CCO

0001085146-20-003036.txt : 20201116 0001085146-20-003036.hdr.sgml : 20201116 20201116135747 ACCESSION NUMBER: 0001085146-20-003036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 201315439 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001103646 XXXXXXXX 09-30-2020 09-30-2020 false CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchel Bialek CCO 312-542-8575 /s/Mitchel Bialek Chicago IL 11-16-2020 0 791 2115705 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 5895 36800 SH Call SOLE - 36800 0 0 3M CO COM 88579Y101 6487 40500 SH Put SOLE - 40500 0 0 89BIO INC COM 282559103 770 30000 SH SOLE - 30000 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 128 32000 SH SOLE - 32000 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 988 152534 SH SOLE - 152534 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 312 33928 SH SOLE - 33928 0 0 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 99 21395 SH SOLE - 21395 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 151 18977 SH SOLE - 18977 0 0 ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 138 125593 SH SOLE - 125593 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 314 30738 SH SOLE - 30738 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 385 36100 SH SOLE - 36100 0 0 ACCELERON PHARMA INC COM 00434H108 338 3000 SH SOLE - 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3000 0 0 FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 1651 2100000 PRN SOLE - 2100000 0 0 FOLEY TRASIMENE ACQUISITION UNIT 99/99/9999 344328208 2450 240208 SH SOLE - 240208 0 0 FORTIVE CORP COM 34959J108 4573 60000 SH Put SOLE - 60000 0 0 FORTIVE CORP COM 34959J108 121 1590 SH SOLE - 1590 0 0 FORTRESS VALUE ACQUISITION I UNIT 08/10/2027 349642207 494 48022 SH SOLE - 48022 0 0 FORUM MERGER III CORP UNIT 08/24/2027 349885202 460 44017 SH SOLE - 44017 0 0 FORUM MERGER III CORP COM CL A 349885103 1151 115754 SH SOLE - 115754 0 0 FOX CORP CL A COM 35137L105 561 20175 SH SOLE - 20175 0 0 FRANCO NEV CORP COM 351858105 223 1600 SH SOLE - 1600 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 106 15574 SH SOLE - 15574 0 0 FREEPORT-MCMORAN INC CL B 35671D857 156 10000 SH Call SOLE - 10000 0 0 FTAC OLYMPUS ACQUISITION COR UNIT 08/24/2025 G37288118 5407 540687 SH SOLE - 540687 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 1340 1089000 PRN SOLE - 1089000 0 0 FUSION ACQUISITION CORP UNIT 99/99/9999 36118H204 194 18887 SH SOLE - 18887 0 0 GABELLI CONV & INC SECS FD I COM 36240B109 478 88500 SH SOLE - 88500 0 0 GABELLI DIVID & INCOME TR COM 36242H104 1019 55523 SH SOLE - 55523 0 0 GABELLI GLB SML & MD CP VAL COM 36249W104 535 52995 SH SOLE - 52995 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 783 75881 SH SOLE - 75881 0 0 GAMCO INVS INC CL A COM 361438104 188 16280 SH SOLE - 16280 0 0 GCI LIBERTY INC COM CLASS A 36164V305 972 11858 SH SOLE - 11858 0 0 GDL FUND COM SH BEN IT 361570104 896 106924 SH SOLE - 106924 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 417 5100 SH Put SOLE - 5100 0 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 8786 5200000 PRN SOLE - 5200000 0 0 GENERAL AMERN INVS INC COM 368802104 1069 31473 SH SOLE - 31473 0 0 GENERAL DYNAMICS CORP COM 369550108 831 6000 SH Call SOLE - 6000 0 0 GENERAL MTRS CO COM 37045V100 228 7700 SH Put SOLE - 7700 0 0 GEO GROUP INC NEW COM 36162J106 115 10100 SH Call SOLE - 10100 0 0 GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 649 30500 SH Put SOLE - 30500 0 0 GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 13509 251780 SH SOLE - 251780 0 0 GIGCAPITAL2 INC *W EXP 02/28/202 375036118 21 22708 SH SOLE - 22708 0 0 GIGCAPITAL3 INC *W EXP 05/18/202 37519D115 11 17400 SH SOLE - 17400 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 1378 25000 SH Call SOLE - 25000 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 11 16500 SH SOLE - 16500 0 0 GLOBAL X FDS MSCI GREECE ETF 37954Y319 993 49732 SH SOLE - 49732 0 0 GO ACQUISITION CORP COM 362019101 2207 224301 SH SOLE - 224301 0 0 GO ACQUISITION CORP *W EXP 08/31/202 362019119 84 76667 SH SOLE - 76667 0 0 