0001102062-14-000010.txt : 20141117
0001102062-14-000010.hdr.sgml : 20141117
20141114181443
ACCESSION NUMBER: 0001102062-14-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141117
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEST CHESTER CAPITAL ADVISORS, INC
CENTRAL INDEX KEY: 0001102062
IRS NUMBER: 232784994
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05257
FILM NUMBER: 141225880
BUSINESS ADDRESS:
STREET 1: 216 FRANKLIN STREET
CITY: JOHNSTOWN
STATE: PA
ZIP: 15901
BUSINESS PHONE: 8145335338
MAIL ADDRESS:
STREET 1: 216 FRANKLIN STREET
CITY: JOHNSTOWN
STATE: PA
ZIP: 15901
FORMER COMPANY:
FORMER CONFORMED NAME: WESTCHESTER CAPITAL ADVISORS /PA
DATE OF NAME CHANGE: 19991229
13F-HR
1
primary_doc.xml
13F-HR
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false
false
0001102062
XXXXXXXX
09-30-2014
09-30-2014
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WEST CHESTER CAPITAL ADVISORS, INC
216 FRANKLIN STREET
JOHNSTOWN
PA
15901
13F HOLDINGS REPORT
028-05257
N
WEST CHESTER CAPITAL ADVISORS, INC.
PRESIDENT & CEO
814-533-5127
STEVEN M. KRAWICK
JOHNSTOWN
PA
11-14-2014
1
152
57840
1
0001082834
AMERISERV TRUST & FINANCIAL SERVICES CO
INFORMATION TABLE
2
infotable.xml
AIR PRODS & CHEMS INC
COM
009158106
391
3000
SH
SOLE
3000
0
0
3-D SYS CORP DEL
COM NEW
88554D205
20
436
SH
OTR
436
0
0
3-D SYS CORP DEL
COM NEW
88554D205
285
6138
SH
SOLE
6138
0
0
ALLERGAN INC
COM
018490102
56
317
SH
OTR
317
0
0
ALLERGAN INC
COM
018490102
184
1030
SH
SOLE
1030
0
0
ALTRIA GROUP INC
COM
02209S103
132
2883
SH
OTR
2709
30
144
ALTRIA GROUP INC
COM
02209S103
2024
44066
SH
SOLE
44066
0
0
AMAZON COM INC
COM
023135106
94
293
SH
OTR
275
0
18
AMAZON COM INC
COM
023135106
775
2404
SH
SOLE
2404
0
0
AMERISERV FINL INC
COM
03074A102
13
3916
SH
OTR
0
0
3916
AMERISERV FINL INC
COM
03074A102
1790
542291
SH
SOLE
450
0
541841
ANNALY CAP MGMT INC
COM
035710409
8
784
SH
OTR
556
0
228
ANNALY CAP MGMT INC
COM
035710409
141
13246
SH
SOLE
13246
0
0
APPLE INC
COM
037833100
371
3682
SH
OTR
3640
0
42
APPLE INC
COM
037833100
3087
30641
SH
SOLE
30641
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
71
996
SH
OTR
996
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
699
9787
SH
SOLE
9787
0
0
AT&T INC
COM
00206R102
58
1639
SH
OTR
1639
0
0
AT&T INC
COM
00206R102
648
18389
SH
SOLE
18389
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
382
4600
SH
SOLE
4000
0
600
BANK OF AMERICA CORPORATION
COM
060505104
26
1550
SH
OTR
1550
0
0
BANK OF AMERICA CORPORATION
COM
060505104
576
33793
SH
SOLE
30190
0
3603
BARD C R INC
COM
067383109
76
531
SH
OTR
531
0
0
BARD C R INC
COM
067383109
357
2505
SH
SOLE
2505
0
0
BAXTER INTL INC
COM
071813109
352
4900
SH
SOLE
4200
0
700
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
179
1299
SH
OTR
1299
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
414
2999
SH
SOLE
2899
0
100
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
414
2
SH
SOLE
2
0
0
BOEING CO
COM
097023105
535
4200
SH
SOLE
4200
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
63
1234
SH
OTR
1234
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
937
18313
SH
SOLE
18113
0
200
BUNGE LIMITED
COM
G16962105
253
3000
SH
SOLE
3000
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
298
22000
SH
SOLE
22000
0
0
CATERPILLAR INC DEL
COM
149123101
574
5800
SH
SOLE
5700
0
100
CELGENE CORP
COM
151020104
60
630
SH
OTR
630
0
0
CELGENE CORP
COM
151020104
261
2757
SH
SOLE
2757
0
0
CHEVRON CORP NEW
COM
166764100
239
2000
SH
SOLE
2000
0
0
CLOROX CO DEL
COM
189054109
51
527
SH
OTR
527
0
0
CLOROX CO DEL
COM
189054109
400
4167
SH
SOLE
4167
0
0
COLGATE PALMOLIVE CO
COM
194162103
