100AMERICAN INTL GROUP INC*W EXP 01/19/2020268741565710543SHSOLE-1054300AMERICAN MIDSTREAM PARTNERSCOM UNITS02752P1005711000SHSOLE-1100000AMERICAN MIDSTREAM PARTNERSCOM UNITS02752P10010420000SHPutSOLE-2000000AMICUS THERAPEUTICS INCCOM03152W109181293SHSOLE-129300AMICUS THERAPEUTICS INCCOM03152W10955040500SHPutSOLE-4050000ANI PHARMACEUTICALS INCNOTE 3.000%12/000182CAA143874000000PRNSOLE-400000000ANSYS INCCOM03662Q1057033850SHSOLE-385000ANWORTH MORTGAGE ASSET CPCOM03734710135888621SHSOLE-8862100APPLE INCCOM037833100226011900SHSOLE-1190000APPLIED OPTOELECTRONICS INCCOM03823U10230525000SHPutSOLE-2500000APTEVO THERAPEUTICS INCCOM03835L1087886727SHSOLE-8672700APTIV PLCSHSG6095L1092222795SHSOLE-279500ARCONIC INCCOM03965L10022311651SHSOLE-1165100ARES CAP CORPNOTE 3.750% 2/004010LAT041464147000PRNSOLE-414700000ARMSTRONG WORLD INDS INC NEWCOM04247X1026678400SHSOLE-840000ARRAY BIOPHARMA INCCOM04269X105208685500SHCallSOLE-8550000ARRAY BIOPHARMA INCCOM04269X105102041800SHPutSOLE-4180000ARRAY BIOPHARMA INCNOTE 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6/0110394AF06293021000PRNSOLE-302100000BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNG16249107140968500SHPutSOLE-6850000BROOKFIELD PROPERTY REIT INCCL A11282X1034299209853SHSOLE-20985300BROOKFIELD PROPERTY REIT INCCL A11282X103149372800SHPutSOLE-7280000BROOKFIELD REAL ASSETS INCOMSHS BEN INT112830104116954054SHSOLE-5405400CAESARS ENTMT CORPCOM127686103129931495159SHSOLE-149515900CAESARS ENTMT CORPNOTE 5.000%10/0127686AA12366516562412PRNSOLE-1656241200CANNAE HLDGS INCCOM13765N10769128480SHSOLE-2848000CARBONITE INCNOTE 2.500% 4/0141337AB199238500000PRNSOLE-850000000CECO ENVIRONMENTAL CORPCOM12514110120728783SHSOLE-2878300CELGENE CORPCOM1510201047558000SHPutSOLE-800000CELGENE CORPCOM151020104726577014SHSOLE-7701400CELGENE CORPCOM151020104103811000SHCallSOLE-1100000CENTERPOINT ENERGY INCDEP RP PFD CV B15189T50392817497SHSOLE-1749700CENTRAL GARDEN & PET COCL A NON-VTG15352720532614000SHSOLE-1400000CENTRAL SECS CORPCOM155123102105236716SHSOLE-3671600CHANGYOU COM LTDADS REP CL 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B53146520124016700SHSOLE-1670000LIGAND PHARMACEUTICALS INCCOM NEW53220K5046925500SHPutSOLE-550000LILLY ELI & COCOM53245710824992192600SHPutSOLE-19260000LILLY ELI & COCOM532457108820263200SHCallSOLE-6320000LILLY ELI & COCOM532457108865666702SHSOLE-6670200LINCOLN NATL CORP INDCOM5341871095894100411SHSOLE-10041100LIVEPERSON INCCOM538146101146050300SHSOLE-5030000MACQUARIE GLBL INFRA TOTL RECOM55608D1012849128379SHSOLE-12837900MADISON SQUARE GARDEN CO NEWCL