0001102062-14-000005.txt : 20140514
0001102062-14-000005.hdr.sgml : 20140514
20140514163834
ACCESSION NUMBER: 0001102062-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140514
DATE AS OF CHANGE: 20140514
EFFECTIVENESS DATE: 20140514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEST CHESTER CAPITAL ADVISORS, INC
CENTRAL INDEX KEY: 0001102062
IRS NUMBER: 232784994
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05257
FILM NUMBER: 14842053
BUSINESS ADDRESS:
STREET 1: 216 FRANKLIN STREET
CITY: JOHNSTOWN
STATE: PA
ZIP: 15901
BUSINESS PHONE: 8145335338
MAIL ADDRESS:
STREET 1: 216 FRANKLIN STREET
CITY: JOHNSTOWN
STATE: PA
ZIP: 15901
FORMER COMPANY:
FORMER CONFORMED NAME: WESTCHESTER CAPITAL ADVISORS /PA
DATE OF NAME CHANGE: 19991229
13F-HR
1
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03-31-2014
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WEST CHESTER CAPITAL ADVISORS, INC
216 FRANKLIN STREET
JOHNSTOWN
PA
15901
13F HOLDINGS REPORT
028-05257
N
STEVEN M. KRAWICK
PRESIDENT & CEO
814-533-5127
STEVEN M. KRAWICK
JOHNSTOWN
PA
05-14-2014
1
184
99580
1
0001082834
AMERISERV TRUST & FINANCIAL SERVICES CO
INFORMATION TABLE
2
infotable.xml
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18389
SH
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COM
00206R102
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1639
SH
OTR
1639
0
0
ABBVIE INC
COM
00287Y109
221
4300
SH
SOLE
2700
0
1600
AIR PRODS & CHEMS INC
COM
009158106
357
3000
SH
SOLE
3000
0
0
ALTRIA GROUP INC
COM
02209S103
1708
45631
SH
SOLE
45623
0
8
ALTRIA GROUP INC
COM
02209S103
104
2775
SH
OTR
2599
32
144
AMAZON COM INC
COM
023135106
777
2311
SH
SOLE
2310
0
1
AMAZON COM INC
COM
023135106
99
293
SH
OTR
275
0
18
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
241
12100
SH
SOLE
9600
0
2500
AMERISERV FINL INC
COM
03074A102
2059
534718
SH
SOLE
534718
0
0
AMERISERV FINL INC
COM
03074A102
15
3916
SH
OTR
3916
0
0
ANNALY CAP MGMT INC
COM
035710409
145
13208
SH
SOLE
13198
0
10
ANNALY CAP MGMT INC
COM
035710409
9
784
SH
OTR
556
0
228
APPLE INC
COM
037833100
2253
4197
SH
SOLE
4196
0
1
APPLE INC
COM
037833100
282
526
SH
OTR
520
0
6
AUTOMATIC DATA PROCESSING IN
COM
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5750
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SOLE
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COM
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43193
SH
SOLE
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COM
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1550
SH
OTR
1550
0
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COM
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371
2505
SH
SOLE
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0
0
BARD C R INC
COM
067383109
79
531
SH
OTR
531
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BAXTER INTL INC
COM
071813109
533
7250
SH
SOLE
5000
0
2250
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
375
2
SH
SOLE
2
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
625
4999
SH
SOLE
2899
0
2100
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
162
1299
SH
OTR
1299
0
0
BOEING CO
COM
097023105
841
6700
SH
SOLE
5100
0
1600
BRISTOL MYERS SQUIBB CO
COM
110122108
1133
21797
SH
SOLE
20300
0
1497
BRISTOL MYERS SQUIBB CO
COM
110122108
64
1234
SH
OTR
1234
0
0
CBRE CLARION GLOBAL REAL EST
COM
12504G100
98
11700
SH
SOLE
0
0
11700
CSX CORP
COM
126408103
430
14860
SH
SOLE
14860
0
0
CSX CORP
COM
126408103
36
1238
SH
OTR
1238
0
0
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
1731
125309
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SOLE
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CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
94
6780
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CATERPILLAR INC DEL
COM
149123101
914
9200
SH
SOLE
7100
0
2100
CELGENE CORP
COM
151020104
173
1236
SH
SOLE
1236
0
0
CELGENE CORP
COM
151020104
44
315
SH
OTR
315
0
0
CHEVRON CORP NEW
COM
166764100
262
2200
SH
SOLE
2000
0
200
CISCO SYS INC
COM
17275R102
282
12600
SH
SOLE
6900
0
5700
CLOROX CO DEL
COM
189054109
369
4192
SH
SOLE
4192
0
0
CLOROX CO DEL
COM
189054109
46
527
SH
OTR
527
0
0
COLGATE PALMOLIVE CO
COM
194162103
441
6800
SH
SOLE
4800
0
2000
DANAHER CORP DEL
COM
235851102
766
10218
SH
SOLE
10218
0
0
DANAHER CORP DEL
COM
235851102
96
1282
SH
OTR
1282
0
0
DIRECTV
COM
25490A309
273
3573
SH
SOLE
3573
0
0
DIRECTV
COM
25490A309
32
423
SH
OTR
423
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
984
14666
SH
SOLE
14666
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
77
1141
SH
OTR
1141
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
345
4844
SH
SOLE
4844
