-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LTwUleUbQbWhTwW+1L4+8G7FFS+vrWJiQGOFZ5fIYG30TgmOoK86aSZrTAn/6mVO Iasu4boPYbx0FP6637weHQ== 0001102062-09-000010.txt : 20091112 0001102062-09-000010.hdr.sgml : 20091111 20091112114157 ACCESSION NUMBER: 0001102062-09-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091112 DATE AS OF CHANGE: 20091112 EFFECTIVENESS DATE: 20091112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEST CHESTER CAPITAL ADVISORS, INC CENTRAL INDEX KEY: 0001102062 IRS NUMBER: 232784994 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05257 FILM NUMBER: 091175367 BUSINESS ADDRESS: STREET 1: 106 SOUTH CHURCH STREET CITY: WEST CHESTER STATE: PA ZIP: 19382 BUSINESS PHONE: 6106924905 MAIL ADDRESS: STREET 1: 106 SOUTH CHURCH STREET CITY: WEST CHESTER STATE: PA ZIP: 19382 FORMER COMPANY: FORMER CONFORMED NAME: WESTCHESTER CAPITAL ADVISORS /PA DATE OF NAME CHANGE: 19991229 13F-HR 1 q3_200913f.txt 3Q2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Institutional Investment Manager Filing this Report: Name: West Chester Capital Advisors Address: 106 South Church Street West Chester, PA 19382-3231 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing the Report on Behalf of Reporting Manager: Name: Mary Ann Raymond Title: Assistant Compliance Officer Phone: 610-692-4905 mraymond@wccadvisors.com Signature, Place, and Date of Signing: West Chester, PA November 11, 2009 Report Type: X 13F HOLDINGS REPORT 13F NOTICE 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: N/A FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 110 Form 13F Information Table Value Total: $61,604 List of Other Included Managers: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579Y101 687 9340.000 SH SOLE 1200.000 8140.000 Affiliated Computer COM 008190100 859 16491.000SH SOLE 7100.000 9391.000 Agilent Technologies Inc. COM 00846U101 265 10700.000SH SOLE 6250.000 4450.000 AllianceBernstein Hldg LP COM 01881G106 282 10453.889SH SOLE 4200.000 6253.889 Allied Capital Corp. COM 01903q108 198 63325.000SH SOLE 19000.000 42325.000 Altria Group Inc. COM 02209S103 250 13824.651SH SOLE 1100.000 12724.651 Applied Materials COM 038222105 268 21980.000SH SOLE 9200.000 12780.000 Automatic Data Processing COM 053015103 446 11202.000SH SOLE 5100.000 6102.000 Bank of America Corp. COM 060505104 820 56209.000SH SOLE 15263.000 40646.000 Baxter International COM 071813109 1064 19675.000SH SOLE 7000.000 12675.000 Best Buy Co. Inc. COM 086516101 287 7525.000 SH SOLE 4300.000 3225.000 Boeing Co. COM 097023105 712 14892.000SH SOLE 7200.000 7192.000 Bristol-Myers Squibb COM 110122108 571 26196.431SH SOLE 7200.000 18996.431 Burlington Northern Sante Fe C COM 12189T104 493 6550.000 SH SOLE 3450.000 2900.000 Caterpillar Inc. COM 149123101 1339 24325.000SH SOLE 9700.000 14625.000 Chevron Corp. COM 166764100 659 8604.758 SH SOLE 1000.000 7604.758 Cisco Systems Inc. COM 17275R102 727 31885.000SH SOLE 11700.000 19785.000 Citigroup Inc. COM 172967101 182 44435.000SH SOLE 18000.000 26435.000 Coca Cola Co. COM 191216100 424 7953.338 SH SOLE 7953.338 Colgate-Palmolive Co. COM 194162103 609 7750.000 SH SOLE 4600.000 3150.000 D R Horton Inc. COM 23331A109 326 29763.139SH SOLE 11566.000 17397.139 El Paso Corp. COM 28336L109 526 53657.000SH SOLE 23600.000 27557.000 Enbridge Energy Partners LP COM 29250R106 235 5065.000 SH SOLE 