A55825T1037952712SHSOLE-271200MAXWELL TECHNOLOGIES INCCOM57776710613229400SHCallSOLE-2940000MAXWELL TECHNOLOGIES INCCOM5777671061050234817SHSOLE-23481700MCDONALDS CORPCOM5801351014752500SHPutSOLE-250000MCEWEN MNG INCCOM58039P1079563646SHSOLE-6364600MEDICINES COCOM58468810569124700SHCallSOLE-2470000MERCADOLIBRE INCCOM58733R10210152000SHPutSOLE-200000MEREDITH CORPCOM5894331012654788SHSOLE-478800MEXICO EQUITY & INCOME FDCOM59283410557053725SHSOLE-5372500MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AD62347214404000PRNSOLE-1440400000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AF116161464000PRNSOLE-146400000MIDSTATES PETE CO INCCOM PAR59804T4072027207427SHSOLE-20742700MOHAWK INDS INCCOM6081901045874654SHSOLE-465400MOLINA HEALTHCARE INCNOTE 1.125% 1/160855RAC4338119717000PRNSOLE-971700000MOMO INCADR60879B10759315513SHSOLE-1551300MOMO INCADR60879B107152940000SHPutSOLE-4000000MORGAN STANLEY ASIA PAC FD ICOM61744U1067680469749SHSOLE-46974900MORGAN STANLEY CHINA A SH FDCOM61746810347520369SHSOLE-2036900MORGAN STANLEY INDIA INVS FDCOM61745C10536317352SHSOLE-1735200MVC CAPITAL INCCOM55382910248853782SHSOLE-5378200NABORS INDUSTRIES LTD6% PFD CNV SR AG6359F1293185118375SHSOLE-11837500NETAPP INCCOM64110D1042083000SHSOLE-300000NETFLIX INCCOM64110L1068912500SHPutSOLE-250000NEUROCRINE BIOSCIENCES INCCOM64125C1094665300SHCallSOLE-530000NEUROCRINE BIOSCIENCES INCNOTE 2.250% 5/164125CAD146753455000PRNSOLE-345500000NEW GERMANY FD INCCOM64446510661043638SHSOLE-4363800NEW IRELAND FUND INCCOM6456731042430269733SHSOLE-26973300NEW SR INVT GROUP INCCOM6486911039216836SHSOLE-1683600NEW YORK CMNTY BANCORP INCCOM64944510320617837SHSOLE-1783700NEW YORK CMNTY CAP TR VUNIT 11/01/205164944P307129226824SHSOLE-2682400NEWMONT MNG CORPCOM651639106157444000SHSOLE-4400000NEWS CORP NEWCL A65249B10986569500SHSOLE-6950000NII HLDGS INCCOM PAR62913F50859833051717SHSOLE-305171700NII HLDGS INCCOM PAR62913F5083920000SHPutSOLE-2000000NIO INCSPON ADS62914V106582114200SHSOLE-11420000NIO INCSPON ADS62914V106967189700SHCallSOLE-18970000NIO INCSPON ADS62914V106889174600SHPutSOLE-17460000NOBLE ENERGY INCCOM6550441051837400SHSOLE-740000NOBLE ENERGY INCCOM6550441051245000SHPutSOLE-500000NOVAVAX INCCOM6700021044580000SHPutSOLE-8000000NOVAVAX INCNOTE 3.750% 2/0670002AB0219594000PRNSOLE-59400000NUANCE COMMUNICATIONS INCNOTE 1.250% 4/067020YAN014441452000PRNSOLE-145200000NUTANIX INCCL A67059N1082797390SHSOLE-739000NUVASIVE INCNOTE 2.250% 3/1670704AG0437393000PRNSOLE-39300000NUVEEN GLOBAL HIGH INCOME FDSHS67075G10353935566SHSOLE-3556600NUVEEN NEW JERSEY QULT MUN FCOM67069Y10224217485SHSOLE-1748500NUVEEN