-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lsm2ifxT+69LEIwFZjQ+fU6lfJVl/+Pmfhh3CtAPiwZwuryLIlxZvPSSnkBBZMJ5 wzMZgYLJbMJho/XFRDmJBA== 0000912057-01-005624.txt : 20010223 0000912057-01-005624.hdr.sgml : 20010223 ACCESSION NUMBER: 0000912057-01-005624 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 GROUP MEMBERS: M. AND P. MOSHAYEDI REVOCABLE TRUST GROUP MEMBERS: MOSHAYEDI MIKE GROUP MEMBERS: PARTO MOSHAYEDI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIMPLE TECHNOLOGY INC CENTRAL INDEX KEY: 0001102741 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 330399154 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60919 FILM NUMBER: 1542885 BUSINESS ADDRESS: STREET 1: 3001 DAIMLER ST CITY: SANTA ANA STATE: CA ZIP: 92705-5812 BUSINESS PHONE: 8003677330 MAIL ADDRESS: STREET 1: 3001 DAIMLER ST CITY: SANTA ANA STATE: CA ZIP: 92705 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOSHAYEDI MIKE CENTRAL INDEX KEY: 0001133784 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3001 DAIMLER STREET CITY: SANTA ANA STATE: CA ZIP: 92705-5812 BUSINESS PHONE: 9494761180 SC 13G 1 a2038244zsc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ------ Simple Technology, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 828820 10 0 ---------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Mike Moshayedi - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / Not Applicable - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- NUMBER OF (5) Sole Voting Power SHARES 2,002,000 (1) -------------------------------------------------- BENEFICIALLY (6) Shared Voting Power OWNED BY 7,019,996 (1) -------------------------------------------------- EACH (7) Sole Dispositive Power REPORTING 2,002,000 (1) -------------------------------------------------- PERSON WITH (8) Shared Dispositive Power 7,019,996 (1) - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 9,021,996 (1) - ------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / Not Applicable - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 24.01% - ------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- Page 2 of 8 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Parto Moshayedi - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / Not Applicable - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- NUMBER OF (5) Sole Voting Power SHARES 9,000 -------------------------------------------------- BENEFICIALLY (6) Shared Voting Power OWNED BY 7,019,996 (2) -------------------------------------------------- EACH (7) Sole Dispositive Power REPORTING 9,000 -------------------------------------------------- PERSON WITH (8) Shared Dispositive Power 7,019,996 (2) - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 7,028,996 (2) - ------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares /X/ (See Instructions) See note 2 below. - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 18.71% - ------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- Page 3 of 8 Pages - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). M. and P. Moshayedi Revocable Trust, dated 12/30/96 - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group (See Instructions) (b) / / Not Applicable - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization California - ------------------------------------------------------------------------------- NUMBER OF (5) Sole Voting Power SHARES 7,019,996 -------------------------------------------------- BENEFICIALLYing (6) Shared Voting Power OWNED BY 0 -------------------------------------------------- EACH (7) Sole Dispositive Power REPORTING 7,019,996 -------------------------------------------------- PERSON WITH (8) Shared Dispositive Power 0 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 7,019,996 - ------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares /X/ (See Instructions) Not Applicable - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 18.68% - ------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) OO - ------------------------------------------------------------------------------- Page 4 of 8 Pages ITEM 1. (a) NAME OF ISSUER Simple Technology, Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 3001 Daimler Street Santa Ana, California 92705-5812 ITEM 2. (a) NAME OF PERSON FILING Mike Moshayedi, Parto Moshayedi, and the M. and P. Moshayedi Revocable Trust (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 3001 Daimler Street Santa Ana, California 92705-5812 (c) CITIZENSHIP Mike Moshayedi - United States Parto Moshayedi - United States M. and P. Moshayedi Revocable Trust - California (d) TITLE OF CLASS OF SECURITIES Common Stock, $0.001 par value per share (e) CUSIP Number 828820 10 0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Mike