2000.000 3065.000 Exxon Mobil Corp. COM 30231g102 3591 50101.980SH SOLE 20200.000 29901.980 Fiserv Inc. COM 337738108 651 14201.000SH SOLE 3700.000 10501.000 Foot Locker Inc. COM 344849104 330 31480.000SH SOLE 19600.000 11880.000 Franklin Resources COM 354613101 1415 13525.000SH SOLE 3300.000 10025.000 Freeport-McMoRan Copper & Gold COM 35671D857 308 4200.000 SH SOLE 2700.000 1100.000 Fulton Finl Corp PA COM 360271100 104 12594.000SH SOLE 2893.000 9701.000 General Electric Co. COM 369604103 1182 82922.183SH SOLE 18600.000 64022.183 Goldman Sachs Group Inc. COM 38141G104 2153 12650.000SH SOLE 4950.000 7600.000 Hershey Co. COM 427866108 257 6800.000 SH SOLE 1600.000 5200.000 Home Depot Inc. COM 437076102 382 15230.617SH SOLE 6600.000 8630.617 Honeywell Intl Inc. COM 438516106 748 20837.396SH SOLE 9500.000 11337.396 IBM Corp. COM 459200101 721 5980.000 SH SOLE 3750.000 2230.000 Illinois Tool Works COM 452308109 422 9200.000 SH SOLE 5200.000 3900.000 Ingersoll-Rand Public Ltd. Co. COM G47791101 1193 37775.000SH SOLE 12600.000 24675.000 Intel Corp. COM 458140100 1191 62306.882SH SOLE 19600.000 42706.882 JP Morgan Chase & Co. COM 46625H100 1377 32972.000SH SOLE 8800.000 24172.000 Johnson & Johnson COM 478160104 1435 24297.000SH SOLE 5800.000 18497.000 Kennametal Inc. COM 489170100 246 10434.110SH SOLE 3602.000 6832.110 King Pharmaceuticals COM 495582108 254 25096.000SH SOLE 7000.000 18096.000 Kraft Foods Inc. COM 50075n104 294 10692.000SH SOLE 1100.000 9592.000 Legg Mason Inc. COM 524901105 829 28465.000SH SOLE 12700.000 15265.000 Masco Corp. COM 574599106 222 18896.000SH SOLE 8100.000 10796.000 Medtronic Inc. COM 585055106 364 10200.000SH SOLE 3300.000 6900.000 Merck & Co. Inc. COM 58933Y105 232 7494.256 SH SOLE 1000.000 6494.256 Microsoft Corp. COM 594918104 2038 73482.000SH SOLE 21500.000 51982.000 National Penn Bancshares COM 637138108 382 67941.000SH SOLE 67941.000 Nestle SA Spons ADR COM 641069406 242 5200.000 SH SOLE 2500.000 2700.000 PNC Financial Services Group COM 693475105 266 5427.000 SH SOLE 1300.000 4127.000 PPG Industries Inc. COM 693506107 375 6650.100 SH SOLE 950.000 5700.100 Pepsico Inc. COM 713448108 581 9600.000 SH SOLE 2000.000 7600.000 Pfizer Inc. COM 717081103 604 35469.000SH SOLE 4773.000 30696.000 Philip Morris International In COM 718172109 650 13727.650SH SOLE 1100.000 12627.650 Polo Ralph Lauren COM 731572103 407 5464.000 SH SOLE 1050.000 4114.000 Price, T. Rowe Group Inc. COM 74144T108 1550 31802.000SH SOLE 9700.000 22102.000 Procter & Gamble COM 742718109 1887 32526.053SH SOLE 7400.000 25126.053 Royal Dutch Shell Spons ADR A COM 780259206 417 7025.000 SH SOLE 700.000 6325.000 SEI Investments Co. COM 784117103 1656 94794.000SH SOLE 28000.000 63794.000 Schering-Plough Corp. COM 806605101 274 9710.000 SH SOLE 2800.000 6910.000 Schlumberger Ltd. COM 806857108 840 13507.000SH SOLE 6200.000 6807.000 Stanley Works COM 854616109 586 12962.360SH SOLE 3900.000 9062.360 Terex Corp. COM 880779103 337 16650.000SH SOLE 5800.000 10850.000 Texas Instruments COM 882508104 227 9700.000 SH SOLE 5700.000 4000.000 Total SA Spons ADR COM 89151E109 276 4594.000 SH SOLE 800.000 3794.000 Unilever N V COM 904784709 249 8070.000 SH SOLE 8070.000 United Technologies COM 913017109 922 15003.000SH SOLE 5050.000 9953.000 Verizon Communications COM 92343V104 551 18628.309SH SOLE 6900.000 11728.309 Vulcan Materials