GO ACQUISITION CORP UNIT 08/31/2027 362019200 1297 128691 SH SOLE - 128691 0 0 GOGO INC COM 38046C109 925 100100 SH Put SOLE - 100100 0 0 GOGO INC NOTE 6.000% 5/1 38046CAD1 3198 2000000 PRN SOLE - 2000000 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G206 109 18199 SH SOLE - 18199 0 0 GORES HLDGS IV INC COM CL A 382865103 180 17500 SH SOLE - 17500 0 0 GORES HLDGS V INC UNIT 99/99/9999 382864205 3825 369548 SH SOLE - 369548 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 1033 1000000 PRN SOLE - 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20000 0 0 HCA HEALTHCARE INC COM 40412C101 2494 20000 SH Put SOLE - 20000 0 0 HECLA MNG CO COM 422704106 121 23744 SH SOLE - 23744 0 0 HELIX ENERGY SOLUTIONS GRP I NOTE 6.750% 2/1 42330PAK3 1617 2000000 PRN SOLE - 2000000 0 0 HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 147 63849 SH SOLE - 63849 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 328 327000 PRN SOLE - 327000 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 3568 76500 SH Put SOLE - 76500 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 245 5262 SH SOLE - 5262 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 18 16200 SH Call SOLE - 16200 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 121 109200 SH Put SOLE - 109200 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 180 50000 SH SOLE - 50000 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 196 20865 SH SOLE - 20865 0 0 HIGHCAPE CAP ACQUISITION COR UNIT 09/30/2027 42984L204 101 10000 SH SOLE - 10000 0 0 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 1997 232453 SH SOLE - 232453 0 0 HILLTOP HOLDINGS INC COM 432748101 469 22800 SH Put SOLE - 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2564 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 166 4000 SH Call SOLE - 4000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 1111 26800 SH Put SOLE - 26800 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 1957 2825000 PRN SOLE - 2825000 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 901 7356 SH SOLE - 7356 0 0 INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 6929 155643 SH SOLE - 155643 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 7212 58900 SH Put SOLE - 58900 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 365 14200 SH Put SOLE - 14200 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 8 300 SH Call SOLE - 300 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 1668 64986 SH SOLE - 64986 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1277 1800 SH Put SOLE - 1800 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 922 1300 SH Call SOLE - 1300 0 0 INVACARE CORP NOTE 4.500% 6/0 461203AH4 902 1000000 PRN SOLE - 1000000 0 0 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 613 66610 SH SOLE - 66610 0 0 INVESCO SR INCOME TR COM 46131H107 644 176074 SH SOLE - 176074 0 0 INVITAE CORP COM 46185L103 225 5194 SH SOLE - 5194 0 0 INVITAE CORP COM 46185L103 8 200 SH Put SOLE - 200 0 0 IQIYI INC SPONSORED ADS 46267X108 4097 181500 SH Put SOLE - 181500 0 0 IQIYI INC NOTE 3.750%12/0 46267XAB4 2677 2511000 PRN SOLE - 2511000 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 1777 1796000 PRN SOLE - 1796000 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 5188 5044000 PRN SOLE - 5044000 0 0 ISHARES TR IBOXX INV CP ETF 464287242 538 4000 SH Put SOLE - 4000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 19723 120800 SH Put SOLE - 120800 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1693 12500 SH Put SOLE - 12500 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 4831 4663000 PRN SOLE - 4663000 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 3804 3575000 PRN SOLE - 3575000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 10278 8980000 PRN SOLE - 8980000 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 378 43631 SH SOLE - 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44478 0 0 LIBERTY MEDIA CORP DEL COM B SIRIUSXM 531229508 2091 61063 SH SOLE - 61063 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 294 8877 SH