REAL ASSET INM AND GWCOM67074Y10587154273SHSOLE-5427300NXP SEMICONDUCTORS N VCOMN6596X1093263693SHSOLE-369300NXP SEMICONDUCTORS N VCOMN6596X1096817700SHCallSOLE-770000NXP SEMICONDUCTORS N VCOMN6596X109121113700SHPutSOLE-1370000OCCIDENTAL PETE CORPCOM6745991055568400SHSOLE-840000OCCIDENTAL PETE CORPCOM6745991055568400SHPutSOLE-840000OFFICE DEPOT INCCOM67622010620857257SHSOLE-5725700OFFICE PPTYS INCOME TRCOM SHS BEN INT67623C1095251189980SHSOLE-18998000OI S ASPONSORED ADR NE67085150032161710876SHSOLE-171087600OKTA INCCL A6792951056467805SHSOLE-780500OMEROS CORPCOM68214310243525000SHPutSOLE-2500000ON SEMICONDUCTOR CORPCOM68218910541620220SHSOLE-2022000ON SEMICONDUCTOR CORPCOM6821891051035000SHCallSOLE-500000OPKO HEALTH INCCOM68375N1037930144SHSOLE-3014400OPKO HEALTH INCCOM68375N10393500SHPutSOLE-350000OPKO HEALTH INCNOTE 4.500% 2/168375NAD5848900000PRNSOLE-90000000OSI SYSTEMS INCNOTE 1.250% 9/0671044AD741734098000PRNSOLE-409800000PENNANTPARK FLOATING RATE CACOM70806A106122995954SHSOLE-9595400PENSARE ACQUISITION CORP*W EXP 07/27/20270957E113210000SHSOLE-1000000PEOPLES UTD FINL INCCOM71270410528717454SHSOLE-1745400PERSPECTA INCCOM715347100131765131SHSOLE-6513100PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40842526700SHSOLE-2670000PG&E CORPCOM69331C108173697500SHSOLE-9750000PHUNWARE INC*W EXP 12/26/20271948P118234333802SHSOLE-33380200PHUNWARE INCCOM71948P10023917443SHSOLE-1744300PIMCO INCOME STRATEGY FUND ICOM72201J10426625852SHSOLE-2585200POTLATCHDELTIC CORPORATIONCOM7376301033258593SHSOLE-859300PRETIUM RES INCCOM74139C102516000SHSOLE-600000PRETIUM RES INCCOM74139C102435000SHPutSOLE-500000PROCTER AND GAMBLE COCOM7427181099028673SHSOLE-867300PROCTER AND GAMBLE COCOM742718109112310800SHPutSOLE-1080000PROS HOLDINGS INCNOTE 2.000%12/074346YAB937222900000PRNSOLE-290000000PTC THERAPEUTICS INCCOM69366J2001514000SHCallSOLE-400000PTC THERAPEUTICS INCCOM69366J20037610000SHPutSOLE-1000000PTC THERAPEUTICS INCNOTE 3.000% 8/169366JAB720722000000PRNSOLE-200000000PURE STORAGE INCCL A74624M1021597275SHSOLE-727500PURE STORAGE INCCL A74624M10221810000SHPutSOLE-1000000Q2 HLDGS INCNOTE 0.750% 2/174736LAB538412935000PRNSOLE-293500000QAD INCCL B74727D207130240994SHSOLE-4099400QURATE RETAIL INCCOM SER A74915M100155497232SHSOLE-9723200QURATE RETAIL INCCOM SER B74915M20984752110SHSOLE-5211000RADIUS HEALTH INCNOTE 3.000% 9/0750469AA625013000000PRNSOLE-300000000RAYONIER ADVANCED MATLS INCCOM75508B10427520300SHPutSOLE-2030000RAYONIER ADVANCED MATLS INCPFD CV SER A75508B2034384420SHSOLE-442000REAVES UTIL INCOME FDCOM SH BEN