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
14
200
SH
OTR
200
0
0
EGA EMERGING GLOBAL SHS TR
EGS EMKTCONS ETF
268461779
223
8400
SH
SOLE
5000
0
3400
EXELON CORP
COM
30161N101
246
7320
SH
SOLE
7309
0
11
EXELON CORP
COM
30161N101
11
316
SH
OTR
238
0
78
EXXON MOBIL CORP
COM
30231G102
1985
20316
SH
SOLE
17994
0
2322
EXXON MOBIL CORP
COM
30231G102
88
905
SH
OTR
905
0
0
FNB CORP PA
COM
302520101
435
32486
SH
SOLE
32486
0
0
FIFTH THIRD BANCORP
COM
316773100
233
10166
SH
SOLE
10166
0
0
FIFTH THIRD BANCORP
COM
316773100
30
1300
SH
OTR
1300
0
0
FIRST COMWLTH FINL CORP PA
COM
319829107
94
10440
SH
SOLE
10440
0
0
FISERV INC
COM
337738108
873
15400
SH
SOLE
8200
0
7200
FOOT LOCKER INC
COM
344849104
940
20000
SH
SOLE
16000
0
4000
FRANKLIN RES INC
COM
354613101
910
16800
SH
SOLE
9000
0
7800
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
374
11300
SH
SOLE
10000
0
1300
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
258
7389
SH
SOLE
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0
0
GABELLI EQUITY TR INC
COM
362397101
770
99419
SH
SOLE
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0
0
GABELLI EQUITY TR INC
COM
362397101
23
3000
SH
OTR
3000
0
0
GABELLI UTIL TR
COM
36240A101
184
27211
SH
SOLE
27211
0
0
GENERAL ELECTRIC CO
COM
369604103
881
34042
SH
SOLE
29742
0
4300
GENERAL ELECTRIC CO
COM
369604103
89
3430
SH
OTR
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0
0
GENERAL MLS INC
COM
370334104
554
10690
SH
SOLE
10684
0
6
GENERAL MLS INC
COM
370334104
60
1161
SH
OTR
1053
0
108
GILEAD SCIENCES INC
COM
375558103
483
6814
SH
SOLE
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6
GILEAD SCIENCES INC
COM
375558103
73
1027
SH
OTR
977
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GLADSTONE LD CORP
COM
376549101
228
16100
SH
SOLE
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0
7600
GLAXOSMITHKLINE PLC
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37733W105
732
13706
SH
SOLE
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0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
63
1177
SH
OTR
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0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
762
4650
SH
SOLE
3000
0
1650
GOOGLE INC
CL A
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265
238
SH
SOLE
238
0
0
GOOGLE INC
CL A
38259P508
76
68
SH
OTR
68
0
0
HALLIBURTON CO
COM
406216101
611
10380
SH
SOLE
10380
0
0
HALLIBURTON CO
COM
406216101
76
1296
SH
OTR
1296
0
0
HOME DEPOT INC
COM
437076102
268
3386
SH
SOLE
500
0
2886
HONEYWELL INTL INC
COM
438516106
847
9131
SH
SOLE
6200
0
2931
HUDSON TECHNOLOGIES INC
COM
444144109
56
20000
SH
SOLE
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0
0
HUNTINGTON BANCSHARES INC
COM
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186
18704
SH
SOLE
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0
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ILLINOIS TOOL WKS INC
COM
452308109
483
5940
SH
SOLE
4500
0
1440
INDEXIQ ETF TR
GLB AGRI SM CP
45409B834
560
21150
SH
SOLE
12000
0
9150
INTEL CORP
COM
458140100
361
14001
SH
SOLE
9200
0
4801
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
691
3493
SH
SOLE
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0
1193
ISHARES
MSCI MALAYSI ETF
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366
23400
SH
SOLE
12000
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CHINA LG-CAP ETF
464287184
237
6625
SH
SOLE
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2425
ISHARES
MSCI EMG MKT ETF
464287234
288
7015
SH
SOLE
2000
0
5015
ISHARES
GLOBAL TECH ETF
464287291
678
8020
SH
SOLE
6000
0
2020
ISHARES
MSCI EAFE ETF
464287465
579
8609
SH
SOLE
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0
0
ISHARES
MSCI EAFE ETF
464287465
148
2200
SH
OTR
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0
0
ISHARES
IBOXX HI YD ETF
464288513
1077
11411
SH
SOLE
11411
0
0
JPMORGAN CHASE & CO
COM
46625H100
707
11650
SH
SOLE
6700
0
4950
JOHNSON & JOHNSON
COM
478160104
2063
21004
SH
SOLE
18020
0
2984
JOHNSON & JOHNSON
COM
478160104
125
1273
SH
OTR
1243
0
30
KIMBERLY CLARK CORP
COM
494368103
287
2599
SH
SOLE
2599
0
0
KIMBERLY CLARK CORP
COM
494368103
38
344
SH
OTR
344
0
0
LILLY ELI & CO
COM
532457108
818
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SH
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LILLY ELI & CO
COM
532457108
32
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SH
OTR
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AGRIBUS ETF
57060U605
277
5100
SH
SOLE
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0
1600
MARKET VECTORS ETF TR
INDONESIA ETF
57060U753
437
17375
SH
SOLE
10000
0
7375