SOLE - 8877 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 12860 387685 SH SOLE - 387685 0 0 LIBERTY MEDIA CORP DEL DEB 3.500% 1/1 530715AN1 24262 29000000 PRN SOLE - 29000000 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 75 43168 SH SOLE - 43168 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 17 10000 SH Put SOLE - 10000 0 0 LION GROUP HOLDING LTD *W EXP 06/17/202 53620U110 14 160000 SH SOLE - 160000 0 0 LIONHEART ACQUISITION CORP I UNIT 08/13/2025 53625R203 1087 109164 SH SOLE - 109164 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 5531 5000000 PRN SOLE - 5000000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 1347 25000 SH Put SOLE - 25000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 679 12600 SH Call SOLE - 12600 0 0 LIVE OAK ACQUISITION CORP *W EXP 05/08/202 53804F111 36 37051 SH SOLE - 37051 0 0 LONGVIEW ACQUISITION CORP UNIT 99/99/9999 543195200 235 23140 SH SOLE - 23140 0 0 LONGVIEW ACQUISITION CORP COM CL A 543195101 296 30117 SH SOLE - 30117 0 0 LONGVIEW ACQUISITION CORP *W EXP 05/27/202 543195119 15 15075 SH SOLE - 15075 0 0 LUBYS INC COM 549282101 259 90577 SH SOLE - 90577 0 0 LULULEMON ATHLETICA INC COM 550021109 1647 5000 SH Call SOLE - 5000 0 0 LULULEMON ATHLETICA INC COM 550021109 1647 5000 SH Put SOLE - 5000 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 2717 1945000 PRN SOLE - 1945000 0 0 LYFT INC CL A COM 55087P104 276 10000 SH Put SOLE - 10000 0 0 MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 1576 89820 SH SOLE - 89820 0 0 MACROGENICS INC COM 556099109 1509 59900 SH Put SOLE - 59900 0 0 MACROGENICS INC COM 556099109 254 10074 SH SOLE - 10074 0 0 MADISON SQUARE GRDN ENTERTNM CL A 55826T102 594 8658 SH SOLE - 8658 0 0 MARATHON PETE CORP COM 56585A102 660 22500 SH SOLE - 22500 0 0 MARCUS CORP DEL COM 566330106 471 60935 SH SOLE - 60935 0 0 MATCH GROUP INC NEW COM 57667L107 1368 12360 SH Put SOLE - 12360 0 0 MATCH GROUP INC NEW COM 57667L107 1488 13445 SH SOLE - 13445 0 0 MAXEON SOLAR TECHNOLOGIES LT SHS Y58473102 654 38540 SH SOLE - 38540 0 0 MCDONALDS CORP COM 580135101 219 1000 SH Put SOLE - 1000 0 0 MCDONALDS CORP COM 580135101 88 400 SH SOLE - 400 0 0 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 13 20000 SH SOLE - 20000 0 0 MERCK & CO. INC COM 58933Y105 1782 21483 SH SOLE - 21483 0 0 MERCK & CO. INC COM 58933Y105 6204 74800 SH Call SOLE - 74800 0 0 MERCK & CO. INC COM 58933Y105 4355 52500 SH Put SOLE - 52500 0 0 MEREO BIOPHARMA GROUP PLC ADS 589492107 144 54773 SH SOLE - 54773 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 1109 1000000 PRN SOLE - 1000000 0 0 MFA FINL INC COM 55272X102 91 34000 SH SOLE - 34000 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 1028 10000 SH Put SOLE - 10000 0 0 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 5253 3410000 PRN SOLE - 3410000 0 0 MICROSOFT CORP COM 594918104 9149 43500 SH Put SOLE - 43500 0 0 MICROSOFT CORP COM 594918104 6625 31500 SH Call SOLE - 31500 0 0 MIRATI THERAPEUTICS INC COM 60468T105 1079 6500 SH Call SOLE - 6500 0 0 MOBILEIRON INC COM NEW 60739U204 178 25400 SH SOLE - 25400 0 0 MOBILEIRON INC COM NEW 60739U204 35 5000 SH Put SOLE - 5000 0 0 MOBILEIRON INC COM NEW 60739U204 27 3900 SH Call SOLE - 3900 0 0 MODERNA INC COM 60770K107 2654 37500 SH Put SOLE - 37500 0 0 MODERNA INC COM 60770K107 708 10000 SH Call SOLE - 10000 0 0 MODERNA INC COM 60770K107 219 3100 SH SOLE - 3100 0 0 MOHAWK INDS INC COM 608190104 532 5448 SH SOLE - 5448 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 4960 94521 SH SOLE - 94521 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 3180 60600 SH Put SOLE - 60600 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 761 14500 SH Call SOLE - 14500 0 0 MONGODB INC NOTE 0.750% 6/1 60937PAB2 52442 15481000 PRN SOLE - 15481000 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 525 30262 SH SOLE - 30262 0 0 MVC CAP INC COM 553829102 616 78879 SH SOLE - 78879 0 0 NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 5151 4098000 PRN SOLE - 4098000 0 0 NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 60 46077 SH SOLE - 