INT7561581014983147949SHSOLE-14794900RED HAT INCCOM756577102836845800SHCallSOLE-4580000RED HAT INCCOM75657710210055500SHSOLE-550000REGENCY CTRS CORPCOM758849103109516227SHSOLE-1622700RENREN INCSPON ADR A NEW7598922013422497SHSOLE-2249700REPLIGEN CORPNOTE 2.125% 6/0759916AA7153558089000PRNSOLE-808900000RESIDEO TECHNOLOGIES INCCOM76118Y104164085025SHSOLE-8502500RESTORATION HARDWARE HLDGS IDBCV 7/1761283AC498779000000PRNSOLE-900000000RESTORATION HARDWARE HLDGS INOTE 6/1761283AD293069261000PRNSOLE-926100000RETROPHIN INCNOTE 2.500% 9/1761299AB215571650000PRNSOLE-165000000REXNORD CORP NEWCOM76169B10254621700SHPutSOLE-2170000RHCOM74967X1036696500SHPutSOLE-650000RINGCENTRAL INCNOTE 3/176680RAD970254929000PRNSOLE-492900000RITE AID CORPCOM76775410416252558402SHSOLE-255840200RITE AID CORPCOM7677541043960400SHPutSOLE-6040000RIVERNORTH OPPRTUNITIES FD ICOM76881Y1091920116376SHSOLE-11637600RMR REAL ESTATE INCOME FUNDCOM76970B101141775813SHSOLE-7581300ROSEHILL RES INC*W EXP 09/16/202777385113614200SHSOLE-1420000ROYAL BK SCOTLAND GROUP PLCSPONS ADR 2 ORD7800976897912100SHSOLE-1210000ROYAL DUTCH SHELL PLCSPONS ADR A78025920668911011SHSOLE-1101100ROYCE GLOBAL VALUE TR INCCOM78081T10412812752SHSOLE-1275200ROYCE VALUE TR INCCOM78091010525518542SHSOLE-1854200RPT REALTYCOM SH BEN INT74971D101584800SHCallSOLE-480000RPT REALTYCOM SH BEN INT74971D10171759700SHPutSOLE-5970000RYANAIR HLDGS PLCSPONSORED ADS78351320377610358SHSOLE-1035800SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10519621377SHSOLE-2137700SANDISK CORPNOTE 0.500%10/180004CAF8471549000PRNSOLE-54900000SANOFIRIGHT 12/31/202080105N1137321628511SHSOLE-162851100SAREPTA THERAPEUTICS INCCOM803607100179915100SHCallSOLE-1510000SAREPTA THERAPEUTICS INCDBCV 1.500%11/1803607AB63056016928000PRNSOLE-1692800000SCHOLASTIC CORPCOM80706610549212363SHSOLE-1236300SELECT SECTOR SPDR TRSBI INT-FINL81369Y605105240900SHCallSOLE-4090000SELECT SECTOR SPDR TRSBI INT-FINL81369Y605141555000SHPutSOLE-5500000SEMPRA ENERGY6% PFD CONV A816851406994093611SHSOLE-9361100SERITAGE GROWTH PPTYSCL A81752R1003407662SHSOLE-766200SERVICENOW INCCOM81762P1027743139SHSOLE-313900SERVICENOW INCCOM81762P1024932000SHPutSOLE-200000SIBANYE STILLWATERSPONSORED ADR825724206862208728SHSOLE-20872800SIGNATURE BK NEW YORK N YCOM82669G1044613603SHSOLE-360300SILICON LABORATORIES INCNOTE 1.375% 3/0826919AB810841000000PRNSOLE-100000000SINA CORPORDG814771047883133077SHSOLE-13307700SIRIUS XM HLDGS INCCOM82968B103396800SHCallSOLE-680000SIRIUS XM HLDGS INCCOM82968B10338367400SHPutSOLE-6740000SLM CORPCOM78442P10618318510SHSOLE-1851000SOCKET MOBILE INCCOM