Moshayedi (1) - 9,021,996 Parto Moshayedi (2) - 7,028,996 M. and P. Moshayedi Revocable Trust - 7,019,996 (b) Percent of class: Mike Moshayedi (1) - 24.01% Parto Moshayedi (2) - 18.71% M. and P. Moshayedi Revocable Trust - 18.68% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote Mike Moshayedi (1) - 2,002,000 Parto Moshayedi (2) - 9,000 M. and P. Moshayedi Revocable Trust - 7,019,996 (ii) Shared power to vote or to direct the vote Mike Moshayedi (1) - 7,019,996 Parto Moshayedi (2) - 7,019,996 M. and P. Moshayedi Revocable Trust - 0 Page 5 of 8 Pages (iii) Sole power to dispose or to direct the disposition of Mike Moshayedi (1) - 2,002,000 Parto Moshayedi - 9,000 M. and P. Moshayedi Revocable Trust - 7,019,996 (iv) Shared power to dispose or to direct the disposition of Mike Moshayedi (1) - 7,019,996 Parto Moshayedi (2) - 7,019,996 M. and P. Moshayedi Revocable Trust - 0 (1) Included in the number of shares Mr. Moshayedi beneficially owns are: (i) 7,019,996 shares held by Mike & Parto Moshayedi, as Trustees for the M. and P. Moshayedi Revocable Trust, dated 12/30/96, (ii) 1,000,000 shares held by Mike Moshayedi, as Trustee for the Masoud Moshayedi Grantor Retained Annuity Trust, and (iii) 1,000,000 shares held by Mike Moshayedi, as Trustee for the Parto Moshayedi Grantor Retained Annuity Trust. Does not include 9,000 shares held by Mr. Moshayedi's spouse. Mr. Moshayedi has shared voting and dispositive power with respect to the shares held by the M. and P. Revocable Trust. (2) Included in the number of shares Ms. Moshayedi beneficially owns are 7,019,996 shares held by Mike & Parto Moshayedi, as Trustees for the M. and P. Moshayedi Revocable Trust, dated 12/30/96. Ms. Moshayedi has shared voting and dispositive power with respect to the shares held by the M. and P. Revocable Trust. Does not include (i) 2,000 shares held by Ms. Moshayedi's spouse, (ii) 1,000,000 shares held by the Masoud Moshayedi Grantor Retained Annuity Trust for which Ms. Moshayedi's spouse serves as trustee, and (iii) 1,000,000 shares held by the Parto Moshayedi Grantor Retained Annuity Trust for which Ms. Moshayedi's spouse serves as trustee. Ms. Moshayedi has no power to vote or direct the vote or dispose or direct the disposition of any shares of common stock held by her spouse, the Masoud Moshayedi Grantor Retained Annuity Trust and the Parto Moshayedi Grantor Retained Annuity Trust, and Ms. Moshayedi expressly disclaims beneficial ownership of all of the shares of common stock held by her spouse, the Masoud Moshayedi Grantor Retained Annuity Trust and the Parto Moshayedi Grantor Retained Annuity Trust and the filing of this Schedule 13G shall not be construed as an admission that Parto Moshayedi is, for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, the beneficial owner of such shares. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable Page 6 of 8 Pages ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 8, 2001 ---------------------------------------- Date /s/ MIKE MOSHAYEDI ---------------------------------------- Mike Moshayedi /s/ PARTO MOSHAYEDI ---------------------------------------- Parto Moshayedi M. AND P. MOSHAYEDI REVOCABLE TRUST /s/ MIKE MOSHAYEDI ---------------------------------------- Mike Moshayedi, Co-Trustee /s/ PARTO MOSHAYEDI ---------------------------------------- Parto Moshayedi, Co-Trustee Page 7 of 8 Pages EX-99.1 2 a2038244zex-99_1.txt EXHIBIT 99.1 EXHIBIT 99.1 EXHIBIT A AGREEMENT FOR JOINT FILING OF SCHEDULE 13G The undersigned and each other person executing this joint filing agreement (the "Agreement") agree as follows: (1) The undersigned and each other person executing this Agreement are individually eligible to use the Schedule 13G to which this Exhibit is attached and such Schedule 13G is filed on behalf of the undersigned and each other person executing this Agreement; and (2) The undersigned and each other person executing this Agreement are responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of the undersigned or any other person executing this Agreement is responsible for the completeness or accuracy of the information statement concerning any other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument. Date: February 8, 2001 Signature: /s/ MIKE MOSHAYEDI --------------------------------- Name: Mike Moshayedi Signature: /s/ PARTO MOSHAYEDI --------------------------------- Name: Parto Moshayedi M. AND P. MOSHAYEDI REVOCABLE TRUST Signature: /s/ MIKE MOSHAYEDI --------------------------------- Name: Mike Moshayedi Title: Co-Trustee Signature: /s/ PARTO MOSHAYEDI --------------------------------- Name: Parto Moshayedi Title: Co-Trustee Page 8 of 8 Pages -----END PRIVACY-ENHANCED MESSAGE-----