COM 929160109 479 10396.000SH SOLE 2800.000 7296.000 Wal-Mart Stores Inc. COM 931142103 216 4350.000 SH SOLE 2100.000 2250.000 Yum! Brands Inc. COM 988498101 242 7347.000 SH SOLE 2200.000 5147.000 Adams Express Co. MUT 006212104 106 11052.0000SH SOLE 1082.0000 9970.0000 American Funds New Perspective MUT 648018109 253 10508.4854SH SOLE 10508.4854 Barclays Bk iPath ETN India In MUT 06739F291 520 9520.0000SH SOLE 3350.0000 5570.0000 DAF S & P Midcap Trust MUT 294700414 15 14428.6573SH SOLE 14428.6573 Evergreen Div Inc Bldr Cl A MUT 299918102 212 41013.4360SH SOLE 41013.4360 Evergreen Select Bond Fund CL MUT 299908707 96 12161.1110SH SOLE 12161.1110 Fidelity High Income MUT 316146406 170 20659.4740SH SOLE 20659.4740 Fidelity MA Muni Income MUT 315902205 208 17717.9100SH SOLE 17717.9100 Franklin Income Cl A MUT 353496300 96 48667.2090SH SOLE 48667.2090 H&Q Life Sciences MUT 404053100 113 13305.0000SH SOLE 452.0000 12853.0000 ING Clarion Global RE Inc Fund MUT 44982G104 132 22800.0000SH SOLE 400.0000 22400.0000 Loomis Sayles Bond Fund MUT 543495840 190 14634.8610SH SOLE 14634.8610 Managers Fremont Bond Fund MUT 561717638 234 22088.1530SH SOLE 22088.1530 Market Vectors Agribusiness - MUT 57060U605 256 6700.0000SH SOLE 4000.0000 2500.0000 PIMCO Commodity Real Return Cl MUT 722005550 114 14264.9570SH SOLE 14264.9570 PowerShares Global Water - PIO MUT 73936t623 373 21925.0000SH SOLE 9725.0000 11900.0000 SPDR DJ Wilshire Int'l RE - RW MUT 78463X863 535 15500.0000SH SOLE 7900.0000 7600.0000 SPDR Index Macquarie Glob Infr MUT 78463X855 746 18740.0000SH SOLE 7950.0000 10390.0000 SPDR S&P EM Middle East & Afri MUT 78463X806 590 10170.0000SH SOLE 3650.0000 6320.0000 SPDR S&P Emerging Europe - GUR MUT 78463X608 738 18415.0000SH SOLE 7100.0000 10915.0000 Templeton Emg Mkts Income - TE MUT 880192109 151 11500.0000SH SOLE 10000.0000 1500.0000 Vanguard Emerging Markets ETF MUT 922042858 399 10620.0000SH SOLE 6000.0000 3820.0000 Vanguard Fixed Inc High Yield MUT 922031208 98 18254.3200SH SOLE 8782.1820 9472.1380 Vanguard Fixed Inc Intermed-Te MUT 922031885 182 18812.5320SH SOLE 18812.5320 Wisdom Tree Dreyfus Currency F MUT 97717W133 227 10450.0000SH SOLE 5100.0000 5150.0000 iShares CohenSteers Realty Maj MUT 464287564 207 4480.0000SH SOLE 4480.0000 iShares FTSE Xinhua China 25 I MUT 464287184 804 19285.0000SH SOLE 7650.0000 11035.0000 iShares MSCI EAFE Index - EFA MUT 464287465 221 4155.0000SH SOLE 1400.0000 2755.0000 iShares MSCI EMU Index - EZU MUT 464286608 640 17640.0000SH SOLE 2800.0000 14840.0000 iShares MSCI Emerging Mkts Ind MUT 464287234 1007 26815.0000SH SOLE 6390.0000 20425.0000 iShares MSCI Malaysia Free Ind MUT 464286830 595 56680.0000SH SOLE 22700.0000 32480.0000 iShares MSCI Mexico Invest Ind MUT 464286822 277 6350.0000SH SOLE 3400.0000 2950.0000 iShares MSCI Pacific ex-Japan MUT 464286665 556 14055.0000SH SOLE 2700.0000 11355.0000 iShares MSCI Taiwan Index - EW MUT 464286731 208 17900.0000SH SOLE 8900.0000 9000.0000 iShares Russell 2000 Index - I MUT 464287655 301 5340.0000SH SOLE 1800.0000 3540.0000 iShares S&P Global Tech Sect I MUT 464287291 565 11095.0000SH SOLE 5000.0000 5795.0000 iShares S&P Latin America 40 I MUT 464287390 887 20600.0000SH SOLE 4000.0000 16600.0000 iShares Silver Tr - SLV MUT 46428Q109 196 12200.0000SH SOLE 4150.0000 8050.0000
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