-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O3lmDRSBWHR+C8dKnaLJXlfnT/1r5p/RLLs0t7E/6/9h/DHKRc1WPX3KD3kwBinL rqW6W9WZ3FtOmrGt27HTyg== 0000950123-04-002017.txt : 20040218 0000950123-04-002017.hdr.sgml : 20040218 20040218151626 ACCESSION NUMBER: 0000950123-04-002017 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EARTHLINK INC CENTRAL INDEX KEY: 0001102541 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 582511877 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58685 FILM NUMBER: 04613108 BUSINESS ADDRESS: STREET 1: 1375 PEACHTREE STREET STREET 2: SUITE 400 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 4048150770 MAIL ADDRESS: STREET 1: 1375 PEACHTREE STREET CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: WWW HOLDINGS INC DATE OF NAME CHANGE: 20000104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8098 CITY: ZURICH STATE: V8 ZIP: - BUSINESS PHONE: 41-1-234-4100 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 STREET 2: P O BOX CH 8098 CITY: ZURICH STATE: V8 ZIP: - SC 13G 1 y94363dsc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to be included in Statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No.___) Earthlink, Inc. ----------------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------------- (Title of Class of Securities) 270321102 ----------------------------------------------------------- (CUSIP Number) December 31, 2003 ----------------------------------------------------------- (Date of Event That Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x / Rule 13d-1(b) / / Rule 13d-1(c) / / Rule 13d-1(d) - ---------------------------------------------------------------------------- 1. Names of Reporting Persons and I.R.S. Identification No. UBS AG - ---------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group a / / b / / See Item 8 of attached schedule - ---------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------- 4. Citizenship or Place of Organization Switzerland - ---------------------------------------------------------------------------- Number of 5. Sole Voting Power 10,448,954 Shares Bene- 6. Shared Voting Power 0 ficially 7. Sole Dispositive Power 10,448,954 Owned by Each 8. Shared Dispositive Power 0 Reporting Person With: - ---------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 10,448,954 shares - ---------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row 9 Excludes Certain Shares / / - ---------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row 9 6.54% - ---------------------------------------------------------------------------- 12. Type of Reporting Person BK - ---------------------------------------------------------------------------- Item 1(a) Name of Issuer Earthlink, Inc. - ---------------------------------------------------------------------------- Item 1(b) Address of Issuer's Principal Executive Offices: Earthlink, Inc. 1375 Peachtree St. Atlanta, GA 30309 - ---------------------------------------------------------------------------- Item 2(a) Name of Person Filing: UBS AG - ---------------------------------------------------------------------------- Item 2(b) Address of Principal Business Office: UBS AG's principal business office is: Bahnhofstrasse 45 PO Box CH-8021 Zurich, Switzerland - ---------------------------------------------------------------------------- Item 2(c) Citizenship Switzerland - ---------------------------------------------------------------------------- Item 2(d) Title of Class of Securities Common Stock - ---------------------------------------------------------------------------- Item 2(e) CUSIP Number: 270321102 - ---------------------------------------------------------------------------- Item 3. Type of Person Filing: UBS AG is classified as a Bank as defined in section 3(a)(6) of the Act pursuant to no action relief granted by the staff of the Securities and Exchange Commission. - ---------------------------------------------------------------------------- Item 4 (a)-(c)(iv). Ownership: Items 5-11 of the cover pages are incorporated by reference. - ---------------------------------------------------------------------------- Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. - ---------------------------------------------------------------------------- Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not applicable - ---------------------------------------------------------------------------- Item 7. Identification and Classification of the Subsidiary That Acquired the Security Being Reported on By the Parent Holding Company: Not applicable - ---------------------------------------------------------------------------- Item 8. Identification and Classification of Members of the Group: Not applicable - ---------------------------------------------------------------------------- Item 9 Notice of Dissolution of Group: Not Applicable - ---------------------------------------------------------------------------- Item 10. Certification: By signing below, the undersigned certify that, to the best of their knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURES After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct. UBS AG By: /s/ Robert C. Dinerstein Robert C. Dinerstein Managing Director By: /s/ Per Dyrvik Per Dyrvik Managing Director Date: February 18, 2004 -----END PRIVACY-ENHANCED MESSAGE-----