46077 0 0 NETFLIX INC COM 64110L106 750 1500 SH Put SOLE - 1500 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 33616 24395000 PRN SOLE - 24395000 0 0 NEW GERMANY FD INC COM 644465106 627 37127 SH SOLE - 37127 0 0 NEW IRELAND FD INC COM 645673104 2402 285608 SH SOLE - 285608 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 748 94100 SH SOLE - 94100 0 0 NEWPARK RES INC NOTE 4.000%12/0 651718AE8 4853 5550000 PRN SOLE - 5550000 0 0 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 762 87962 SH SOLE - 87962 0 0 NEXTERA ENERGY INC COM 65339F101 390 1405 SH SOLE - 1405 0 0 NEXTERA ENERGY INC COM 65339F101 389 1400 SH Put SOLE - 1400 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 9185 195344 SH SOLE - 195344 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 12486 228790 SH SOLE - 228790 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 489 8153 SH SOLE - 8153 0 0 NIKOLA CORP COM 654110105 92 4500 SH SOLE - 4500 0 0 NIKOLA CORP COM 654110105 435 21300 SH Put SOLE - 21300 0 0 NIKOLA CORP COM 654110105 22 1100 SH Call SOLE - 1100 0 0 NIO INC SPON ADS 62914V106 3253 153300 SH Put SOLE - 153300 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 7148 3000000 PRN SOLE - 3000000 0 0 NIO INC SPON ADS 62914V106 2137 100695 SH SOLE - 100695 0 0 NIO INC SPON ADS 62914V106 1617 76200 SH Call SOLE - 76200 0 0 NOBLE ENERGY INC COM 655044105 119 13871 SH SOLE - 13871 0 0 NORTH MOUNTAIN MERGER CORP UNIT 09/16/2025 661204206 478 46900 SH SOLE - 46900 0 0 NORTHERN GENESIS ACQUISITION UNIT 07/31/2027 66516T203 128 12773 SH SOLE - 12773 0 0 NOVAVAX INC COM NEW 670002401 379 3500 SH Call SOLE - 3500 0 0 NOVAVAX INC COM NEW 670002401 967 8921 SH SOLE - 8921 0 0 NOVAVAX INC COM NEW 670002401 14573 134500 SH Put SOLE - 134500 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 8982 7500000 PRN SOLE - 7500000 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 6947 6750000 PRN SOLE - 6750000 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 509 37609 SH SOLE - 37609 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 243 17976 SH SOLE - 17976 0 0 NUVEEN REAL ASSET INCOME & G COM 67074Y105 438 36315 SH SOLE - 36315 0 0 NVIDIA CORPORATION COM 67066G104 1082 2000 SH Call SOLE - 2000 0 0 OAKTREE ACQUISITION CORP II UNIT 09/15/2027 G6715X129 1681 163324 SH SOLE - 163324 0 0 OASIS PETROLEUM INC COM 674215108 21 75500 SH SOLE - 75500 0 0 OASIS PETROLEUM INC COM 674215108 7 28100 SH Put SOLE - 28100 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 183 60838 SH SOLE - 60838 0 0 OCCIDENTAL PETE CORP COM 674599105 330 33000 SH Put SOLE - 33000 0 0 OCCIDENTAL PETE CORP COM 674599105 462 44400 SH Call SOLE - 44400 0 0 OCCIDENTAL PETE CORP COM 674599105 125 12517 SH SOLE - 12517 0 0 OCULAR THERAPEUTIX INC COM 67576A100 215 28300 SH Call SOLE - 28300 0 0 OCULAR THERAPEUTIX INC COM 67576A100 48 6277 SH SOLE - 6277 0 0 OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 2028 97886 SH SOLE - 97886 0 0 OI SA SPONSORED ADR NE 670851500 732 504501 SH SOLE - 504501 0 0 OKTA INC CL A 679295105 2653 12408 SH SOLE - 12408 0 0 OMEROS CORP NOTE 6.250%11/1 682143AE2 3783 4000000 PRN SOLE - 4000000 0 0 OMEROS CORP COM 682143102 304 30000 SH Call SOLE - 30000 0 0 OMEROS CORP COM 682143102 104 10339 SH SOLE - 10339 0 0 ON DECK CAP INC COM 682163100 52 32600 SH SOLE - 32600 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 22916 19144000 PRN SOLE - 19144000 0 0 ON SEMICONDUCTOR CORP COM 682189105 1085 50000 SH Put SOLE - 50000 0 0 OPKO HEALTH INC COM 68375N103 46 12500 SH SOLE - 12500 0 0 OSHKOSH CORP COM 688239201 588 8000 SH Call SOLE - 8000 0 0 OSI SYSTEMS INC COM 671044105 2328 30000 SH Put SOLE - 30000 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 5066 5000000 PRN SOLE - 5000000 0 0 OTONOMY INC COM 68906L105 933 230500 SH Call SOLE - 230500 0 0 OVERSTOCK COM INC DEL COM 690370101 611 8400 SH Put SOLE - 8400 0 0 OVERSTOCK COM INC DEL COM 690370101 93 1282 SH SOLE - 1282 0 0 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 2460 2559000 PRN SOLE - 2559000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 