NEW83368E20011758441SHSOLE-5844100SOHU COM LTDSPONSORED ADS83410S10889553977SHSOLE-5397700SOUTH JERSEY INDS INCUNIT 99/99/99998385181167001135734SHSOLE-13573400SPDR GOLD TRUSTGOLD SHS78463V1078547000SHSOLE-700000SPDR SERIES TRUSTS&P REGL BKG78464A6982575000SHCallSOLE-500000SPECIAL OPPORTUNITIES FD INCCOM84741T1043011224098SHSOLE-22409800SPECIAL OPPORTUNITIES FD INCPFD CONV SE B84741T302140055764SHSOLE-5576400SPIRIT MTA REITCOM SHS BEN IN84861U10513520790SHSOLE-2079000SPLUNK INCCOM8486371042972381SHSOLE-238100SPRINT CORPORATIONCOM85207U105836148028SHSOLE-14802800SQUARE INCCL A85223410377410330SHSOLE-1033000SQUARE INCCL A8522341032253000SHCallSOLE-300000SQUARE INCCL A8522341035257000SHPutSOLE-700000STARWOOD WAYPOINT RESIDENTLNOTE 3.000% 7/085571WAB5105047920000PRNSOLE-792000000STEWART INFORMATION SVCS CORCOM860372101100723577SHSOLE-2357700SUNCOR ENERGY INC NEWCOM86722410746114220SHSOLE-1422000SUNPOWER CORPCOM86765240611818106SHSOLE-1810600SUNTRUST BKS INCCOM867914103288648701SHSOLE-4870100SWISS HELVETIA FD INCCOM8708751012467323774SHSOLE-32377400SYNAPTICS INCNOTE 0.500% 6/187157DAD112591363000PRNSOLE-136300000SYNOVUS FINL CORPCOM NEW87161C50138211120SHSOLE-1112000T MOBILE US INCCOM8725901042964282SHSOLE-428200TAIWAN FD INCCOM874036106117565583SHSOLE-6558300TAKEDA PHARMACEUTICAL CO LTDSPONSORED ADS8740602052062101175SHCallSOLE-10117500TAKEDA PHARMACEUTICAL CO LTDSPONSORED ADS87406020566032400SHPutSOLE-3240000TAKEDA PHARMACEUTICAL CO LTDSPONSORED ADS8740602052634129336SHSOLE-12933600TCF FINL CORPCOM87227510244121301SHSOLE-2130100TEEKAY CORPORATIONCOMY8564W10311629600SHSOLE-2960000TEEKAY CORPORATIONCOMY8564W1037920000SHPutSOLE-2000000TELADOC HEALTH INCNOTE 3.000%12/187918AAB1744500000PRNSOLE-50000000TELECOM ARGENTINA S ASPON ADR REP B879273209124885451SHSOLE-8545100TEMPLETON DRAGON FD INCCOM88018T10167233808SHSOLE-3380800TERADYNE INCCOM8807701021714301SHSOLE-430100TERADYNE INCCOM880770102761900SHCallSOLE-190000TERADYNE INCCOM8807701021995000SHPutSOLE-500000TESLA INCCOM88160R1012801000SHCallSOLE-100000TESLA INCCOM88160R1011732361900SHPutSOLE-6190000TEVA PHARMACEUTICAL INDS LTDSPONSORED ADS88162420947130000SHPutSOLE-3000000THE CENTRAL AND EASTERN EU ICOM15343610065827359SHSOLE-2735900TRAVELPORT WORLDWIDE LTDSHSG9019D1041894120417SHSOLE-12041700TURQUOISE HILL RES LTDCOM9004351086237601SHSOLE-3760100TUTOR PERINI CORPNOTE 2.875% 6/1901109AD019532038000PRNSOLE-203800000TWITTER INCCOM90184L10232810000SHCallSOLE-1000000TWITTER INCCOM90184L10265820000SHPutSOLE-2000000TWITTER INCNOTE 0.250% 9/190184LAB824612500000PRNSOLE-250000000TWITTER INCNOTE 1.000% 