FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
STEC, INC. [ STEC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/04/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 06/06/2008 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/04/2008 | S(1)(2) | 94,900 | D | $14 | 7,778,446 | I | By Trust(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. This Form 4 is filed to correct the number of shares reported as disposed on Line 3, Item 4 of the Form 4 filed on 6/6/08 (Accession No. 0001181431-08-037544). The Form 4 filed on 6/6/08 reported 9,400 shares as disposed. The number of shares that should have been reported as disposed was 94,900 shares. The amount of securities beneficially owned following the reported transaction (7,778,446 shares reported on Table 1, Item 5) did reflect the correct number of aggregate shares following the reported transaction for the line number. Form 4 filings on 6/6/08 were reported on two Form 4's as the number of transactions exceeded the number of line items allowed for reporting by the SEC. This amended Form 4 is intended to cover the 6/6/08 filings in their entirety filed under Accession Nos. 0001181431-08-037544 and 0001181431-08-037545. |
2. The sales reported on this Form 4 were effected pursuant to a Rule 10b-5-1 trading plan adopted by the M. and S. Moshayedi Revocable Trust dated 9/25/98. |
3. The reported shares are owned directly by the M. and S. Moshayedi Revocable Trust dated 9/25/98, a ten percent owner of the Issuer, and are owned indirectly by Mehrdad (Mark) Moshayedi and Semira Moshayedi as co-trustees of the trust, each of whom may be deemed to be a ten percent owner of the Issuer. Each of the co-trustees disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein. |
Remarks: |
Semira Moshayedi is the correct name of the additional reporting person listed on this Form 4. Her given name is currently reflected under the EDGAR reporting system as Semifa. |
/s/ Mark Moshayedi | 04/05/2010 | |
/s/ Mark Moshayedi, Co-Trustee | 04/05/2010 | |
/s/ Semira Moshayedi | 04/05/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |