0001102062-15-000008.txt : 20150811
0001102062-15-000008.hdr.sgml : 20150811
20150811123302
ACCESSION NUMBER: 0001102062-15-000008
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150811
DATE AS OF CHANGE: 20150811
EFFECTIVENESS DATE: 20150811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEST CHESTER CAPITAL ADVISORS, INC
CENTRAL INDEX KEY: 0001102062
IRS NUMBER: 232784994
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05257
FILM NUMBER: 151043217
BUSINESS ADDRESS:
STREET 1: 216 FRANKLIN STREET
CITY: JOHNSTOWN
STATE: PA
ZIP: 15901
BUSINESS PHONE: 8145335338
MAIL ADDRESS:
STREET 1: 216 FRANKLIN STREET
CITY: JOHNSTOWN
STATE: PA
ZIP: 15901
FORMER COMPANY:
FORMER CONFORMED NAME: WESTCHESTER CAPITAL ADVISORS /PA
DATE OF NAME CHANGE: 19991229
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001102062
XXXXXXXX
06-30-2015
06-30-2015
true
1
RESTATEMENT
false
WEST CHESTER CAPITAL ADVISORS, INC
216 FRANKLIN STREET
JOHNSTOWN
PA
15901
13F HOLDINGS REPORT
028-05257
N
STEVEN M. KRAWICK
PRESIDENT & CEO
814-533-5127
STEVEN M. KRAWICK
JOHNSTOWN
PA
08-11-2015
1
209
86051
1
0001082834
028-04419
AMERISERV TRUST & FINANCIAL SERVICES CO
INFORMATION TABLE
2
infotable.xml
AGILENT TECHNOLOGIES INC
COM
00846U101
8
200
SH
SOLE
200
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
568
6905
SH
SOLE
6905
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
32
393
SH
OTR
393
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
20
333
SH
SOLE
333
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
6
375
SH
SOLE
375
0
0
ALTRIA GROUP INC
COM
02209S103
1374
28094
SH
SOLE
28094
0
0
ALTRIA GROUP INC
COM
02209S103
104
2132
SH
OTR
1988
0
144
AMAZON COM INC
COM
023135106
404
931
SH
SOLE
931
0
0
AMAZON COM INC
COM
023135106
17
40
SH
OTR
22
0
18
AMERISERV FINL INC
COM
03074A102
1769
531314
SH
SOLE
0
0
531314
AMERISERV FINL INC
COM
03074A102
13
3894
SH
OTR
0
0
3894
AMGEN INC
COM
031162100
92
600
SH
SOLE
600
0
0
ANNALY CAP MGMT INC
COM
035710409
191
20735
SH
SOLE
20735
0
0
ANNALY CAP MGMT INC
COM
035710409
7
784
SH
OTR
556
0
228
APPLE INC
COM
037833100
3968
31643
SH
SOLE
31643
0
0
APPLE INC
COM
037833100
425
3388
SH
OTR
3346
0
42
APPLIED MATLS INC
COM
038222105
5
250
SH
SOLE
250
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
562
8820
SH
SOLE
8820
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
34
541
SH
OTR
541
0
0
AT&T INC
COM
00206R102
836
23533
SH
SOLE
23533
0
0
AT&T INC
COM
00206R102
40
1134
SH
OTR
1134
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
48
600
SH
SOLE
600
0
0
BANK AMER CORP
COM
060505104
61
3603
SH
SOLE
3603
0
0
BANK NEW YORK MELLON CORP
COM
064058100
198
4729
SH
SOLE
4729
0
0
BANK NEW YORK MELLON CORP
COM
064058100
15
350
SH
OTR
350
0
0
BARD C R INC
COM
067383109
428
2505
SH
SOLE
2505
0
0
BARD C R INC
COM
067383109
78
456
SH
OTR
456
0
0
BAXTER INTL INC
COM
071813109
27
700
SH
SOLE
700
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
215
1574
SH
SOLE
1574
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
177
1299
SH
OTR
1299
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
245
6000
SH
SOLE
6000
0
0
BP PLC
SPONSORED ADR
055622104
1219
30493
SH
SOLE
30493
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
955
14353
SH
SOLE
14353
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
72
1084
SH
OTR
1084
0
0
BROADCOM CORP
CL A
111320107
264
5134
SH
SOLE
5134
0
0
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
13
1000
SH
SOLE
1000
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
2735
223996
SH
SOLE
223996