9/190184LAD4251267000PRNSOLE-26700000UNITED CONTL HLDGS INCCOM9100471092272843SHSOLE-284300UNITED TECHNOLOGIES CORPCOM913017109201815655SHSOLE-1565500URSTADT BIDDLE PPTYS INCCOM91728610676245617SHSOLE-4561700VANGUARD INDEX FDSREAL ESTATE ETF9229085532172500SHCallSOLE-250000VERINT SYS INCNOTE 1.500% 6/092343XAA8611553000PRNSOLE-55300000VERIZON COMMUNICATIONS INCCOM92343V1042544297SHSOLE-429700VERIZON COMMUNICATIONS INCCOM92343V1041242100SHPutSOLE-210000VICI PPTYS INCCOM9256521094372199780SHSOLE-19978000VIPSHOP HLDGS LTDSPONSORED ADS A92763W103729010SHSOLE-901000VIPSHOP HLDGS LTDSPONSORED ADS A92763W1038010000SHPutSOLE-1000000VIRTUS INVT PARTNERS INCPFD CV SER D92828Q208453351444SHSOLE-5144400VISTRA ENERGY CORPCOM92840M10252320100SHPutSOLE-2010000VISTRA ENERGY CORPUNIT 02/02/202492840M30010346104797SHSOLE-10479700VMWARE INCCL A COM928563402180610000SHCallSOLE-1000000VORNADO RLTY TRSH BEN INT9290421092093100SHSOLE-310000WABTEC CORPCOM9297401085347255SHSOLE-725500WABTEC CORPPUT9297409582363204SHPutSOLE-320400WASHINGTON PRIME GROUP NEWCOM93964W10824743730SHSOLE-4373000WATSCO INCCL B CONV9426221015733971SHSOLE-397100WAYFAIR INCNOTE 0.375% 9/094419LAB72340615261000PRNSOLE-1526100000WEIBO CORPSPONSORED ADR948596101155025000SHPutSOLE-2500000WELLCARE HEALTH PLANS INCCOM94946T1067822900SHSOLE-290000WELLTOWER INCCOM95040Q104128816599SHSOLE-1659900WELLTOWER INCCOM95040Q10470900SHCallSOLE-90000WELLTOWER INCCOM95040Q104155220000SHPutSOLE-2000000WENDYS COCOM95058W10025314102SHSOLE-1410200WESTERN ASSET EMRG MKT DEBTCOM95766A10145833544SHSOLE-3354400WESTERN AST INFL LKD OPP & ICOM95766R10414413382SHSOLE-1338200WILEY JOHN & SONS INCCL B9682233052295244SHSOLE-524400WILLIAMS COS INC DELCOM9694571001786193SHSOLE-619300WILLIAMS COS INC DELCOM9694571001756100SHPutSOLE-610000WINTRUST FINL CORPCOM97650W10882012184SHSOLE-1218400WORKDAY INCCL A98138H1017573923SHSOLE-392300WRIGHT MED GROUP N VNOTE 2.250%11/198236JAB41614510416000PRNSOLE-1041600000XPERI CORPCOM98421B10037416004SHSOLE-1600400YAMANA GOLD INCCOM98462Y1003413100SHSOLE-1310000ZENDESK INCNOTE 0.250% 3/198936JAB765554497000PRNSOLE-449700000ZILLOW GROUP INCCL A98954M10147914017SHSOLE-1401700ZILLOW GROUP INCCL C CAP STK98954M20045113000SHPutSOLE-1300000ZILLOW GROUP INCNOTE 2.000%12/098954MAB748664756000PRNSOLE-475600000ZION OIL & GAS INCCOM9896961093242543SHSOLE-4254300ZIONS BANCORPORATION N A*W EXP 05/21/202989701115557704543164SHSOLE-454316400ZIONS BANCORPORATION N ACOM9897011072726000SHCallSOLE-600000ZIONS BANCORPORATION N ACOM98970110745410000SHPutSOLE-1000000ZYNGA INCCL A98986T10815128400SHSOLE-2840000