0001103646-14-000017.txt : 20141114 0001103646-14-000017.hdr.sgml : 20141114 20141114122422 ACCESSION NUMBER: 0001103646-14-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 141222060 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 09-30-2014 09-30-2014 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchell Bialek 312-542-8575 /s/Mitchell Bialek CHICAGO IL 11-07-2014 0 744 2063262 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 1ST UNITED BANCORP INC FLACOM33740N105935109767SHSOLE-10976700ABBVIE INCCOM00287Y1094157193SHSOLE-719300ABERDEEN EMERGING MKTS SMALLCOM00301T10263545745SHSOLE-4574500ABERDEEN GTR CHINA FD INCCOM00303110125724751SHSOLE-2475100ABERDEEN LATIN AMER EQTY FDCOM00306K10633712317SHSOLE-1231700ABERDEEN SINGAPORE FD INCCOM00324410065452605SHSOLE-5260500ACCURAY INCNOTE 3.750% 8/0004397AB126352500000PRNSOLE-250000000ACCURAY INCNOTE 3.500% 2/0004397AD760514000000PRNSOLE-400000000ACCURAY INCDEBT 3.500% 2/0004397AF218781250000PRNSOLE-125000000ACORDA THERAPEUTICS INCNOTE 1.750% 6/100484MAA420652000000PRNSOLE-200000000ACTAVIS PLCSHSG0083B1084231754SHSOLE-175400ACTIONS SEMICONDUCTOR CO LTDADR00507E10719388659SHSOLE-8865900ADAMS EXPRESS COCOM00621210422115868SHSOLE-1586800AK STL HLDG 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INCNOTE 2.250% 3/0750236AN1129509049000PRNSOLE-904900000RADNET INCCOM7504911027611522SHSOLE-1152200RAMCO-GERSHENSON PPTYS TRPERP PFD-D CV751452608548790161SHSOLE-9016100RANGE RES CORPCOM75281A109482371118SHSOLE-7111800RANGE RES CORPCOM75281A109569684000SHPutSOLE-8400000RAYONIER INCCOM75490710336711800SHSOLE-1180000REALOGY HLDGS CORPCOM75605Y10640911000SHSOLE-1100000REAVES UTIL INCOME FDCOM SH BEN INT75615810199734338SHSOLE-3433800RED HAT INCCOM7565771022754900SHSOLE-490000REED ELSEVIER N VSPONS ADR NEW75820420075216640SHSOLE-1664000REGENCY ENERGY PARTNERS L PCOM UNITS L P75885Y10743313260SHSOLE-1326000RENEWABLE ENERGY GROUP INCMTNF 2.750% 6/175972AAA130893000000PRNSOLE-300000000RICE ENERGY INCCOM76276010633912743SHSOLE-1274300RMR REAL ESTATE INCOME FUNDCOM76970B10143222967SHSOLE-2296700ROSETTA RESOURCES INCCOM777779307127928700SHCallSOLE-2870000ROYAL BK SCOTLAND GROUP PLCSPONS ADR 20 ORD78009768932327100SHSOLE-2710000ROYAL DUTCH SHELL PLCSPON ADR B7802591075777292SHSOLE-729200ROYAL DUTCH SHELL PLCSPONS ADR A780259206506866563SHSOLE-6656300ROYCE VALUE TR INCCOM78091010520314020SHSOLE-1402000RUSH ENTERPRISES INCCL B781846308210571464SHSOLE-7146400SAFEWAY INCCOM NEW786514208291584992SHSOLE-8499200SALESFORCE COM INCCOM79466L302199634687SHSOLE-3468700SALIX PHARMACEUTICALS INCNOTE 1.500% 3/1795435AE696664000000PRNSOLE-400000000SANCHEZ ENERGY CORPCOM79970Y1052318800SHSOLE-880000SANDISK CORPNOTE 1.500% 8/180004CAD363843317000PRNSOLE-331700000SANDRIDGE ENERGY INCCOM80007P307471110000SHPutSOLE-11000000SANOFIRIGHT 12/31/202080105N11312852762383SHSOLE-276238300SCHLUMBERGER LTDCOM806857108101710000SHCallSOLE-1000000SCHLUMBERGER LTDCOM8068571083053000SHSOLE-300000SEADRILL LIMITEDSHSG7945E105172964600SHPutSOLE-6460000SEAGATE TECHNOLOGY