-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ogv3WFecbJaiGMNrnBPYcg2S9wMP8l847u6KiupmWIvRqlWWGPwCBVHV1vqFZ6C8 KIFJy2W9HvLxVtZ5HAt6nw== 0000895345-03-000063.txt : 20030212 0000895345-03-000063.hdr.sgml : 20030212 20030212150526 ACCESSION NUMBER: 0000895345-03-000063 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BEACON POWER CORP CENTRAL INDEX KEY: 0001103345 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 043372365 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60669 FILM NUMBER: 03554174 BUSINESS ADDRESS: STREET 1: 234 BELKARDVATE ST CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 9786612036 MAIL ADDRESS: STREET 1: 234 BELKARDVATE ST CITY: WILMINGTON STATE: MA ZIP: 01887 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GE CAPITAL EQUITY INVESTMENTS INC CENTRAL INDEX KEY: 0001093083 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 061268495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 120 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033576839 MAIL ADDRESS: STREET 1: 120 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 SC 13G/A 1 ds13ga-beacon.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* BEACON POWER CORPORATION ---------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE ---------------------------------------------------------------------- (Title of Class of Securities) 073677 10 6 --------------------------------------------- (CUSIP Number) DECEMBER 31, 2002 --------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). *SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13G CUSIP No. 073677 10 6 PAGE 2 OF 11 PAGES 1 NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). GE CAPITAL EQUITY INVESTMENTS, INC. 06-1268495 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE, U.S.A. NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 4,440,475 REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 8 SHARED DISPOSITIVE POWER 4,440,475 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,440,475 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.34% 12 TYPE OF REPORTING PERSON* CO SCHEDULE 13G CUSIP No. 073677 10 6 PAGE 3 OF 11 PAGES 1 NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). GENERAL ELECTRIC CAPITAL CORPORATION 13-1500700 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE, U.S.A. NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 4,440,475 REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 8 SHARED DISPOSITIVE POWER 4,440,475 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,440,475 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 10.34% 12 TYPE OF REPORTING PERSON* CO CUSIP No. 073677 10 6 PAGE 4 OF 11 PAGES 1 NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). GENERAL ELECTRIC CAPITAL SERVICES, INC. 06-1109503 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE, U.S.A. NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH DISCLAIMED. SEE 9 BELOW REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 8 SHARED DISPOSITIVE POWER DISCLAIMED. SEE 9 BELOW 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED. 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) DISCLAIMED. SEE 9 ABOVE 12 TYPE OF REPORTING PERSON* CO CUSIP No. 073677 10 6 PAGE 5 OF 11 PAGES 1 NAME OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). GENERAL ELECTRIC COMPANY 14-0689340 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK, U.S.A. NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH DISCLAIMED. SEE 9 BELOW REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 0 8 SHARED DISPOSITIVE POWER DISCLAIMED. SEE 9 BELOW 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON BENEFICIAL OWNERSHIP OF ALL SHARES IS DISCLAIMED. 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) DISCLAIMED. SEE 9 ABOVE 12 TYPE OF REPORTING PERSON* CO SCHEDULE 13G Item 1. (a) NAME OF ISSUER: Beacon Power Corporation (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 6D Gill Street Woburn, Massachussetts 01801 Item 2. 1. (a) - (c) NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS OFFICE; AND CITIZENSHIP: GE Capital Equity Investments, Inc. 120 Long Ridge Road Stamford, Connecticut 06927 Citizenship: Delaware (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.01 per share (e) CUSIP NUMBER: 073677 10 6 2. (a) - (c) NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS OFFICE; AND CITIZENSHIP: General Electric Capital Corporation 260 Long Ridge Road Stamford, Connecticut 06927 Citizenship: Delaware (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.01 per share (e) CUSIP NUMBER: 073677 10 6 3. (a) - (c) NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS OFFICE; AND CITIZENSHIP: General Electric Capital Services, Inc. 260 Long Ridge Road Stamford, Connecticut 06927 Citizenship: Delaware (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.01 per share (e) CUSIP NUMBER: 073677 10 6 4. (a) - (c) NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS OFFICE; AND CITIZENSHIP: General Electric Company 3135 Easton Turnpike Fairfield, Connecticut 06431 Citizenship: New York (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.01 per share (e) CUSIP NUMBER: 073677 10 6 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (15 U.S.C. 80a-8); (e) [ ] An investment advisor in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person, in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) If this statement is filed pursuant to ss. 240.13d-1(c), check this box. |_| Item 4. OWNERSHIP: 1. GE Capital Equity Investments, Inc. (a) AMOUNT BENEFICIALLY OWNED: 4,440,475 shares of Common Stock. (b) PERCENT OF CLASS: 10.34% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 4,440,475 shares of Common Stock. (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 4,440,475 shares of Common Stock. 2. General Electric Capital Corporation (a) AMOUNT BENEFICIALLY OWNED: 4,440,475 shares of Common Stock. (b) PERCENT OF CLASS: 10.34% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 4,440,475 shares of Common Stock. (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 4,440,475 shares of Common Stock. 3. General Electric Capital Services, Inc. (a) AMOUNT BENEFICIALLY OWNED: Beneficial ownership of all shares is disclaimed. (b) PERCENT OF CLASS: Disclaimed. See (a) above. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: Disclaimed. See (a) above. (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: Disclaimed. See (a) above. 4. General Electric Company (a) AMOUNT BENEFICIALLY OWNED: Beneficial ownership of all shares is disclaimed. (b) PERCENT OF CLASS: Disclaimed. See (a) above. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: Disclaimed. See (a) above. (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: Disclaimed. See (a) above. Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: See Exhibit 1 for Joint Filing Agreement. Item 9. NOTICES OF DISSOLUTION OF GROUP: Not applicable. Item 10. CERTIFICATION: Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 2003 GE CAPITAL EQUITY INVESTMENTS, INC. By: /s/ Peter J. Muniz --------------------------------- Name: Peter J. Muniz Title: Senior Vice President GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ Peter J. Muniz --------------------------------- Name: Peter J. Muniz Title: Department Operations Manager GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Peter J. Muniz --------------------------------- Name: Peter J. Muniz Title: Attorney-in-fact GENERAL ELECTRIC COMPANY By: /s/ Peter J. Muniz --------------------------------- Name: Peter J. Muniz Title: Attorney-in-fact EX-99 3 ex_99.txt Exhibit 1 JOINT FILING AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13G filed on or about this date and any further amendments to the Schedule 13G with respect to beneficial ownership by the undersigned of shares of the Common Stock, par value $0.01 per share, of Beacon Power Corporation, are being filed on behalf of each of the undersigned in accordance with Rule 13D-1(k)(1) under the Securities Exchange Act of 1934. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: February 12, 2003 GE CAPITAL EQUITY INVESTMENTS, INC. By: /s/ Peter J. Muniz ---------------------------------- Name: Peter J. Muniz Title: Senior Vice President GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ Peter J. Muniz ---------------------------------- Name: Peter J. Muniz Title: Department Operations Manager GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Peter J. Muniz ---------------------------------- Name: Peter J. Muniz Title: Attorney-in-fact GENERAL ELECTRIC COMPANY By: /s/ Peter J. Muniz ---------------------------------- Name: Peter J Muniz Title: Attorney-in-fact -----END PRIVACY-ENHANCED MESSAGE-----