-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ealfx6lU+9D7VUuSNvxgvg8Cbg2RzCoUSnkDyYtYrD0V9XZazirBr9AV/Yym87f2 H8jOago5atS3jfCJ6p5HqQ== /in/edgar/work/0000950144-00-012012/0000950144-00-012012.txt : 20001011 0000950144-00-012012.hdr.sgml : 20001011 ACCESSION NUMBER: 0000950144-00-012012 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001010 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA APPAREL INC CENTRAL INDEX KEY: 0001101396 STANDARD INDUSTRIAL CLASSIFICATION: [5130 ] IRS NUMBER: 582508794 STATE OF INCORPORATION: GA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-59247 FILM NUMBER: 736539 BUSINESS ADDRESS: STREET 1: 3355 BRECKENRIDGE BLVD CITY: DULUTH STATE: GA ZIP: 30096 BUSINESS PHONE: 7708066800 MAIL ADDRESS: STREET 1: 3355 BRECKENRIDGE BLVD CITY: DULUTH STATE: GA ZIP: 30096 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RAINSFORD BETTIS C CENTRAL INDEX KEY: 0001098290 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PO BOX 388 STREET 2: 108 1/2 COURT HOUSE SQUARE CITY: EDGEFIELD STATE: SC ZIP: 29824 MAIL ADDRESS: STREET 1: PO BOX 388 STREET 2: 108 1/2 COURT HOUSE SQUARE CITY: EDGEFIELD STATE: SC ZIP: 29824 SC 13D/A 1 g64572asc13da.txt DELTA APPAREL, INC. 1 OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 2002 Estimated Average burden hours per response.. 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* DELTA APPAREL, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 247368 10 3 -------------------------------------------------------------- (CUSIP Number) Bettis C. Rainsford 108 1/2 Courthouse Square Edgefield, South Carolina 29824 (803)637-5304 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 6, 2000 ----------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 5 Pages) 2
SCHEDULE 13D CUSIP NO. 247368 10 3 PAGE 2 OF 5 PAGES ------------------------- ---------- ----------
- ---------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Bettis C. Rainsford - ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) NA - ---------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION US - ---------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 334,218 NUMBER OF ------------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY EACH ------------------------------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 334,218 ------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ---------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 334,218 - ---------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] (SEE INSTRUCTIONS) - ---------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.9% - ---------------------------------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 14 IN ==========================================================================================================
3 AMENDMENT NO. 1 TO SCHEDULE 13-D This Amendment No. 1 amends the indicated items of the statement on Schedule 13D, as amended, relating to the Common Stock, $.01 par value ("Shares"), of Delta Apparel, Inc., a Georgia corporation, (the "Company") filed on behalf of Bettis C. Rainsford, a shareholder of the Company. Item 4. Purpose of Transaction Item 4 is hereby restated as follows: Mr. Rainsford continues to hold his shares for investment purposes, although he did, on October 6, 2000, deliver to the Company a notice of intent to nominate seven directors (including Mr. Rainsford) to stand for election to the board of directors of the Company at the Company's 2000 annual meeting of shareholders. Such notice describes Mr. Rainsford's intent to effect changes relative to the Company should he and his other nominees be elected to the Board of Directors, including causing the Company to redeem the Company's common stock purchase rights and to aggressively focus on strategies to maximize shareholder value. The implementation of such strategies may result in the disposition of Mr. Rainsford's shares. Mr. Rainsford originally acquired the shares for investment purposes and has continuously reviewed this investment based on an evaluation of the Company and its business and prospects, including the Company's business and the market price of the Common Stock. Although Mr. Rainsford's current intention is as described above, Mr. Rainsford also intends to continue to review his investment in the Company's Common Stock and may explore from time to time in the future a variety of alternatives, including, without limitation, one or more of the following: (a) the acquisition of additional securities of the Company; (b) the disposition of all or any portion of securities of the Company held by Mr. Rainsford; (c) an extraordinary corporate transaction, such as a sale, merger, reorganization or liquidation involving the Company; or (d) any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer Item 5(a) is hereby restated as follows:
Number of Shares Percentage 334,218 13.9%
Item 5(d) is hereby restated as follows: Mr. Rainsford has pledged a total of 329,408 shares of Common Stock to Carolina First Bank and Merrill Lynch & Co. as security for certain loans. Under the loans in certain circumstances, Carolina First Bank or Merrill Lynch & Co. have the right to receive proceeds from the sale of the shares. Item 6. Contracts, Arrangements, Understandings or Relationships With respect to Securities of the Issuer Item 6 is hereby restated as follows: As discussed in Item 5, Mr. Rainsford has pledged a total of 329,408 shares of Common Stock to Carolina First Bank and Merrill Lynch & Co. as security for certain loans. See Item 4 for discussion of other arrangements. 4 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 6, 2000 /s/ Bettis C. Rainsford -------------------------- Bettis C. Rainsford 5 -----END PRIVACY-ENHANCED MESSAGE-----