-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uq2hXQ7bAN/q1UGCjzfIyDONJRGADLOMi5TtNLHe9HiSvNePD1XB/AJbNqiOJWX6 ns58mcE0Yh9zRrNyCR2g6w== 0000909518-01-000273.txt : 20010312 0000909518-01-000273.hdr.sgml : 20010312 ACCESSION NUMBER: 0000909518-01-000273 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ULTICOM INC CENTRAL INDEX KEY: 0001103184 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 222050748 STATE OF INCORPORATION: NJ FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-61267 FILM NUMBER: 1563867 BUSINESS ADDRESS: STREET 1: 1020 BRIGGS RD CITY: MT LAUREL STATE: NJ ZIP: 08054 BUSINESS PHONE: 882956664 MAIL ADDRESS: STREET 1: 1020 BRIGGS ROAD CITY: MT LAUREL STATE: NJ ZIP: 08054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COMVERSE TECHNOLOGY INC/NY/ CENTRAL INDEX KEY: 0000803014 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 133238402 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 170 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797 BUSINESS PHONE: 5166777200 MAIL ADDRESS: STREET 1: 170 CROSSWAYS PARK DRIVE STREET 2: 170 CROSSWAYS PARK DRIVE CITY: WOODBURY STATE: NY ZIP: 11797 SC 13G 1 0001.txt ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) ----------- (Amendment No. __)* Ulticom, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value 903844 10 8 - -------------------------------------------------------------------------------- (Title of class of securities) (CUSIP number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) ---------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on Following Pages Page 1 of 5 Pages ================================================================================
- --------------------------------------------------------------------- --------------------------------------------------- CUSIP No. 903844 10 8 13G Page 2 of 5 - --------------------------------------------------------------------- --------------------------------------------------- - ------------------------- --------------------------------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS: Comverse Technology, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): - ------------------------- --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:* (a) [_] (b) [_] - ------------------------- --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------- --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION: New York - ------------------------------- ----- --------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER: 31,260,375 SHARES ----- --------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER: 0 OWNED BY ----- --------------------------------------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER: 30,161,885 REPORTING ----- --------------------------------------------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER: 0 - ------------------------- --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH 31,260,375 REPORTING PERSON: - ------------------------- --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES:* [ ] - ------------------------- --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 77.2% - ------------------------- --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON:* CO - ------------------------- ---------------------------------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1(A). NAME OF ISSUER: Ulticom, Inc. (the "Issuer") ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1020 Briggs Road, Mount Laurel, New Jersey 08054 ITEM 2(A). NAME OF PERSON FILING: Comverse Technology, Inc. (the "Reporting Person") ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR IF NONE, RESIDENCE: 170 Crossways Park Drive Woodbury, New York 11797 ITEM 2(C). CITIZENSHIP: New York ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, no par value (the "Common Stock") ITEM 2(E). CUSIP NUMBER: 903844 10 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; Page 3 of 5 (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. (a) The response of the Reporting Person to Row (9) of the cover page of this statement on Schedule 13G is incorporated herein by reference. (b) The response of the Reporting Person to Row (11) of the cover page of this statement on Schedule 13G is incorporated herein by reference. As of December 31, 2000, the Reporting Person beneficially owned in the aggregate 31,260,375 shares of Common Stock, representing approximately 77.2% of the Common Stock (based on 40,510,965 shares outstanding as of October 31, 2000, as reported in the Issuer's Quarterly Report on Form 10-Q for the fiscal quarter ended October 31, 2000), determined in accordance with Rule 13d-3(d)(1). (c) The responses of the Reporting Person to Rows (5) through (8) of the cover page of this statement on Schedule 13G are incorporated herein by reference. As of December 31, 2000, the number of shares beneficially owned includes 570,132 shares in respect of which the Reporting Person has granted to third parties options to purchase from the Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION Not applicable Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Date: March 8, 2001 COMVERSE TECHNOLOGY, INC. By: /s/ David Kreinberg ---------------------------------------- Name: David Kreinberg Title: Chief Financial Officer Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----