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
107
8769
SH
OTR
8769
0
0
CATERPILLAR INC DEL
COM
149123101
25
300
SH
SOLE
300
0
0
CDK GLOBAL INC
COM
12508E101
11
198
SH
SOLE
198
0
0
CELGENE CORP
COM
151020104
365
3156
SH
SOLE
3156
0
0
CELGENE CORP
COM
151020104
69
596
SH
OTR
596
0
0
CISCO SYS INC
COM
17275R102
238
8670
SH
SOLE
8670
0
0
CISCO SYS INC
COM
17275R102
5
200
SH
OTR
200
0
0
CITIGROUP INC
COM NEW
172967424
320
5782
SH
SOLE
5782
0
0
CLOROX CO DEL
COM
189054109
231
2222
SH
SOLE
2222
0
0
CLOROX CO DEL
COM
189054109
6
57
SH
OTR
57
0
0
COLGATE PALMOLIVE CO
COM
194162103
118
1800
SH
SOLE
1800
0
0
CSX CORP
COM
126408103
470
14400
SH
SOLE
14400
0
0
CSX CORP
COM
126408103
40
1238
SH
OTR
1238
0
0
CUMMINS INC
COM
231021106
212
1616
SH
SOLE
1616
0
0
CUMMINS INC
COM
231021106
13
100
SH
OTR
100
0
0
DANAHER CORP DEL
COM
235851102
787
9191
SH
SOLE
9191
0
0
DANAHER CORP DEL
COM
235851102
110
1282
SH
OTR
1282
0
0
DIRECTV
COM
25490A309
311
3356
SH
SOLE
3356
0
0
DIRECTV
COM
25490A309
31
337
SH
OTR
337
0
0
DOMINION RES INC VA NEW
COM
25746U109
27
400
SH
SOLE
400
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
620
9701
SH
SOLE
9701
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
38
588
SH
OTR
588
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
308
4367
SH
SOLE
4367
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
14
200
SH
OTR
200
0
0
EATON CORP PLC
SHS
G29183103
681
10089
SH
SOLE
10089
0
0
EATON CORP PLC
SHS
G29183103
67
998
SH
OTR
998
0
0
EGA EMERGING GLOBAL SHS TR
EGS EMKTCONS ETF
268461779
31
1200
SH
SOLE
1200
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
259
8666
SH
SOLE
8666
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1
46
SH
OTR
46
0
0
EXELON CORP
COM
30161N101
331
10524
SH
SOLE
10524
0
0
EXELON CORP
COM
30161N101
10
316
SH
OTR
238
0
78
EXXON MOBIL CORP
COM
30231G102
685
8234
SH
SOLE
8234
0
0
EXXON MOBIL CORP
COM
30231G102
138
1659
SH
OTR
1659
0
0
FIFTH THIRD BANCORP
COM
316773100
207
9931
SH
SOLE
9931
0
0
FIFTH THIRD BANCORP
COM
316773100
27
1300
SH
OTR
1300
0
0
FIRST COMWLTH FINL CORP PA
COM
319829107
100
10440
SH
SOLE
10440
0
0
FISERV INC
COM
337738108
182
2200
SH
SOLE
2200
0
0
FNB CORP PA
COM
302520101
627
43799
SH
SOLE
43799
0
0
FOOT LOCKER INC
COM
344849104
67
1000
SH
SOLE
1000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1277
85109
SH
SOLE
85109
0
0
FRANKLIN RES INC
COM
354613101
206
4200
SH
SOLE
4200
0
0
GABELLI EQUITY TR INC
COM
362397101
308
49244
SH
SOLE
49244
0
0
GABELLI UTIL TR
COM
36240A101
164
27211
SH
SOLE
27211
0
0
GENERAL DYNAMICS CORP
COM
369550108
332
2345
SH
SOLE
2345
0
0
GENERAL ELECTRIC CO
COM
369604103
557
20945
SH
SOLE
20945
0
0
GENERAL ELECTRIC CO
COM
369604103
60
2254
SH
OTR
2254
0
0
GENERAL MLS INC
COM
370334104
664
11912
SH
SOLE
11912
0
0
GENERAL MLS INC
COM
370334104
29
521
SH
OTR
413
0
108
GILEAD SCIENCES INC
COM
375558103
1330
11365
SH
SOLE
11365
0
0
GILEAD SCIENCES INC
COM
375558103
136
1162
SH
OTR
1112
0
50
GLADSTONE LD CORP
COM
376549101
2
200
SH
SOLE
200
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
313
7517
SH
SOLE
7517
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
209
1000
SH
SOLE
1000
0
0
GOOGLE INC
CL A
38259P508
6
12
SH
SOLE
12
0
0
GOOGLE INC
CL C
38259P706
379
729
SH
SOLE
729
0
0
GOOGLE INC
CL C
38259P706
65
125
SH
OTR
125
0
0
HALLIBURTON CO
COM
406216101
453
10533
SH
SOLE
10533
0
0
HALLIBURTON CO
COM
406216101
44
1021
SH
OTR
1021
0
0
HOME DEPOT INC
COM
437076102
111
1000
SH
SOLE
1000
0
0
HONEYWELL INTL INC
COM
438516106
92
900
SH
SOLE
900
0
0
HUDSON TECHNOLOGIES INC
COM