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CL A
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1114
14910
SH
SOLE
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0
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MASTERCARD INC
CL A
57636Q104
64
860
SH
OTR
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0
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MCDONALDS CORP
COM
580135101
714
7285
SH
SOLE
7285
0
0
MCDONALDS CORP
COM
580135101
107
1096
SH
OTR
1096
0
0
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COM
58933Y105
345
6072
SH
SOLE
6072
0
0
MERCK & CO INC NEW
COM
58933Y105
32
559
SH
OTR
559
0
0
MICROSOFT CORP
COM
594918104
981
23931
SH
SOLE
18231
0
5700
MICROSOFT CORP
COM
594918104
41
990
SH
OTR
990
0
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MONDELEZ INTL INC
CL A
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373
10800
SH
SOLE
10000
0
800
MORGAN STANLEY
COM NEW
617446448
690
22135
SH
SOLE
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MORGAN STANLEY
COM NEW
617446448
73
2326
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OTR
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NEW YORK MTG TR INC
COM PAR $.02
649604501
269
34520
SH
SOLE
34520
0
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PPG INDS INC
COM
693506107
219
1133
SH
SOLE
100
0
1033
PEPSICO INC
COM
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674
8071
SH
SOLE
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0
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PEPSICO INC
COM
713448108
105
1261
SH
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PHILIP MORRIS INTL INC
COM
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1092
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PHILIP MORRIS INTL INC
COM
718172109
103
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SH
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284
3240
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73935A104
9
100
SH
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100
0
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COM
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SH
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5708
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COM NEW
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268
225
SH
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COM NEW
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50
42
SH
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COM
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773
9591
SH
SOLE
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2004
PROCTER & GAMBLE CO
COM
742718109
57
702
SH
OTR
702
0
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PSHS ULTSH 20YRS
74347B201
304
4500
SH
SOLE
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0
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RALPH LAUREN CORP
CL A
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241
1499
SH
SOLE
300
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1199
SEI INVESTMENTS CO
COM
784117103
994
29566
SH
SOLE
16000
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13566
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1854
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SPDR S&P 500 ETF TR
TR UNIT
78462F103
2007
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EUROPE ETF
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235
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SH
SOLE
3500
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2900
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MIDEAST AFRICA
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222
3170
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SOLE
2000
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1170
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S&P GBLINF ETF
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797
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SH
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10000
0
6700
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DJ INTL RL ETF
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391
9500
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5500
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17973
SH
SOLE
17973
0
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COM
806857108
536
5500
SH
SOLE
4000
0
1500
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
420
4720
SH
SOLE
4200
0
520
SERVICE CORP INTL
COM
817565104
239
12000
SH
SOLE
12000
0
0
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COM
842587107
557
12665
SH