PLCSHSG7945M107107718800SHSOLE-1880000SELECT MED HLDGS CORPCOM81619Q10544937300SHSOLE-3730000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5065446000SHSOLE-600000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y50690610000SHCallSOLE-1000000SEMPRA ENERGYCOM816851109450042700SHCallSOLE-4270000SEMPRA ENERGYCOM8168511095275000SHPutSOLE-500000SHANDA GAMES LTDSP ADR REPTG A81941U10510816500SHSOLE-1650000SHIRE PLCSPONSORED ADR82481R106274610600SHSOLE-1060000SIGNATURE BK NEW YORK N Y*W EXP 12/12/20182669G112162419863SHSOLE-1986300SILGAN HOLDINGS INCCOM827048109127627149SHSOLE-2714900SIMON PPTY GROUP INC NEWCOM8288061096774115SHSOLE-411500SINA CORPORDG81477104364588600SHSOLE-8860000SINA CORPORDG814771045698138500SHPutSOLE-13850000SLM CORPCOM78442P10624428510SHSOLE-2851000SOHU COM INCCOM83408W1032585134SHSOLE-513400SOLARCITY CORPCOM83416T100417170000SHPutSOLE-7000000SOLARCITY CORPNOTE 2.750%11/083416TAA8101518500000PRNSOLE-850000000SOLAZYME INCCOM83415T1012589347100SHPutSOLE-34710000SOLAZYME INCNOTE 6.000% 2/083415TAB734473000000PRNSOLE-300000000SOLAZYME INCNOTE 5.000%10/083415TAC530303400000PRNSOLE-340000000SOTHEBYSCOM835898107254871339SHSOLE-7133900SOUTHSIDE BANCSHARES INCCOM84470P109160348200SHPutSOLE-4820000SOUTHWEST AIRLS COCOM8447411082848400SHSOLE-840000SPDR DOW JONES INDL AVRG ETFUT SER 178467X109375722100SHCallSOLE-2210000SPDR DOW JONES INDL AVRG ETFUT SER 178467X109294117300SHPutSOLE-1730000SPDR GOLD TRUSTGOLD SHS78463V1078317150SHSOLE-715000SPDR S&P 500 ETF TRTR UNIT78462F103251412758SHSOLE-1275800SPDR S&P 500 ETF TRTR UNIT78462F103770339100SHCallSOLE-3910000SPDR S&P 500 ETF TRTR UNIT78462F10337434190000SHPutSOLE-19000000SPDR SERIES TRUSTS&P OILGAS EXP78464A73092213400SHPutSOLE-1340000SPECIAL OPPORTUNITIES FD INCCOM84741T1044223253343SHSOLE-25334300SPECTRA ENERGY CORPCOM847560109268268300SHCallSOLE-6830000SPECTRUM PHARMACEUTICALS INCCOM84763A10832640000SHPutSOLE-4000000SPIRIT RLTY CAP INC NEWNOTE 2.875% 5/184860WAA024232500000PRNSOLE-250000000SPRINT CORPCOM SER 185207U1051174185252SHSOLE-18525200SPRINT CORPCOM SER 185207U10512419500SHCallSOLE-1950000SPRINT CORPCOM SER 185207U1051093172400SHPutSOLE-17240000STANDARD PAC CORP NEWCOM85375C10112216299SHSOLE-1629900STARWOOD PPTY TR INCNOTE 4.550% 3/085571BAA375287000000PRNSOLE-700000000STARZCOM SER A85571Q102137241472SHSOLE-4147200STARZCOM SER B85571Q201134340707SHSOLE-4070700STEEL DYNAMICS INCCOM8581191002059056SHSOLE-905600STEEL PARTNERS HLDGS L PLTD PRTRSHIP U85814R107137882955SHSOLE-8295500STEREOTAXIS INCCOM NEW85916J4093715825SHSOLE-1582500SUNEDISON INCCOM86732Y1092058109000SHPutSOLE-10900000SUNPOWER CORPCOM867652406319094154SHSOLE-9415400SUNPOWER CORPCOM867652406136540300SHCallSOLE-4030000SUNPOWER CORPCOM86765240613789407000SHPutSOLE-40700000SUNPOWER CORPDBCV 0.750% 6/0867652AG429642000000PRNSOLE-200000000SUNTRUST BKS INC*W EXP 11/14/201867914111149133460004SHSOLE-346000400SUNTRUST BKS INC*W EXP 12/31/20186791412980186616SHSOLE-8661600SUPERIOR ENERGY SVCS INCCOM86815710876223200SHSOLE-2320000SUPERVALU INCCOM868536103912102006SHSOLE-10200600SWISS