444144109
70
20000
SH
SOLE
20000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
210
18554
SH
SOLE
18554
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
517
5961
SH
SOLE
5961
0
0
INDEXIQ ETF TR
GLB AGRI SM CP
45409B834
11
400
SH
SOLE
400
0
0
INFINERA CORPORATION
COM
45667G103
1
45
SH
SOLE
45
0
0
INGERSOLL-RAND PLC
SHS
G47791101
67
1000
SH
SOLE
1000
0
0
INTEL CORP
COM
458140100
229
7548
SH
SOLE
7548
0
0
INTEL CORP
COM
458140100
33
1074
SH
OTR
1074
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
11
51
SH
SOLE
51
0
0
ISHARES
MSCI EURZONE ETF
464286608
8
200
SH
SOLE
200
0
0
ISHARES
MSCI MALAYSI ETF
464286830
16
1300
SH
SOLE
1300
0
0
ISHARES
MSCI JAPAN ETF
464286848
10
750
SH
SOLE
750
0
0
ISHARES
IBOXX HI YD ETF
464288513
392
4418
SH
SOLE
4418
0
0
ISHARES
U.S. PFD STK ETF
464288687
812
20742
SH
SOLE
20742
0
0
ISHARES
U.S. PFD STK ETF
464288687
5
125
SH
OTR
125
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
18
400
SH
SOLE
400
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
12
300
SH
SOLE
300
0
0
ISHARES TR
GLOBAL TECH ETF
464287291
2
20
SH
SOLE
20
0
0
ISHARES TR
MSCI EAFE ETF
464287465
3530
55599
SH
SOLE
55599
0
0
ISHARES TR
N AMER TECH ETF
464287549
5
50
SH
SOLE
50
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
9
25
SH
SOLE
25
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
2
20
SH
SOLE
20
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
2
20
SH
SOLE
20
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
10
80
SH
SOLE
80
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
6
50
SH
SOLE
50
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
24
200
SH
SOLE
200
0
0
ISHARES TR
SP SMCP600GR ETF
464287887
26
200
SH
SOLE
200
0
0
ISHARES TR
MSCI EAFE ETF
464287465
220
3462
SH
OTR
3462
0
0
JOHNSON & JOHNSON
COM
478160104
1600
16426
SH
SOLE
16426
0
0
JOHNSON & JOHNSON
COM
478160104
111
1139
SH
OTR
1109
0
30
JPMORGAN CHASE & CO
COM
46625H100
243
3593
SH
SOLE
3593
0
0
JPMORGAN CHASE & CO
COM
46625H100
65
960
SH
OTR
960
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
3
100
SH
SOLE
100
0
0
KIMBERLY CLARK CORP
COM
494368103
368
3469
SH
SOLE
3469
0
0
KIMBERLY CLARK CORP
COM
494368103
27
255
SH
OTR
255
0
0
KINDER MORGAN INC DEL
COM
49456B101
232
6032
SH
SOLE
6032
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
9
100
SH
SOLE
100
0
0
LILLY ELI & CO
COM
532457108
791
9476
SH
SOLE
9476
0
0
LILLY ELI & CO
COM
532457108
5
57
SH
OTR
57
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
289
3939
SH
SOLE
3939
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
33
600
SH
SOLE
600
0
0
MARKET VECTORS ETF TR
INDONESIA ETF
57060U753
4
200
SH
SOLE
200
0
0
MASTERCARD INC
CL A
57636Q104
224
2400
SH
SOLE
2400
0
0
MASTERCARD INC
CL A
57636Q104
45
480
SH
OTR
480
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
16
200
SH
SOLE
200
0
0
MCDONALDS CORP
COM
580135101
385
4048
SH
SOLE
4048
0
0
MCDONALDS CORP
COM
580135101
43
453
SH
OTR
453
0
0
MEDTRONIC PLC
SHS
G5960L103
7
95
SH
SOLE
95
0
0
MERCK & CO INC NEW
COM
58933Y105
425
7471
SH
SOLE
7471
0
0
MERCK & CO INC NEW
COM
58933Y105
32
559
SH
OTR
559
0
0
MICROSOFT CORP
COM
594918104
477
10801
SH
SOLE
10801
0
0
MICROSOFT CORP
COM
594918104
26
590
SH
OTR
590
0
0
MORGAN STANLEY
COM NEW
617446448
787
20279
SH
SOLE
20279
0
0
MORGAN STANLEY
COM NEW
617446448
76
1951
SH
OTR
1951
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
307
41020
SH
SOLE
41020
0
0
NEXTERA ENERGY INC
COM
65339F101
39
400
SH
SOLE
400
0
0
PEPSICO INC
COM
713448108
802
8591
SH
SOLE
8591
0
0
PEPSICO INC
COM
713448108
