-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MGhL719+M1ARCIbJzXt9+Jgmpj5o5YXWCeOCK08s625MgQW+Cha/HNYaG5jF0gsy DWPptherwgx6/Auf8mHxww== 0001193125-04-152066.txt : 20040903 0001193125-04-152066.hdr.sgml : 20040903 20040903140536 ACCESSION NUMBER: 0001193125-04-152066 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040903 DATE AS OF CHANGE: 20040903 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Finn Andrew L CENTRAL INDEX KEY: 0001302103 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 919 945 0890 MAIL ADDRESS: STREET 1: 531 MEADOWMONT CIRCLE CITY: CHAPEL HILL STATE: NC ZIP: 27517 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BIODELIVERY SCIENCES INTERNATIONAL INC CENTRAL INDEX KEY: 0001103021 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 352089858 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-57907 FILM NUMBER: 041016343 BUSINESS ADDRESS: STREET 1: 865 LONGBOAT KEY CLUB ROAD CITY: LONGBOAT KEY STATE: FL ZIP: 34228 BUSINESS PHONE: 8124797266 MAIL ADDRESS: STREET 1: 865 LONGBOAT KEY CLUB ROAD CITY: LONGBOAT KEY STATE: FL ZIP: 34228 FORMER COMPANY: FORMER CONFORMED NAME: MAS ACQUISITION XXIII CORP DATE OF NAME CHANGE: 20000111 SC 13G 1 dsc13g.htm ANDREW FINN Andrew Finn

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

(Amendment No.         )*

 

 

 

 

 

BIODELIVERY SCIENCES INTERNATIONAL, INC.


(Name of Issuer)

 

 

Series A Non-Voting Convertible Preferred


(Title of Class of Securities)

 

 

09060J  10  6


                    (CUSIP Number)                    

 

 

August 24, 2004


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


  1.  

Name of Reporting Person.

S. S. or I.R.S. Identification No. of Reporting Persons

 

 

            Andrew L. Finn

   
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3.  

SEC Use Only

 

 

 

   
  4.  

Citizenship or Place of Organization

 

 

            United States

   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

  5.    Sole Voting Power

 

797,414

 

  6.    Shared Voting Power

 

0

 

  7.    Sole Dispositive Power

 

797,414

 

  8.    Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

            797,414 (Series A Non-Voting Preferred Stock convertible 1:1 for voting Common Stock)

   
10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

Not Applicable

   
11.  

Percent of Class Represented by Amount in Row (9)

 

 

            10.1%

   
12.  

Type of Reporting Person (See Instructions)

 

 

            IN

   

 


Item 1(a). Name of Issuer

 

BioDelivery Sciences International, Inc.

 

Item 1(b). Address of the Issuer’s Principal Executive Office

 

185 South Orange Avenue, Admin. Building 4, Newark, New Jersey 07103

 

Item 2(a). Names of Persons Filing

 

Andrew L. Finn

 

Item 2(b). Address of the Principal Business Office:

 

531 Meadowmont Circle, Chapel Hill, North Carolina 27517

 

Item 2(c). Citizenship

 

United States

 

Item 2(d). Title of Class of Securities

 

Series A Non-Voting Convertible Preferred Stock

 

Item 2(e). Cusip Number

 

09060J 10 6

 

Item 3. Filing Pursuant to Rules 13d-1(b) or 13d-2(b)

 

Not Applicable

 

Item 4. Ownership

 

a.

   Amount Beneficially Owned:    797,414

b.

   Percent of class:    10.1%

c.

   Number of shares as to which such person has:     
     i. Sole power to vote or to direct the vote:    797,414
     ii. Shared power to vote or to direct the vote:    0
     iii. Sole power to dispose or to direct the disposition of:    797,414
     iv. Shared power to dispose or to direct the disposition of:    0


Item 5. Ownership of Five Percent or Less of a Class

 

Not Applicable

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

Not Applicable

 

Item 8. Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9. Notice of Dissolution of Group

 

Not Applicable

 

Item 10. Certification

 

Not Applicable


After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated: September 1, 2004

 

/s/ Jason S. Wood

Jason S. Wood, as attorney-in-fact for

Andrew L. Finn

 

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