378
5800
SH
SOLE
4000
0
1800
CSX CORP
COM
126408103
40
1238
SH
OTR
1238
0
0
CSX CORP
COM
126408103
476
14860
SH
SOLE
14860
0
0
DANAHER CORP DEL
COM
235851102
97
1282
SH
OTR
1282
0
0
DANAHER CORP DEL
COM
235851102
841
11072
SH
SOLE
11072
0
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
236
4329
SH
SOLE
4329
0
0
DIRECTV
COM
25490A309
37
423
SH
OTR
423
0
0
DIRECTV
COM
25490A309
309
3569
SH
SOLE
3569
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
82
1141
SH
OTR
1141
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
993
13831
SH
SOLE
13831
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
15
200
SH
OTR
200
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
358
4789
SH
SOLE
4789
0
0
EATON CORP PLC
SHS
G29183103
70
1098
SH
OTR
1098
0
0
EATON CORP PLC
SHS
G29183103
584
9222
SH
SOLE
9222
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
2
46
SH
OTR
46
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
491
12186
SH
SOLE
12186
0
0
EXELON CORP
COM
30161N101
11
316
SH
OTR
238
0
78
EXELON CORP
COM
30161N101
280
8228
SH
SOLE
8228
0
0
EXXON MOBIL CORP
COM
30231G102
163
1734
SH
OTR
1734
0
0
EXXON MOBIL CORP
COM
30231G102
1682
17891
SH
SOLE
17369
0
522
FIFTH THIRD BANCORP
COM
316773100
26
1300
SH
OTR
1300
0
0
FIFTH THIRD BANCORP
COM
316773100
204
10166
SH
SOLE
10166
0
0
FIRST COMWLTH FINL CORP PA
COM
319829107
88
10440
SH
SOLE
10440
0
0
FISERV INC
COM
337738108
595
9200
SH
SOLE
7000
0
2200
FNB CORP PA
COM
302520101
623
51972
SH
SOLE
51972
0
0
FOOT LOCKER INC
COM
344849104
723
13000
SH
SOLE
12000
0
1000
FRANKLIN RES INC
COM
354613101
721
13200
SH
SOLE
9000
0
4200
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
212
6500
SH
SOLE
6500
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
236
6789
SH
SOLE
6789
0
0
GENERAL ELECTRIC CO
COM
369604103
84
3285
SH
OTR
3285
0
0
GENERAL ELECTRIC CO
COM
369604103
760
29694
SH
SOLE
28394
0
1300
GENERAL MLS INC
COM
370334104
59
1161
SH
OTR
1053
0
108
GENERAL MLS INC
COM
370334104
563
11159
SH
SOLE
11159
0
0
GILEAD SCIENCES INC
COM
375558103
123
1152
SH
OTR
1102
0
50
GILEAD SCIENCES INC
COM
375558103
1046
9825
SH
SOLE
9825
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
44
959
SH
OTR
959
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
606
13175
SH
SOLE
13175
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
661
3600
SH
SOLE
2600
0
1000
HALLIBURTON CO
COM
406216101
84
1296
SH
OTR
1296
0
0
HALLIBURTON CO
COM
406216101
687
10650
SH
SOLE
10650
0
0
HONEYWELL INTL INC
COM
438516106
549
5900
SH
SOLE
5200
0
700
HUDSON TECHNOLOGIES INC
COM
444144109
66
20000
SH
SOLE
20000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
181
18554
SH
SOLE
18554
0
0
ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
605
5714
SH
SOLE
5714
0
0
ILLINOIS TOOL WKS INC
COM
452308109
338
4000
SH
SOLE
4000
0
0
INGERSOLL-RAND PLC
SHS
G47791101
338
6000
SH
SOLE
5000
0
1000
INTEL CORP
COM
458140100
37
1074
SH
OTR
1074
0
0
INTEL CORP
COM
458140100
498
14299
SH
SOLE
12849
0
1450
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
381
1951
SH
SOLE
1900
0
51
INDEXIQ ETF TR
GLB AGRI SM CP
45409B834
314
12200
SH
SOLE
10000
0
2200
ISHARES
GLOBAL TECH ETF
464287291
551
6020
SH
SOLE
6000
0
20
ISHARES
MSCI MALAYSI ETF
464286830
180
11700
SH
SOLE
10000
0
1700
ISHARES
MSCI EAFE ETF
464287465
125
1950
SH
OTR
1950
0
0
ISHARES
MSCI EAFE ETF
464287465
98
1529
SH
SOLE
1529
0
0
JOHNSON & JOHNSON
COM
478160104
136
1273
SH
OTR
1243
0
30
JOHNSON & JOHNSON
COM
478160104
1999
18752
SH
SOLE
16952
0
1800
JPMORGAN CHASE & CO
COM
46625H100
446
7400
SH
SOLE
5700
0
1700
KIMBERLY CLARK CORP
COM
494368103
36
335
SH
OTR
335
0
0