105
1129
SH
OTR
1129
0
0
PFIZER INC
COM
717081103
438
13068
SH
SOLE
13068
0
0
PFIZER INC
COM
717081103
17
500
SH
OTR
500
0
0
PHILIP MORRIS INTL INC
COM
718172109
392
4885
SH
SOLE
4885
0
0
PHILIP MORRIS INTL INC
COM
718172109
24
300
SH
OTR
300
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
25
250
SH
SOLE
250
0
0
POWERSHARES GLOBAL ETF TRUST
GBL WTR PORT
73936T623
33
1400
SH
SOLE
1400
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
350
3266
SH
SOLE
3266
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
11
100
SH
OTR
100
0
0
PPG INDS INC
COM
693506107
23
200
SH
SOLE
200
0
0
PRECISION CASTPARTS CORP
COM
740189105
97
485
SH
SOLE
485
0
0
PRICE T ROWE GROUP INC
COM
74144T108
249
3200
SH
SOLE
3200
0
0
PRICELINE GRP INC
COM NEW
741503403
259
225
SH
SOLE
225
0
0
PRICELINE GRP INC
COM NEW
741503403
30
26
SH
OTR
26
0
0
PROCTER & GAMBLE CO
COM
742718109
394
5031
SH
SOLE
5031
0
0
PROCTER & GAMBLE CO
COM
742718109
55
702
SH
OTR
702
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
249
5000
SH
SOLE
5000
0
0
RALPH LAUREN CORP
CL A
751212101
20
150
SH
SOLE
150
0
0
SEI INVESTMENTS CO
COM
784117103
167
3400
SH
SOLE
3400
0
0
SOUTHERN CO
COM
842587107
209
4995
SH
SOLE
4995
0
0
SOUTHERN CO
COM
842587107
15
350
SH
OTR
350
0
0
SPDR INDEX SHS FDS
MIDEAST AFRICA
78463X806
3
50
SH
SOLE
50
0
0
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X855
28
600
SH
SOLE
600
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
50
1200
SH
SOLE
1200
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1520
7383
SH
SOLE
7383
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1522
7394
SH
OTR
7394
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
1074
27935
SH
SOLE
27935
0
0
STANLEY BLACK & DECKER INC
COM
854502101
116
1100
SH
SOLE
1100
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
243
6395
SH
SOLE
6395
0
0
SYMANTEC CORP
COM
871503108
250
10755
SH
SOLE
10755
0
0
TARGET CORP
COM
87612E106
302
3701
SH
SOLE
3701
0
0
TEREX CORP NEW
COM
880779103
5
200
SH
SOLE
200
0
0
TRACTOR SUPPLY CO
COM
892356106
27
300
SH
SOLE
300
0
0
TRINITY INDS INC
COM
896522109
1021
38615
SH
SOLE
38615
0
0
TYCO INTL PLC
SHS
G91442106
4
100
SH
SOLE
100
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
67
600
SH
SOLE
600
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
24
200
SH
SOLE
200
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
25
300
SH
SOLE
300
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
21994
116465
SH
SOLE
116465
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
1381
15008
SH
SOLE
15008
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
599
3173
SH
OTR
3149
24
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
111
1210
SH
OTR
1210
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1759
16554
SH
SOLE
16554
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
103
965
SH
OTR
965
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
753
16153
SH
SOLE
16153
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
5
115
SH
OTR
115
0
0
VISA INC
COM CL A
92826C839
376
5598
SH
SOLE
5598
0
0
VISA INC
COM CL A
92826C839
100
1496
SH
OTR
1496
0
0
WABTEC CORP
COM
929740108
240
2543
SH
SOLE
2543
0
0
WAL-MART STORES INC
COM
931142103
235
3315
SH
SOLE
3315
0
0
WAL-MART STORES INC
COM
931142103
8
115
SH
OTR
115
0
0
WHITING PETE CORP NEW
COM
966387102
5
150
SH
SOLE
150
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
3244
52673
SH
SOLE
52673
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
106
1728
SH
OTR
1680
48
0
XEROX CORP
COM
984121103
9
800
SH
SOLE
800
0
0