1489 15000 SH Put SOLE - 15000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 99 1000 SH SOLE - 1000 0 0 PENN NATL GAMING INC NOTE 2.750% 5/1 707569AU3 7795 2424000 PRN SOLE - 2424000 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 810 95954 SH SOLE - 95954 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 35 1500 SH Call SOLE - 1500 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 624 27500 SH SOLE - 27500 0 0 PERSPECTA INC COM 715347100 1166 59931 SH SOLE - 59931 0 0 PFENEX INC COM 717071104 333 26121 SH SOLE - 26121 0 0 PFIZER INC COM 717081103 1699 46300 SH Put SOLE - 46300 0 0 PFIZER INC COM 717081103 1699 46300 SH Call SOLE - 46300 0 0 PG&E CORP COM 69331C108 34899 3716300 SH Put SOLE - 3716300 0 0 PG&E CORP COM 69331C108 292 31100 SH Call SOLE - 31100 0 0 PG&E CORP COM 69331C108 37615 4005878 SH SOLE - 4005878 0 0 PG&E CORP UNIT 99/99/9999 69331C140 29890 305109 SH SOLE - 305109 0 0 PHUNWARE INC COM 71948P100 14 15191 SH SOLE - 15191 0 0 PHUNWARE INC *W EXP 12/26/202 71948P118 28 40011 SH SOLE - 40011 0 0 PINDUODUO INC SPONSORED ADS 722304102 742 10000 SH Put SOLE - 10000 0 0 PINDUODUO INC NOTE 10/0 722304AB8 10741 5935000 PRN SOLE - 5935000 0 0 PIVOTAL INVT CORP II COM CL A 72582K100 231 20000 SH SOLE - 20000 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 1679 1535000 PRN SOLE - 1535000 0 0 PRIME IMPACT ACQUISITION I UNIT 10/01/2030 G61074111 4195 418650 SH SOLE - 418650 0 0 PROS HOLDINGS INC COM 74346Y103 1070 33500 SH SOLE - 33500 0 0 PTC THERAPEUTICS INC COM 69366J200 935 20000 SH Put SOLE - 20000 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 7947 7007000 PRN SOLE - 7007000 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 1255 1305000 PRN SOLE - 1305000 0 0 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 2159 1760000 PRN SOLE - 1760000 0 0 QAD INC CL B 74727D207 1985 59615 SH SOLE - 59615 0 0 QELL ACQUISITION CORP UNIT 10/01/2025 G7307X121 2032 200000 SH SOLE - 200000 0 0 QTS RLTY TR INC 6.50% CON PFD B 74736A301 13619 95721 SH SOLE - 95721 0 0 QUANTA SVCS INC COM 74762E102 793 15000 SH Call SOLE - 15000 0 0 QURATE RETAIL INC COM SER B 74915M209 126 15710 SH SOLE - 15710 0 0 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 830 1000000 PRN SOLE - 1000000 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 9475 9095000 PRN SOLE - 9095000 0 0 RAMBUS INC DEL COM 750917106 137 10000 SH Put SOLE - 10000 0 0 RANGE RES CORP COM 75281A109 301 45500 SH Call SOLE - 45500 0 0 REGENERON PHARMACEUTICALS COM 75886F107 4926 8800 SH Put SOLE - 8800 0 0 REGENERON PHARMACEUTICALS COM 75886F107 316 564 SH SOLE - 564 0 0 REGENERON PHARMACEUTICALS COM 75886F107 2128 3800 SH Call SOLE - 3800 0 0 REINVENT TECHNOLOGY PARTNERS UNIT 99/99/9999 G7483N111 488 42500 SH SOLE - 42500 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 16 16926 SH SOLE - 16926 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 339 30858 SH SOLE - 30858 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 2159 2536000 PRN SOLE - 2536000 0 0 RH COM 74967X103 765 2000 SH Call SOLE - 2000 0 0 RH COM 74967X103 3358 8776 SH SOLE - 8776 0 0 RH COM 74967X103 24527 64100 SH Put SOLE - 64100 0 0 RINGCENTRAL INC CL A 76680R206 4160 15150 SH SOLE - 15150 0 0 RIVERNORTH DOUBLELINE STRATE RIGHT 10/01/2020 76882G123 0 57480 SH SOLE - 57480 0 0 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 306 21342 SH SOLE - 21342 0 0 RLJ LODGING TR COM 74965L101 87 10000 SH Put SOLE - 10000 0 0 RLJ LODGING TR COM 74965L101 115 13283 SH SOLE - 13283 0 0 RMG ACQUISITION CORP *W EXP 02/21/202 749641114 220 102953 SH SOLE - 102953 0 0 RMR MORTGAGE TR COM 76970B101 627 69157 SH SOLE - 69157 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 1165 18000 SH Put SOLE - 18000 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 1108 17121 SH SOLE - 17121 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 298 4600 SH Call SOLE - 4600 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 166 13552 SH SOLE - 13552 0 0 ROYCE MICRO-CAP TR INC COM 780915104 98 12719 SH SOLE - 12719 0 0 ROYCE VALUE TR INC COM 780910105 