SOLE
12665
0
0
SOUTHERN CO
COM
842587107
49
1115
SH
OTR
1115
0
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STANLEY BLACK & DECKER INC
COM
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338
4162
SH
SOLE
2300
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1862
TEMPLETON EMERG MKTS INCOME
COM
880192109
140
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SH
SOLE
10000
0
0
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COM NEW
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396
6690
SH
SOLE
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0
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COM NEW
88554D205
30
511
SH
OTR
511
0
0
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COM
912909108
291
10522
SH
SOLE
10522
0
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UNITED STATES STL CORP NEW
COM
912909108
36
1314
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OTR
1314
0
0
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COM
913017109
619
5300
SH
SOLE
2700
0
2600
UNITEDHEALTH GROUP INC
COM
91324P102
271
3300
SH
SOLE
3000
0
300
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
325
8000
SH
SOLE
6000
0
2000
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
16951
98927
SH
SOLE
98927
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
418
2437
SH
OTR
2403
34
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VANGUARD INDEX FDS
MID CAP ETF
922908629
227
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SH
SOLE
1000
0
1000
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
2770
32595
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32595
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VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
131
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SH
OTR
1521
26
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VANGUARD INDEX FDS
SMALL CP ETF
922908751
232
2050
SH
SOLE
1000
0
1050
VERIZON COMMUNICATIONS INC
COM
92343V104
1070
22482
SH
SOLE
21578
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904
VERIZON COMMUNICATIONS INC
COM
92343V104
22
468
SH
OTR
404
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64
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COM CL A
92826C839
1547
7167
SH
SOLE
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VISA INC
COM CL A
92826C839
136
632
SH
OTR
619
13
0
VULCAN MATLS CO
COM
929160109
379
5700
SH
SOLE
4100
0
1600
WAL-MART STORES INC
COM
931142103
180
2361
SH
SOLE
2361
0
0
WAL-MART STORES INC
COM
931142103
58
755
SH
OTR
755
0
0
WELLS FARGO & CO NEW
COM
949746101
323
6500
SH
SOLE
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500
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1924
40643
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0
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WISDOMTREE TR
JAPN HEDGE EQT
97717W851
125
2634
SH
OTR
2634
0
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XEROX CORP
COM
984121103
173
15280
SH
SOLE
11480
0
3800
ALLEGION PUB LTD CO
ORD SHS
G0176J109
248
4749
SH
SOLE
2800
0
1949
BUNGE LIMITED
COM
G16962105
254
3200
SH
SOLE
3000
0
200
EATON CORP PLC
SHS
G29183103
687
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SOLE
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0
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EATON CORP PLC
SHS
G29183103
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SH
OTR
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SHS
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601
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SH
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DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
217
4329
SH
SOLE
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0
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COM
293792107
2
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SH
OTR
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0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
398
5742
SH
SOLE
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ICAHN ENTERPRISES LP
DEPOSITARY UNIT
451100101
444
4319
SH
SOLE
0
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
268
3619
SH
SOLE
0
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
458
6563
SH
SOLE
0
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
305
5535
SH
SOLE
0
0
0
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
234
8611
SH
SOLE
0
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
320
6535
SH
SOLE
0
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
558
6135
SH
SOLE
0
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
285
5058
SH
SOLE
0
0
0