KIMBERLY CLARK CORP
COM
494368103
282
2619
SH
SOLE
2619
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
338
3619
SH
SOLE
3619
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
74
5488
SH
OTR
5488
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
691
50938
SH
SOLE
50938
0
0
LILLY ELI & CO
COM
532457108
33
512
SH
OTR
512
0
0
LILLY ELI & CO
COM
532457108
893
13776
SH
SOLE
13776
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
563
6685
SH
SOLE
6685
0
0
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
217
4100
SH
SOLE
3500
0
600
MARKET VECTORS ETF TR
INDONESIA ETF
57060U753
251
10025
SH
SOLE
8000
0
2025
MCDONALDS CORP
COM
580135101
100
1051
SH
OTR
1051
0
0
MCDONALDS CORP
COM
580135101
694
7325
SH
SOLE
7325
0
0
MERCK & CO INC NEW
COM
58933Y105
33
559
SH
OTR
559
0
0
MERCK & CO INC NEW
COM
58933Y105
390
6572
SH
SOLE
6572
0
0
MICROSOFT CORP
COM
594918104
46
990
SH
OTR
990
0
0
MICROSOFT CORP
COM
594918104
1002
21631
SH
SOLE
20231
0
1400
MORGAN STANLEY
COM NEW
617446448
80
2326
SH
OTR
2326
0
0
MORGAN STANLEY
COM NEW
617446448
725
20985
SH
SOLE
20985
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
271
37470
SH
SOLE
37470
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
224
3396
SH
SOLE
3396
0
0
PEPSICO INC
COM
713448108
115
1236
SH
OTR
1236
0
0
PEPSICO INC
COM
713448108
663
7124
SH
SOLE
7124
0
0
PHILIP MORRIS INTL INC
COM
718172109
85
1020
SH
OTR
1020
0
0
PHILIP MORRIS INTL INC
COM
718172109
651
7805
SH
SOLE
7805
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
326
5535
SH
SOLE
5535
0
0
PRICE T ROWE GROUP INC
COM
74144T108
564
7200
SH
SOLE
4000
0
3200
PRICELINE COM INC
COM NEW
741503403
49
42
SH
OTR
42
0
0
PRICELINE COM INC
COM NEW
741503403
261
225
SH
SOLE
225
0
0
PROCTER & GAMBLE CO
COM
742718109
59
702
SH
OTR
702
0
0
PROCTER & GAMBLE CO
COM
742718109
506
6042
SH
SOLE
4642
0
1400
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
281
8610
SH
SOLE
8610
0
0
SCHLUMBERGER LTD
COM
806857108
325
3200
SH
SOLE
3200
0
0
SEI INVESTMENTS CO
COM
784117103
644
17800
SH
SOLE
14000
0
3800
SERVICE CORP INTL
COM
817565104
254
12000
SH
SOLE
12000
0
0
SOUTHERN CO
COM
842587107
44
1015
SH
OTR
1015
0
0
SOUTHERN CO
COM
842587107
529
12111
SH
SOLE
12111
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
257
6200
SH
SOLE
5000
0
1200
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
274
3020
SH
SOLE
3000
0
20
SPDR INDEX SHS FDS
S&P GBLINF ETF
78463X855
447
9200
SH
SOLE
8000
0
1200
SPECTRA ENERGY PARTNERS LP
COM
84756N109
346
6535
SH
SOLE
6535
0
0
STANLEY BLACK & DECKER INC
COM
854502101
275
3100
SH
SOLE
2100
0
1000
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
597
12370
SH
SOLE
12370
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
366
5058
SH
SOLE
5058
0
0
TEMPLETON EMERG MKTS INCOME
COM
880192109
127
10000
SH
SOLE
10000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
327
3100
SH
SOLE
2700
0
400
UNITEDHEALTH GROUP INC
COM
91324P102
276
3200
SH
SOLE
3000
0
200
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
292
7000
SH
SOLE
7000
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
506
6000
SH
SOLE
6000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
11
215
SH
OTR
215
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
887
17735
SH
SOLE
17135
0
600
VISA INC
COM CL A
92826C839
90
424
SH
OTR
424
0
0
VISA INC
COM CL A
92826C839
207
972
SH
SOLE
972
0
0
WAL-MART STORES INC
COM
931142103
56
730
SH
OTR
730
0
0
WAL-MART STORES INC
COM
931142103
246
3221
SH
SOLE
3221
0
0
WELLS FARGO & CO NEW
COM
949746101
311
6000
SH
SOLE
6000
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
217
4098
SH
SOLE
4098
0
0