958 75767 SH SOLE - 75767 0 0 RPT REALTY SH BEN INT 74971D101 151 27800 SH Call SOLE - 27800 0 0 RPT REALTY SH BEN INT 74971D101 107 19700 SH Put SOLE - 19700 0 0 RPT REALTY SH BEN INT 74971D101 120 21996 SH SOLE - 21996 0 0 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 1444 17664 SH SOLE - 17664 0 0 SALESFORCE COM INC COM 79466L302 201 800 SH SOLE - 800 0 0 SALESFORCE COM INC COM 79466L302 1005 4000 SH Put SOLE - 4000 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 101 28723 SH SOLE - 28723 0 0 SANDBRIDGE ACQUISITION CORP UNIT 99/99/9999 799793203 972 97381 SH SOLE - 97381 0 0 SANDISK CORP NOTE 0.500%10/1 80004CAF8 460 549000 PRN SOLE - 549000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 3469 24700 SH Call SOLE - 24700 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 1523 735000 PRN SOLE - 735000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 2837 20200 SH Put SOLE - 20200 0 0 SC HEALTH CORP COM CL A G78516203 104 10300 SH SOLE - 10300 0 0 SCORPIO TANKERS INC SHS Y7542C130 403 36400 SH Put SOLE - 36400 0 0 SCORPIO TANKERS INC SHS Y7542C130 78 7037 SH SOLE - 7037 0 0 SEA LTD NOTE 2.250% 7/0 81141RAB6 17652 2270000 PRN SOLE - 2270000 0 0 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 882 1000000 PRN SOLE - 1000000 0 0 SEATTLE GENETICS INC COM 812578102 7241 37000 SH Put SOLE - 37000 0 0 SEATTLE GENETICS INC COM 812578102 587 3000 SH Call SOLE - 3000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 929 31000 SH Call SOLE - 31000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5725 237900 SH Put SOLE - 237900 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 361 15000 SH Call SOLE - 15000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2396 80000 SH Put SOLE - 80000 0 0 SEMPRA ENERGY COM 816851109 3065 25900 SH Put SOLE - 25900 0 0 SEMPRA ENERGY 6% PFD CONV A 816851406 14363 145344 SH SOLE - 145344 0 0 SERES THERAPEUTICS INC COM 81750R102 1698 60000 SH Call SOLE - 60000 0 0 SERVICENOW INC COM 81762P102 291 600 SH SOLE - 600 0 0 SFL CORPORATION LTD SHS G7738W106 486 65000 SH Put SOLE - 65000 0 0 SHIP FIN INTL LTD NOTE 4.875% 5/0 824689AG8 4047 4610000 PRN SOLE - 4610000 0 0 SHIP FINANCE INTERNATIONAL L NOTE 5.750%10/1 G81075AF3 3175 3250000 PRN SOLE - 3250000 0 0 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 1491 133837 SH SOLE - 133837 0 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 1197 1000000 PRN SOLE - 1000000 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 56 91040 SH SOLE - 91040 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 543 20200 SH Put SOLE - 20200 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 268 9967 SH SOLE - 9967 0 0 SMITH & WESSON BRANDS INC COM 831754106 236 15188 SH SOLE - 15188 0 0 SNAP INC CL A 83304A106 1404 53772 SH SOLE - 53772 0 0 SNAP INC CL A 83304A106 2874 110100 SH Put SOLE - 110100 0 0 SOCKET MOBILE INC COM NEW 83368E200 71 55858 SH SOLE - 55858 0 0 SOGOU INC ADR REPSTG A 83409V104 414 46600 SH Put SOLE - 46600 0 0 SOGOU INC ADR REPSTG A 83409V104 122 13700 SH SOLE - 13700 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 142 12694 SH SOLE - 12694 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 372 33500 SH Call SOLE - 33500 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 46 4200 SH Put SOLE - 4200 0 0 SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 835 25113 SH SOLE - 25113 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1440 4300 SH SOLE - 4300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2344 7000 SH Call SOLE - 7000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9042 27000 SH Put SOLE - 27000 0 0 SPDR SER TR S&P BIOTECH 78464A870 1348 12100 SH Call SOLE - 12100 0 0 SPDR SER TR S&P BIOTECH 78464A870 9784 87800 SH Put SOLE - 87800 0 0 SPDR SER TR S&P BIOTECH 78464A870 2675 24002 SH SOLE - 24002 0 0 SPECIAL OPPORTUNITIES FD INC PFD CONV SE B 84741T302 1640 64966 SH SOLE - 64966 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 2710 218417 SH SOLE - 218417 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 5544 3980000 PRN SOLE - 3980000 0 