HELVETIA FD INCCOM87087510181560238SHSOLE-6023800SYNERGY RES CORPCOM87164P10336029500SHSOLE-2950000SYNERGY RES CORPCOM87164P10375862200SHPutSOLE-6220000TAIWAN FD INCCOM874036106109558022SHSOLE-5802200TAKE-TWO INTERACTIVE SOFTWARCOM87405410991039445SHSOLE-3944500TAKE-TWO INTERACTIVE SOFTWARCOM8740541093137136000SHPutSOLE-13600000TCF FINL CORP*W EXP 11/14/201872275128626233586SHSOLE-23358600TEJON RANCH CO*W EXP 08/31/2018790801334321265SHSOLE-2126500TELEPHONE & DATA SYS INCCOM NEW879433829181275615SHSOLE-7561500TELUS CORPCOM87971M10347013752SHSOLE-1375200TEREX CORP NEWNOTE 4.000% 6/0880779AV574713778000PRNSOLE-377800000TESARO INCNOTE 3.000%10/0881569AA541764000000PRNSOLE-400000000TESLA MTRS INCCOM88160R10124753102000SHPutSOLE-10200000TESLA MTRS INCCOM88160R1012431000SHSOLE-100000TESLA MTRS INCNOTE 1.500% 6/088160RAA92318811505000PRNSOLE-1150500000TESLA MTRS INCNOTE 0.250% 3/088160RAB785589000000PRNSOLE-900000000TESLA MTRS INCNOTE 1.250% 3/088160RAC547535000000PRNSOLE-500000000TESORO CORPCOM881609101248240700SHCallSOLE-4070000TESORO CORPCOM881609101487880000SHPutSOLE-8000000THAI FD INCCOM88290410529624115SHSOLE-2411500THE ADT CORPORATIONCOM00101J1063138837SHSOLE-883700THERAVANCE INCCOM88338T10430417800SHSOLE-1780000TIBCO SOFTWARE INCCOM88632Q10331413300SHSOLE-1330000TIBCO SOFTWARE INCCOM88632Q10382735000SHPutSOLE-3500000TIM HORTONS INCCOM88706M10399312600SHSOLE-1260000TIM HORTONS INCCOM88706M1032763500SHPutSOLE-350000TIME WARNER CABLE INCCOM88732J20711157774SHSOLE-777400T-MOBILE US INCCOM872590104133946382SHSOLE-4638200T-MOBILE US INCCOM87259010457720000SHCallSOLE-2000000TOWN SPORTS INTL HLDGS INCCOM89214A1029213674SHSOLE-1367400TRANSCANADA CORPCOM89353D107111621650SHSOLE-2165000TRANSCANADA CORPCOM89353D107213441400SHCallSOLE-4140000TRANSCEPT PHARMACEUTICALS INCOM89354M1064120420SHSOLE-2042000TRANSDIGM GROUP INCCOM8936411004292330SHSOLE-233000TRANSOCEAN LTDREG SHSH8817H100166252000SHPutSOLE-5200000TRI POINTE HOMES INCCOM87265H10987567600SHPutSOLE-6760000TRI POINTE HOMES INCCOM87265H1095484423826SHSOLE-42382600TRINA SOLAR LIMITEDSPON ADR89628E104114594900SHPutSOLE-9490000TRIPADVISOR INCCOM89694520191410000SHPutSOLE-1000000TRONOX LTDSHS CL AQ9235V10145617500SHSOLE-1750000TRULIA INCCOM897888103130526701SHSOLE-2670100TRW AUTOMOTIVE HLDGS CORPCOM87264S106320031600SHSOLE-3160000TURKISH INVT FD INCCOM90014510315514854SHSOLE-1485400TURQUOISE HILL RES LTDCOM900435108795212701SHSOLE-21270100TURQUOISE HILL RES LTDCOM9004351087520100SHPutSOLE-2010000TWENTY FIRST CENTY FOX INCCL B90130A200324897526SHSOLE-9752600TYCO INTERNATIONAL LTDSHSH891281042836354SHSOLE-635400TYSON FOODS INCUNIT 99/99/99999024943016535129915SHSOLE-12991500ULTA SALON COSMETCS & FRAG ICOM90384S3035794900SHSOLE-490000ULTRA PETROLEUM CORPCOM90391410929012500SHCallSOLE-1250000UNITED CONTL HLDGS INCCOM910047109113524243SHSOLE-2424300UNITED CONTL HLDGS INCCOM910047109163835000SHPutSOLE-3500000UNITED STATES NATL GAS FUNDUNIT PAR $0.00191231820131414227SHSOLE-1422700UNITED STATES NATL GAS FUNDUNIT PAR $0.001912318201112851000SHPutSOLE-5100000UNITED