0 SPROTT FOCUS TR INC COM 85208J109 63 10518 SH SOLE - 10518 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 1090 59406 SH SOLE - 59406 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 3597 1661000 PRN SOLE - 1661000 0 0 STABLE RD ACQUISITION CORP *W EXP 05/15/202 85236Q117 74 64400 SH SOLE - 64400 0 0 STARBOARD VALUE ACQUISITN CO UNIT 09/10/2025 85521J208 1398 138369 SH SOLE - 138369 0 0 SUNCOR ENERGY INC NEW COM 867224107 162 13220 SH SOLE - 13220 0 0 SUSTAINABLE OPPORTNTS ACQ CO *W EXP 99/99/999 G8598Y117 93 51584 SH SOLE - 51584 0 0 SWISS HELVETIA FD INC COM 870875101 4037 487519 SH SOLE - 487519 0 0 SYNAPTICS INC NOTE 0.500% 6/1 87157DAD1 9732 7848000 PRN SOLE - 7848000 0 0 TAILWIND ACQUISITION CORP UNIT 09/07/2027 87403Q201 2173 216199 SH SOLE - 216199 0 0 TAIWAN FD INC COM 874036106 2031 88175 SH SOLE - 88175 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1346 16600 SH Put SOLE - 16600 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 738 9100 SH SOLE - 9100 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 836 46884 SH SOLE - 46884 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 1628 91300 SH Put SOLE - 91300 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 5356 300225 SH Call SOLE - 300225 0 0 TAUBMAN CTRS INC COM 876664103 520 15600 SH Put SOLE - 15600 0 0 TAUBMAN CTRS INC COM 876664103 862 25900 SH Call SOLE - 25900 0 0 TELADOC HEALTH INC COM 87918A105 219 1000 SH Call SOLE - 1000 0 0 TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 1300 261000 PRN SOLE - 261000 0 0 TEMPLETON DRAGON FD INC COM 88018T101 273 12440 SH SOLE - 12440 0 0 TERADYNE INC COM 880770102 795 10000 SH Put SOLE - 10000 0 0 TERADYNE INC COM 880770102 17 213 SH SOLE - 213 0 0 TEREX CORP NEW COM 880779103 194 10000 SH Call SOLE - 10000 0 0 TESLA INC COM 88160R101 858 2000 SH Call SOLE - 2000 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 4466 682000 PRN SOLE - 682000 0 0 TESLA INC COM 88160R101 32707 76239 SH SOLE - 76239 0 0 TESLA INC COM 88160R101 259123 604000 SH Put SOLE - 604000 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 2193 2284000 PRN SOLE - 2284000 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 45 33163 SH SOLE - 33163 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 149 14643 SH SOLE - 14643 0 0 TIFFANY & CO NEW COM 886547108 498 4300 SH Put SOLE - 4300 0 0 TIFFANY & CO NEW COM 886547108 4830 41700 SH Call SOLE - 41700 0 0 TILRAY INC COM CL 2 88688T100 540 111300 SH Put SOLE - 111300 0 0 TILRAY INC COM CL 2 88688T100 78 16100 SH Call SOLE - 16100 0 0 T-MOBILE US INC COM 872590104 836 7306 SH SOLE - 7306 0 0 T-MOBILE US INC COM 872590104 11 100 SH Call SOLE - 100 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K200 121 12189 SH SOLE - 12189 0 0 TOTTENHAM ACQUISITION I LTD SHS G8959N106 262 24192 SH SOLE - 24192 0 0 TRANSOCEAN LTD REG SHS H8817H100 155 192300 SH Call SOLE - 192300 0 0 TREBIA ACQUISITION CORP COM CL A G9027T109 336 33055 SH SOLE - 33055 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 16 45000 SH SOLE - 45000 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 631 44385 SH SOLE - 44385 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 393 27600 SH Put SOLE - 27600 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 585 41200 SH Call SOLE - 41200 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 33 12500 SH SOLE - 12500 0 0 TRIP COM GROUP LTD ADS 89677Q107 237 7619 SH SOLE - 7619 0 0 TRIP COM GROUP LTD ADS 89677Q107 1791 57500 SH Put SOLE - 57500 0 0 TRUIST FINL CORP COM 89832Q109 823 21618 SH SOLE - 21618 0 0 TURQUOISE HILL RES LTD COM 900435108 32 37601 SH SOLE - 37601 0 0 TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 2179 215342 SH SOLE - 215342 0 0 TWILIO INC CL A 90138F102 6677 27024 SH SOLE - 27024 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 12440 12517000 PRN SOLE - 12517000 0 0 UNILEVER N V N Y SHS NEW 904784709 2001 33144 SH SOLE - 33144 0 0 UNION PAC CORP COM 907818108 443 2250 SH SOLE - 2250 0 0 UNION PAC CORP COM 907818108 1575 8000 SH Call SOLE - 8000 0 0 UNION PAC CORP COM 907818108 3071 15600 SH Put SOLE - 15600 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 10167 8520000 PRN SOLE - 8520000 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2966 17800 SH Call SOLE - 17800 0 0 UNITED STS OIL FD LP UNITS 91232N207 3176 112300 SH Call SOLE - 112300 0 0 UNITED STS OIL FD LP UNITS 91232N207 80 2844 SH Put SOLE - 2844 0 0 UNITED STS OIL FD LP UNITS 91232N207 89 3163 SH SOLE - 3163 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7825 25100 SH Call SOLE - 25100 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1715 5500 SH Put SOLE - 5500 0 0 VECTOR ACQUISITION CORP UNIT 09/30/2027 G9442R100 962 94890 SH SOLE - 94890 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 2542 2500000 PRN SOLE - 2500000 0 0 VESPER HEALTHCARE ACQSTN COR UNIT 99/99/9999 92538T203 1026 100000 SH SOLE - 100000 0 0 VIACOMCBS INC CL B 92556H206 302 10771 SH SOLE - 10771 0 0 VIKING THERAPEUTICS INC COM 92686J106 176 30200 SH Put SOLE - 30200 0 0 VIKING THERAPEUTICS INC COM 92686J106 234 40200 SH Call SOLE - 40200 0 0 VIKING THERAPEUTICS INC COM 92686J106 99 17000 SH SOLE - 17000 0 0 VIR BIOTECHNOLOGY INC COM 92764N102 117 3400 SH Call SOLE - 3400 0 0 VIR BIOTECHNOLOGY INC COM 92764N102 47 1364 SH SOLE - 1364 0 0 VIR BIOTECHNOLOGY INC COM 92764N102 65 1900 SH Put SOLE - 1900 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 68 28031 SH SOLE - 28031 0 0 VPC IMPACT ACQUISITION HLDNG UNIT 09/22/2025 G9441E126 900 90000 SH SOLE - 90000 0 0 VYNE THERAPEUTICS INC COM NEW 92941V100 209 126059 SH SOLE - 126059 0 0 WATSCO INC CL B CONV 942622101 925 3971 SH SOLE - 3971 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 45724 17780000 PRN SOLE - 17780000 0 0 WAYFAIR INC NOTE 1.000% 8/1 94419LAF8 9871 4759000 PRN SOLE - 4759000 0 0 WAYFAIR INC CL A 94419L101 2736 9400 SH Put SOLE - 9400 0 0 WESTERN ASSET CORPORATE LN F COM 95790J102 576 62235 SH SOLE - 62235 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 437 35456 SH SOLE - 35456 0 0 WESTERN ASSET GLOBAL HIGH IN COM 95766B109 832 86295 SH SOLE - 86295 0 0 WESTERN ASSET HIGH INCOME FD COM 95766J102 127 19851 SH SOLE - 19851 0 0 WESTERN ASSET HIGH INCOME OP COM 95766K109 556 113374 SH SOLE - 113374 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 190 16873 SH SOLE - 16873 0 0 WHITING PETE CORP NEW COM NEW 966387508 0 82 SH Call SOLE - 82 0 0 WHITING PETE CORP NEW COM NEW 966387508 175 10145 SH SOLE - 10145 0 0 WHITING PETE CORP NEW COM NEW 966387508 0 1139 SH Put SOLE - 1139 0 0 WINTRUST FINL CORP COM 97650W108 292 7284 SH SOLE - 7284 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 3860 2500000 PRN SOLE - 2500000 0 0 WPX ENERGY INC COM 98212B103 135 27500 SH Call SOLE - 27500 0 0 WRAP TECHNOLOGIES INC COM 98212N107 2 300 SH Put SOLE - 300 0 0 WRAP TECHNOLOGIES INC COM 98212N107 124 18350 SH SOLE - 18350 0 0 WRAP TECHNOLOGIES INC COM 98212N107 6 900 SH Call SOLE - 900 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 15817 10977000 PRN SOLE - 10977000 0 0 YUCAIPA ACQUISITION CORP *W EXP 99/99/999 G9879L113 60 52900 SH SOLE - 52900 0 0 YUCAIPA ACQUISITION CORP COM G9879L105 1162 117000 SH SOLE - 117000 0 0 YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 514 50344 SH SOLE - 50344 0 0 ZENDESK INC COM 98936J101 766 7445 SH SOLE - 7445 0 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 47373 24500000 PRN SOLE - 24500000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 7213 71000 SH Put SOLE - 71000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 1026 10100 SH Call SOLE - 10100 0 0 ZILLOW GROUP INC CL A 98954M101 1423 14017 SH SOLE - 14017 0 0 ZIONS BANCORPORATION N A COM 989701107 3915 134000 SH Put SOLE - 134000 0 0 ZIONS BANCORPORATION N A COM 989701107 149 5100 SH Call SOLE - 5100 0 0 ZIONS BANCORPORATION N A COM 989701107 1407 48136 SH SOLE - 48136 0 0 ZOGENIX INC COM NEW 98978L204 852 47500 SH Call SOLE - 47500 0 0 ZOGENIX INC COM NEW 98978L204 451 25149 SH SOLE - 25149 0 0 ZYMEWORKS INC COM 98985W102 689 14800 SH Call SOLE - 14800 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 5012 3950000 PRN SOLE - 3950000 0 0