STATES OIL FUND LPUNITS91232N108204459400SHCallSOLE-5940000UNITED STATES STL CORP NEWCOM91290910842310786SHSOLE-1078600UNITED STATES STL CORP NEWCOM9129091084689119700SHPutSOLE-11970000UNITED THERAPEUTICS CORP DELNOTE 1.000% 9/191307CAF987663250000PRNSOLE-325000000USA TECHNOLOGIES INCCOM NO PAR90328S5002111689SHSOLE-1168900UTI WORLDWIDE INCORDG872101031856174600SHSOLE-17460000VALEANT PHARMACEUTICALS INTLCOM91911K1026074630SHSOLE-463000VALERO ENERGY CORP NEWCOM91913Y1007953171900SHCallSOLE-17190000VALERO ENERGY CORP NEWCOM91913Y100367979500SHPutSOLE-7950000VALLEY NATL BANCORP*W EXP 11/14/20191979413136157038SHSOLE-15703800VECTRUS INCCOM92242T10142821934SHSOLE-2193400VERIZON COMMUNICATIONS INCCOM92343V104171434274SHSOLE-3427400VICOR CORPCOM92581510257260849SHSOLE-6084900VIPSHOP HLDGS LTDSPONSORED ADR92763W103214511350SHSOLE-1135000VIPSHOP HLDGS LTDSPONSORED ADR92763W1031228565000SHPutSOLE-6500000VIPSHOP HLDGS LTDNOTE 1.500% 3/192763WAA111801000000PRNSOLE-100000000VIRTUS TOTAL RETURN FDCOM92829A10314230456SHSOLE-3045600VORNADO RLTY TRSH BEN INT9290421094004000SHSOLE-400000WALGREEN COCOM9314221092674500SHSOLE-450000WASHINGTON FED INC*W EXP 11/14/201938824117547106981SHSOLE-10698100WASHINGTON PRIME GROUP INCCOM93964710385048622SHSOLE-4862200WATSCO INCCL B CONV9426221013213671SHSOLE-367100WEATHERFORD INTL PLCORD SHSG4883310044821523SHSOLE-2152300WEBMD HEALTH CORPCOM94770V10273617615SHSOLE-1761500WEBMD HEALTH CORPCOM94770V10241810000SHCallSOLE-1000000WEBMD HEALTH CORPCOM94770V1023728900SHPutSOLE-890000WEIBO CORPSPONSORED ADR948596101110359000SHPutSOLE-5900000WENDYS COCOM95058W100975118115SHSOLE-11811500WESTERN ASSET CLYM INFL OPPCOM95766R10414512468SHSOLE-1246800WESTERN ASSET EMRG MKT DEBTCOM95766A10131518395SHSOLE-1839500WESTERN ASSET VAR RT STRG FDCOM95766710822112967SHSOLE-1296700WEYERHAEUSER COCOM9621661048858278016SHSOLE-27801600WEYERHAEUSER COCOM96216610453216700SHCallSOLE-1670000WEYERHAEUSER COCOM9621661049079285000SHPutSOLE-28500000WHITEWAVE FOODS COCOM96624410552814528SHSOLE-1452800WHITING PETE CORP NEWCOM966387102173722400SHSOLE-2240000WHITING PETE CORP NEWCOM96638710283710800SHCallSOLE-1080000WHITING PETE CORP NEWCOM966387102324141800SHPutSOLE-4180000WILLIAMS COS INC DELCOM9694571004688447SHSOLE-844700WINTRUST FINL CORP*W EXP 12/19/20197650W1576423295329SHSOLE-29532900WPX ENERGY INCCOM98212B103123751409SHSOLE-5140900WRIGHT MED GROUP INCCOM98235T1072177156SHSOLE-715600WRIGHT MED GROUP INCRIGHT 03/01/201998235T11512457480SHSOLE-5748000XPO LOGISTICS INCNOTE 4.500%10/0983793AA846911988000PRNSOLE-198800000YAHOO INCCOM98433210655913700SHSOLE-1370000YANDEX N VSHS CLASS AN972841082888103900SHPutSOLE-10390000ZILLOW INCCL A98954A1078127000SHPutSOLE-700000ZION OIL & GAS INCCOM9896961095129760SHSOLE-2976000ZIONS BANCORPORATION*W EXP 05/22/202989701115252324973752SHSOLE-497375200ZIONS BANCORPORATION*W EXP 11/14/20198970113142771425550SHSOLE-142555000ZOETIS INCCL A98978V1033008131SHSOLE-813100ZWEIG TOTAL RETURN FD INCCOM NEW98983720863746019SHSOLE-4601900ZYNGA INCCL A98986T10816862400SHSOLE-6240000